SUBCHAPTER I—GENERALLY
§4801. Findings and purposes
(a) Findings
The Congress finds and declares that—
(1) the United States has a crucial stake in the presence of United States Government personnel representing United States interests abroad;
(2) conditions confronting United States Government personnel and missions abroad are fraught with security concerns which will continue for the foreseeable future; and
(3) the resources now available to counter acts of terrorism and protect and secure United States Government personnel and missions abroad, as well as foreign officials and missions in the United States, are inadequate to meet the mounting threat to such personnel and facilities.
(b) Purposes
The purposes of this chapter are—
(1) to set forth the responsibility of the Secretary of State with respect to the security of diplomatic operations in the United States and abroad;
(2) to maximize coordination by the Department of State with Federal, State, and local agencies and agencies of foreign governments in order to enhance security programs;
(3) to promote strengthened security measures, institutionalize a culture of learning, and, in the case of apparent gross negligence or breach of duty, recommend that the Secretary investigate accountability for United States Government personnel with security-related responsibilities under chief of mission authority;
(4) to support a culture of risk management, instead of risk avoidance, that enables the Department of State to pursue its vital goals with full knowledge that it is neither desirable nor possible for the Department to avoid all risks;
(5) to set forth the responsibility of the Secretary of State with respect to the safe and efficient evacuation of United States Government personnel, their dependents, and private United States citizens when their lives are endangered by war, civil unrest, or natural disaster; and
(6) to provide authorization of appropriations for the Department of State to carry out its responsibilities in the area of security and counterterrorism, and in particular to finance the acquisition and improvements of United States Government missions abroad, including real property, buildings, facilities, and communications, information, and security systems.
(
Editorial Notes
References in Text
This chapter, referred to in subsec. (b), was in the original "titles I through IV", meaning titles I through IV of
Amendments
2022—Subsec. (b)(3).
Subsec. (b)(4) to (6).
1994—Subsec. (b)(2) to (6).
1990—Subsec. (b)(5), (6).
Statutory Notes and Related Subsidiaries
Effective Date of 1994 Amendment
Amendment by
Short Title of 2022 Amendment
Short Title of 1999 Amendment
Short Title
Findings
"(1) A robust overseas diplomatic presence is part of an effective foreign policy, particularly in volatile environments where a flexible and timely diplomatic response can be decisive in preventing and addressing conflict.
"(2) Diplomats routinely put themselves and their families at great personal risk to serve their country overseas where they face threats related to international terrorism, violent conflict, and public health.
"(3) The Department [of State] has a remarkable record of protecting personnel while enabling an enormous amount of global diplomatic activity, often in unsecure and remote places and facing a variety of evolving risks and threats. With support from Congress, the Department has revised policy, improved physical security through retrofitting and replacing old facilities, deployed additional security personnel and armored vehicles, and greatly enhanced training requirements and training facilities, including the new Foreign Affairs Security Training Center in Blackstone, Virginia.
"(4) Diplomatic missions rely on robust staffing and ambitious external engagement to advance United States interests as diverse as competing with China's malign influence around the world, fighting terrorism and transnational organized crime, preventing and addressing violent conflict and humanitarian disasters, promoting United States businesses and trade, protecting the rights of marginalized groups, addressing climate change, and preventing pandemic disease.
"(5) Efforts to protect personnel overseas have often resulted in inhibiting diplomatic activity and limiting engagement between embassy personnel and local governments and populations.
"(6) Given that Congress currently provides annual appropriations in excess of $1,900,000,000 for embassy security, construction, and maintenance, the Department should be able to ensure a robust overseas presence without inhibiting the ability of diplomats to—
"(A) meet outside United States secured facilities with foreign leaders to explain, defend, and advance United States priorities;
"(B) understand and report on foreign political, social, and economic conditions through meeting and interacting with community officials outside of United States facilities;
"(C) provide United States citizen services; and
"(D) collaborate and, at times, compete with other diplomatic missions, particularly those, such as that of the People's Republic of China, that do not have restrictions on meeting locations.
"(7) Given these stakes, Congress has a responsibility to empower, support, and hold the Department accountable for implementing an aggressive strategy to ensure a robust overseas presence that mitigates potential risks and adequately considers the myriad direct and indirect consequences of a lack of diplomatic presence."
§4802. Responsibility of Secretary of State
(a) Security functions
(1) The Secretary of State shall develop and implement (in consultation with the heads of other Federal agencies having personnel or missions abroad where appropriate and within the scope of the resources made available) policies and programs, including funding levels and standards, to provide for the security of United States Government operations of a diplomatic nature and foreign government operations of a diplomatic nature in the United States. Such policies and programs shall include—
(A) protection of all United States Government personnel on official duty abroad (other than Voice of America correspondents on official assignment and those personnel under the command of a United States area military commander) and their accompanying dependents;
(B) establishment and operation of security functions at all United States Government missions abroad (other than facilities or installations subject to the control of a United States area military commander);
(C) establishment and operation of security functions at all Department of State facilities in the United States; and
(D) protection of foreign missions, international organizations, and foreign officials and other foreign persons in the United States, as authorized by law.
(2) Security responsibilities shall include the following:
(A) Former Office of Security functions
Functions and responsibilities exercised by the Office of Security, Department of State, before November 11, 1985.
(B) Security and protective operations
(i) Establishment and operation of post security and protective functions abroad.
(ii) Development and implementation of communications, computer, and information security.
(iii) Emergency planning.
(iv) Establishment and operation of local guard services abroad.
(v) Supervision of the United States Marine Corps security guard program.
(vi) Liaison with American overseas private sector security interests.
(vii) Protection of foreign missions and international organizations, foreign officials, and diplomatic personnel in the United States, as authorized by law.
(viii) Protection of the Secretary of State and other persons designated by the Secretary of State, as authorized by law.
(ix) Physical protection of Department of State facilities, communications, and computer and information systems in the United States.
(x) Conduct of investigations relating to protection of foreign officials and diplomatic personnel and foreign missions in the United States, suitability for employment, employee security, illegal passport and visa issuance or use, and other investigations, as authorized by law.
(xi) Carrying out the rewards program for information concerning international terrorism authorized by section 2708(a) 1 of this title.
(xii) Performance of other security, investigative, and protective matters as authorized by law.
(C) Counterterrorism planning and coordination
Development and coordination of counterterrorism planning, emergency action planning, threat analysis programs, and liaison with other Federal agencies to carry out this paragraph.
(D) Security technology
Development and implementation of technical and physical security programs, including security-related construction, radio and personnel security communications, armored vehicles, computer and communications security, and research programs necessary to develop such measures.
(E) Diplomatic courier service
Management of the diplomatic courier service.
(F) Personnel training
Development of facilities, methods, and materials to develop and upgrade necessary skills in order to carry out this section.
(G) Foreign government training
Management and development of antiterrorism assistance programs to assist foreign government security training which are administered by the Department of State under
(b) Overseas evacuations
The Secretary of State shall develop and implement policies and programs to provide for the safe and efficient evacuation of United States Government personnel, dependents, and private United States citizens when their lives are endangered. Such policies shall include measures to identify high risk areas where evacuation may be necessary and, where appropriate, providing staff to United States Government missions abroad to assist in those evacuations. In carrying out these responsibilities, the Secretary shall—
(1) develop a model contingency plan for evacuation of personnel, dependents, and United States citizens from foreign countries;
(2) develop a mechanism whereby United States citizens can voluntarily request to be placed on a list in order to be contacted in the event of an evacuation, or which, in the event of an evacuation, can maintain information on the location of United States citizens in high risk areas submitted by their relatives;
(3) assess the transportation and communications resources in the area being evacuated and determine the logistic support needed for the evacuation; and
(4) develop a plan for coordinating communications between embassy staff, Department of State personnel, and families of United States citizens abroad regarding the whereabouts of those citizens.
(c) Oversight of posts abroad
The Secretary of State shall—
(1) have full responsibility for the coordination of all United States Government personnel assigned to diplomatic or consular posts or other United States missions abroad pursuant to United States Government authorization (except for facilities, installations, or personnel under the command of a United States area military commander) 2
(2) establish appropriate overseas staffing levels for all such posts or missions for all Federal agencies with activities abroad (except for personnel and activities under the command of a United States area military commander or regional inspector general offices under the jurisdiction of the inspector 3 General, Agency for International Development).
(d) Federal agency
As used in this subchapter and subchapter III, the term "Federal agency" includes any department or agency of the United States Government.
(
Editorial Notes
References in Text
The Foreign Assistance Act of 1961, referred to in subsec. (a)(2)(G), is
Amendments
2002—Subsec. (a)(1)(A).
1994—Subsec. (a).
1990—Subsecs. (b) to (d).
1988—Subsec. (b)(2).
Subsec. (b)(3).
1987—Subsec. (b)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 1994 Amendment
Amendment by
Overseas Security Briefings
Direct Reporting
Marine Corps Security Guard Program
"(a)
"(1) An evaluation of whether the size and composition of the Marine Corps Security Guard Program is adequate to meet global diplomatic security requirements.
"(2) An assessment of whether the Marine Corps security guards are appropriately deployed among United States embassies, consulates, and other diplomatic facilities to respond to evolving security developments and potential threats to United States interests abroad.
"(3) An assessment of the mission objectives of the Marine Corps Security Guard Program and the procedural rules of engagement to protect diplomatic personnel under the Program.
"(b)
Congressional Notification and Briefing Requirement on Ordered Evacuations of United States Embassies and Consulates Involving Support Provided by the Department of Defense
"(a)
"(b)
"(c)
"(1) the congressional defense committees [Committees on Armed Services and Appropriations of the Senate and the House of Representatives]; and
"(2) the Committee on Foreign Relations of the Senate and the Committee on Foreign Affairs of the House of Representatives."
Personnel Security Program for Embassies in High Intelligence Threat Countries
"(a)
"(1) selection criteria and screening to ensure suitability for assignment to high intelligence threat countries;
"(2) counterintelligence awareness and related training;
"(3) security reporting and command arrangements designed to counter intelligence threats; and
"(4) length of duty criteria and policies regarding rest and recuperative absences.
"(b)
"(c)
"(1) a country listed as a Communist country in section 620(f) of the Foreign Assistance Act of 1961 [
"(2) any other country designated as a high intelligence threat country for purposes of this section by the Secretary of State, the Secretary of Defense, the Director of Central Intelligence, or the Director of the Federal Bureau of Investigation."
[Reference to the Director of Central Intelligence or the Director of the Central Intelligence Agency in the Director's capacity as the head of the intelligence community deemed to be a reference to the Director of National Intelligence. Reference to the Director of Central Intelligence or the Director of the Central Intelligence Agency in the Director's capacity as the head of the Central Intelligence Agency deemed to be a reference to the Director of the Central Intelligence Agency. See section 1081(a), (b) of
1 See References in Text note below.
2 So in original. Probably should be followed by "; and".
3 So in original. Probably should be capitalized.
§4803. Designation of high risk, high threat posts
(a) Initial designation
Not later than 30 days after December 16, 2016, the Department of State shall submit to the appropriate congressional committees and the Committees on Appropriations of the Senate and the House of Representatives a report, in classified form, that contains a list of diplomatic and consular posts designated as high risk, high threat posts.
(b) Designations before opening or reopening posts
Before opening or reopening a diplomatic or consular post, the Secretary shall determine if such post should be designated as a high risk, high threat post.
(c) Designating existing posts
The Secretary shall regularly review existing diplomatic and consular posts to determine if any such post should be designated as a high risk, high threat post if conditions at such post or the surrounding security environment require such a designation.
(d) Definitions
In this section:
(1) Appropriate congressional committees
The term "appropriate congressional committees" means the Committee on Foreign Affairs of the House of Representatives and the Committee on Foreign Relations of the Senate.
(2) High risk, high threat post
The term "high risk, high threat post" means a United States diplomatic or consular post or other United States mission abroad, as determined by the Secretary, that, among other factors—
(A) is located in a country—
(i) with high to critical levels of political violence and terrorism; and
(ii) the government of which lacks the ability or willingness to provide adequate security; and
(B) has mission physical security platforms that fall below the Department of State's established standards.
(
Editorial Notes
Prior Provisions
A prior section 4803,
A prior section 104 of
Amendments
2017—Subsec. (a).
§4804. Briefings on embassy security
(a) Briefing
The Secretary shall provide monthly briefings to the appropriate congressional committees on—
(1) progress towards opening or reopening a high risk, high threat post, and the risk to national security of the continued closure or any suspension of operations and remaining barriers to doing so, including—
(A) the importance and appropriateness of the objectives of the proposed post to the national security of the United States, the risk to United States national security of the post's continued closure or suspension of operations, and the type and level of security threats such post could encounter;
(B) working plans to expedite the approval and funding for establishing and operating such post, implementing physical security measures, providing necessary security and management personnel, and the provision of necessary equipment;
(C) the type and level of security threats such post could encounter, and security "tripwires" that would determine specific action, including enhanced security measures or evacuation of such post, based on the improvement or deterioration of the local security environment; and
(D) in coordination with the Secretary of Defense, an evaluation of available United States military assets and operational plans to respond to such posts in extremis;
(2) personnel staffing and rotation cycles at high risk, high threat posts;
(3) the current security posture at posts of particular concern as determined by such committees; and
(4) the progress towards implementation of the provisions specified in title I of the Department of State Authorities Act, Fiscal Year 2017.
(b) Congressional notification
(1) In general
Except as provided in paragraph (2), not later than 30 days before opening or reopening a high risk, high threat post, the Secretary shall notify the appropriate congressional committees of the decision to open or reopen such post.
(2) Emergency circumstances
If the Secretary determines that the national security interests of the United States require the opening or reopening of a high risk, high threat post in fewer than 30 days, then as soon as possible, but not later than 48 hours before such opening or reopening, the Secretary shall transmit to the appropriate congressional committees a notification detailing the decision to open or reopen such post, the nature of the critical national security interests at stake, and the circumstances that prevented the normal 30-day notice under paragraph (1).
(c) Appropriate congressional committees
In this section, the term "appropriate congressional committees" means—
(1) the Committee on Foreign Affairs, the Committee on Armed Services, the Permanent Select Committee on Intelligence, and the Committee on Appropriations of the House of Representatives; and
(2) the Committee on Foreign Relations, the Committee on Armed Services, the Select Committee on Intelligence, and the Committee on Appropriations of the Senate.
(
Editorial Notes
References in Text
Title I of the Department of State Authorities Act, Fiscal Year 2017, referred to in subsec. (a)(4), is title I of
Prior Provisions
A prior section 4804,
Amendments
2022—Subsec. (a)(1).
Subsec. (a)(1)(A).
Subsec. (a)(1)(C).
§4805. Cooperation of other Federal agencies
(a) Assistance
In order to facilitate fulfillment of the responsibilities described in
(b) Other agencies
Nothing contained in this chapter shall be construed to limit or impair the authority or responsibility of any other Federal, State, or local agency with respect to law enforcement, domestic security operations, or intelligence activities as defined in Executive Order 12333.
(c) Certain lease arrangements
The Administrator of General Services is authorized to lease (to such extent or in such amounts as are provided in appropriation Acts) such amount of space in the United States as may be necessary for the Department of State to accommodate the personnel required to carry out this subchapter. The Department of State shall pay for such space at the rate established by the Administrator of General Services for space and related services.
(
Editorial Notes
References in Text
This chapter, referred to in subsec. (b), was in the original "titles I through IV", meaning titles I through IV of
Executive Order 12333, referred to in subsec. (b), is Ex. Ord. No. 12333, Dec. 4, 1981, 46 F.R. 59941, which is set out as a note under
§4806. Protection of foreign consulates
The Secretary of State shall take into account security considerations in making determinations with respect to accreditation of all foreign consular personnel in the United States.
(
Editorial Notes
Amendments
1994—
Statutory Notes and Related Subsidiaries
Effective Date of 1994 Amendment
Amendment by
§4807. Establishment of Visa and Passport Security Program in the Department of State
(a) Establishment
There is established, within the Bureau of Diplomatic Security of the Department of State, the Visa and Passport Security Program (in this section referred to as the "Program").
(b) Preparation of strategic plan
(1) In general
The Assistant Secretary for Diplomatic Security, in coordination with the appropriate officials of the Bureau of Consular Affairs, the coordinator for counterterrorism, the National Counterterrorism Center, and the Department of Homeland Security, and consistent with the strategy mandated by section 7201,1 shall ensure the preparation of a strategic plan to target and disrupt individuals and organizations, within the United States and in foreign countries, that are involved in the fraudulent production, distribution, use, or other similar activity—
(A) of a United States visa or United States passport;
(B) of documents intended to help fraudulently procure a United States visa or United States passport, or other documents intended to gain unlawful entry into the United States; or
(C) of passports and visas issued by foreign countries intended to gain unlawful entry into the United States.
(2) Emphasis
The strategic plan shall—
(A) focus particular emphasis on individuals and organizations that may have links to domestic terrorist organizations or foreign terrorist organizations (as such term is defined in
(B) require the development of a strategic training course under the Antiterrorism Assistance Training (ATA) program of the Department of State (or any successor or related program) under
(C) determine the benefits and costs of providing technical assistance to foreign governments to ensure the security of passports, visas, and related documents and to investigate, arrest, and prosecute individuals who facilitate travel by the creation of false passports and visas, documents to obtain such passports and visas, and other types of travel documents.
(c) Program
(1) Individual in charge
(A) Designation
The Assistant Secretary for Diplomatic Security shall designate an individual to be in charge of the Program.
(B) Qualification
The individual designated under subparagraph (A) shall have expertise and experience in the investigation and prosecution of visa and passport fraud.
(2) Program components
The Program shall include the following:
(A) Analysis of methods
Analyze, in coordination with other appropriate government agencies, methods used by terrorists to travel internationally, particularly the use of false or altered travel documents to illegally enter foreign countries and the United States, and consult with the Bureau of Consular Affairs and the Secretary of Homeland Security on recommended changes to the visa issuance process that could combat such methods, including the introduction of new technologies into such process.
(B) Identification of individuals and documents
Identify, in cooperation with the Human Trafficking and Smuggling Center, individuals who facilitate travel by the creation of false passports and visas, documents used to obtain such passports and visas, and other types of travel documents, and ensure that the appropriate agency is notified for further investigation and prosecution or, in the case of such individuals abroad for which no further investigation or prosecution is initiated, ensure that all appropriate information is shared with foreign governments in order to facilitate investigation, arrest, and prosecution of such individuals.
(C) Identification of foreign countries needing assistance
Identify foreign countries that need technical assistance, such as law reform, administrative reform, prosecutorial training, or assistance to police and other investigative services, to ensure passport, visa, and related document security and to investigate, arrest, and prosecute individuals who facilitate travel by the creation of false passports and visas, documents used to obtain such passports and visas, and other types of travel documents.
(D) Inspection of applications
Randomly inspect visa and passport applications for accuracy, efficiency, and fraud, especially at high terrorist threat posts, in order to prevent a recurrence of the issuance of visas to those who submit incomplete, fraudulent, or otherwise irregular or incomplete applications.
(d) Report
Not later than 90 days after the date on which the strategy required under section 7201 1 is submitted to Congress, the Assistant Secretary for Diplomatic Security shall submit to Congress a report containing—
(1) a description of the strategic plan prepared under subsection (b); and
(2) an evaluation of the feasibility of establishing civil service positions in field offices of the Bureau of Diplomatic Security to investigate visa and passport fraud, including an evaluation of whether to allow diplomatic security agents to convert to civil service officers to fill such positions.
(
Editorial Notes
References in Text
Section 7201, referred to in subsecs. (b)(1) and (d), is section 7201 of
The Foreign Assistance Act of 1961, referred to in subsec. (b)(2)(B), is
Codification
Section was enacted as part of the Intelligence Reform and Terrorism Prevention Act of 2004, and also as part of the 9/11 Commission Implementation Act of 2004, and not as part of the Diplomatic Security Act which comprises this chapter.