SUBCHAPTER VI—MISCELLANEOUS SCIENCE AND TECHNOLOGY PROVISIONS
Part A—Supporting Early-Career Researchers
§19211. Early-career research fellowship program
(a) In general
The Director of the National Science Foundation may establish a 2-year pilot program to make awards to highly qualified early-career investigators to carry out an independent research program at the institution of higher education or participating Federal research facility chosen by such investigator, to last for a period not greater than two years.
(b) Selection process
The Director of the National Science Foundation shall select recipients under subsection (a) from among citizens, nationals, and lawfully admitted permanent resident aliens of the United States.
(c) Outreach
The Director of the National Science Foundation shall conduct program outreach to recruit fellowship applicants—
(1) from all regions of the country;
(2) from historically underrepresented populations in the fields of science, technology, engineering, and mathematics; and
(3) who graduate from or intend to carry out research at a variety of types of institutions of higher education, including—
(A) historically Black colleges and universities;
(B) Tribal Colleges and Universities;
(C) minority-serving institutions;
(D) institutions of higher education that are not among the top 50 institutions in annual Federal funding for research; and
(E) EPSCoR institutions.
(d) Special consideration
The Director of the National Science Foundation shall give special consideration and priority to an application from an individual who graduated from or is intending to carry out research at an institution of the type specified in subsection (c)(3).
(e) Reports from fellows
Not later than 180 days after the end of the pilot program under this section, each early-career investigator who receives an award under the pilot program shall submit to the Director of the National Science Foundation a report that describes how the early-career investigator used the award funds.
(f) Report from the Director
Not later than 90 days after the conclusion of the second year of the pilot program, the Director of the National Science Foundation shall submit to Congress a report that includes the following:
(1) A summary of the uses of award funds under this section and the impact of the pilot program under this section.
(2) Statistical summary data on fellowship awardees disaggregated by race, ethnicity, sex, geography, age, years since completion of doctoral degree, and institution type.
(3) If determined effective, a plan for permanent implementation of the pilot program.
(
Part B—National Science and Technology Strategy
§19221. Strategy and report on the nation's economic security, science, research, and innovation to support the national security strategy
(a) Definitions
In this section:
(1) Foreign country of concern
The term "foreign country of concern" means the People's Republic of China, the Democratic People's Republic of Korea, the Russian Federation, the Islamic Republic of Iran, or any other country determined to be a country of concern by the Department of State.
(2) Foreign entity of concern
The term "foreign entity of concern" means a foreign entity that is—
(A) designated as a foreign terrorist organization by the Secretary of State under
(B) included on the list of specially designated nationals and blocked persons maintained by the Office of Foreign Assets Control of the Department of the Treasury (commonly known as the SDN list);
(C) owned by, controlled by, or subject to the jurisdiction or direction of a government of a foreign country that is a covered nation (as such term is defined in
(D) alleged by the Attorney General to have been involved in activities for which a conviction was obtained under—
(i)
(ii)
(iii)
(iv) the Arms Export Control Act (
(v)
(vi) the Export Control Reform Act of 2018 (
(vii) the International Emergency Economic Powers Act (
(E) determined by the Secretary of Commerce, in consultation with the Secretary of Defense and the Director of National Intelligence, to be engaged in unauthorized conduct that is detrimental to the national security or foreign policy of the United States.
(3) National security strategy
The term "national security strategy" means the national security strategy required under
(b) Strategy and report
(1) In general
Not later than 90 days after the transmission of each national security strategy under
(A) review such strategy, including the national defense strategy under subsection (g) of
(B) develop or revise a national strategy to improve the national competitiveness of United States science, technology, research, and innovation to support the national security strategy; and
(C) submit to Congress—
(i) a report on the findings of the Director of the Office of Science and Technology Policy with respect to the review conducted pursuant to subparagraph (A); and
(ii) the strategy developed or revised pursuant to subparagraph (B).
(2) Termination
This subsection terminates on the date that is 5 years after August 9, 2022.
(c) Elements
(1) Report
Each report submitted under subsection (b)(1)(C)(i) shall include the following:
(A) An assessment of the efforts of the United States Government to preserve United States leadership in key emerging technologies and prevent United States strategic competitors from leveraging advanced technologies to gain strategic military or economic advantages over the United States.
(B) An assessment of public and private investment in science and technology relevant to national security purposes, and the implications of such for the geostrategic position of the United States.
(C) A description of the prioritized economic security interests and objectives.
(D) An assessment of global trends in science and technology, including potential threats to the national security of the United States in science and technology.
(E) An assessment of the national debt and its implications for the economic and national security of the United States.
(F) An assessment of how regional innovation capacity efforts in STEM fields are contributing and could contribute to the national security the United States, including programs run by State and local governments.
(G) An assessment of the following:
(i) Workforce needs for competitiveness in technology areas identified in the national security strategy.
(ii) Any efforts needed to expand pathways into technology fields to achieve the goals of the national security strategy.
(H) An assessment of barriers to the development, evolution, or competitiveness of start-ups, small and mid-sized business entities, and industries that are critical to national security.
(I) An assessment of the effectiveness of the Federal Government, federally funded research and development centers, and national laboratories in supporting and promoting the technology commercialization and technology transfer of technologies critical to national security.
(J) An assessment of manufacturing capacity, logistics, and supply chain dynamics of major export sectors that are critical to national security, including access to a skilled workforce, physical infrastructure, and broadband network infrastructure.
(K) An assessment of how the Federal Government is increasing the participation of underrepresented populations in science, research, innovation, and manufacturing.
(L) An assessment of public-private partnerships in technology commercialization in support of national security, including—
(i) the structure of current defense technology research and commercialization arrangements with regard to public-private partnerships; and
(ii) the extent to which intellectual property developed with Federal defense funding—
(I) is being used to manufacture in the United States rather than in other countries; and
(II) is being used by foreign business entities that are majority owned or controlled (as such term is defined in section 800.208 of title 31, Code of Federal Regulations, or a successor regulation), or minority owned greater than 25 percent by—
(aa) any governmental organization of a foreign country of concern; or
(bb) any other entity that is—
(AA) known to be owned or controlled by any governmental organization of a foreign country of concern; or
(BB) organized under, or otherwise subject to, the laws of a foreign country of concern.
(M) Recommendations to enhance the ability of the Federal Government to recruit into Federal service and retain in such service individuals with critical skills relevant to national security.
(N) Recommendations for policies to protect United States leadership and the allies of the United States in critical areas relevant to national security through targeted export controls, investment screening, and counterintelligence activities.
(O) Informed by the interagency process established under section 1758 of the Export Control Reform Act of 2018 [
(2) Strategy
Each strategy submitted under subsection (b)(1)(C)(ii) shall, to the extent practicable, include the following:
(A) A plan to utilize available tools to address or minimize the leading threats and challenges and to take advantage of the leading opportunities, particularly in regards to technologies central to international competition in science and technology relevant to national security purposes, including the following:
(i) Specific objectives, tasks, metrics, and milestones for each relevant Federal agency.
(ii) Strategic objectives and priorities necessary to maintain the leadership of the United States in science and technology relevant to national security purposes, including near-term, medium-term, and long-term research priorities.
(iii) Specific plans to safeguard research and technology funded, as appropriate, in whole or in part, by the Federal Government, including in technologies critical to national security, from theft or exfiltration by foreign entities of concern.
(iv) Specific plans to support public and private sector investment in research, technology development, education and workforce development, and domestic manufacturing supportive of the national security of the United States and to foster the use of public-private partnerships.
(v) A description of the following:
(I) How the strategy submitted under subsection (b)(1)(C)(ii) supports the national security strategy.
(II) How the strategy submitted under such subsection is integrated and coordinated with the most recent—
(aa) national defense strategy under subsection (g) of
(bb) national science and technology strategy under
(vi) A plan to encourage the governments of countries that are allies or partners of the United States to cooperate with the execution of such strategy, where appropriate.
(vii) A plan for strengthening the industrial base of the United States.
(viii) A plan to remove or update overly burdensome or outdated Federal regulations, as appropriate.
(ix) A plan—
(I) to further incentivize industry participation in public-private partnerships for the purposes of accelerating technology research and commercialization in support of national security, including alternate ways of accounting for in-kind contributions and valuing partially manufactured products;
(II) to ensure that intellectual property developed with Federal funding is commercialized in the United States; and
(III) to ensure, to the maximum appropriate extent, that intellectual property developed with Federal funding is not being used by foreign business entities that are majority owned or controlled (as such term is defined in section 800.208 of title 31, Code of Federal Regulations, or a successor regulation), or minority owned greater than 25 percent by—
(aa) any governmental organization of a foreign country of concern; or
(bb) any other entity that is—
(AA) known to be owned or controlled by any governmental organization of a foreign country of concern; or
(BB) organized under, or otherwise subject to, the laws of a foreign country of concern.
(x) An identification of additional resources, administrative action, or legislative action recommended to assist with the implementation of such strategy.
(d) Research and development funding
The Director of the Office of Science and Technology Policy shall, as the Director of the Office of Science and Technology Policy considers necessary, consult with the Director of the Office of Management and Budget and with the heads of such other elements of the Executive Office of the President as the Director of the Office of Science and Technology Policy considers appropriate to ensure the recommendations and priorities with respect to research and development funding relevant to national security, as expressed in the most recent report and strategy submitted under subsection (b)(1)(C) are incorporated into the development of annual budget requests for Federal research agencies.
(e) Publication
The Director of the Office of Science and Technology Policy shall, consistent with the protection of national security and other sensitive matters and to the maximum extent practicable, make each report submitted under subsection (b)(1)(C)(i) publicly available on an internet website of the Office of Science and Technology Policy. Each such report may include a classified annex if the Director of the Office of Science and Technology Policy determines such is appropriate.
(
Editorial Notes
References in Text
The Arms Export Control Act, referred to in subsec. (a)(2)(D)(iv), is
The Export Control Reform Act of 2018, referred to in subsec. (a)(2)(D)(vi), is subtitle B (§§1741–1781) of title XVII of div. A of
The International Emergency Economic Powers Act, referred to in subsec. (a)(2)(D)(vii), is title II of
§19222. National research and development strategy for distributed ledger technology
(a) Definitions
In this section:
(1) Director
Except as otherwise expressly provided, the term "Director" means the Director of the Office of Science and Technology Policy.
(2) Distributed ledger
The term "distributed ledger" means a ledger that—
(A) is shared across a set of distributed nodes, which are devices or processes, that participate in a network and store a complete or partial replica of the ledger;
(B) is synchronized between the nodes;
(C) has data appended to it by following the ledger's specified consensus mechanism;
(D) may be accessible to anyone (public) or restricted to a subset of participants (private); and
(E) may require participants to have authorization to perform certain actions (engaging) or require no authorization (permissionless).
(3) Distributed ledger technology
The term "distributed ledger technology" means technology that enables the operation and use of distributed ledgers.
(4) Institution of higher education
The term "institution of higher education" has the meaning given the term in
(5) Relevant congressional committees
The term "relevant congressional committees" means—
(A) the Committee on Commerce, Science, and Transportation of the Senate; and
(B) the Committee on Science, Space, and Technology of the House of Representatives.
(6) Smart contract
The term "smart contract" means a computer program stored in a distributed ledger system that is executed when certain predefined conditions are satisfied and wherein the outcome of any execution of the program may be recorded on the distributed ledger.
(b) National distributed ledger technology research and development strategy
(1) In general
The Director, or a designee of the Director, shall, in coordination with the National Science and Technology Council, and the heads of such other relevant Federal agencies and entities as the Director considers appropriate, which may include the National Academies, and in consultation with such nongovernmental entities as the Director considers appropriate, develop a national strategy for the research and development of distributed ledger technologies and their applications, including applications of public and permissionless distributed ledgers. In developing the national strategy, the Director shall consider the following:
(A) Current efforts and coordination by Federal agencies to invest in the research and development of distributed ledger technologies and their applications, including through programs like the Small Business Innovation Research program, the Small Business Technology Transfer program, and the National Science Foundation's Innovation Corps programs.
(B)(i) The potential benefits and risks of applications of distributed ledger technologies across different industry sectors, including their potential to—
(I) lower transactions costs and facilitate new types of commercial transactions;
(II) protect privacy and increase individuals' data sovereignty;
(III) reduce friction to the interoperability of digital systems;
(IV) increase the accessibility, auditability, security, efficiency, and transparency of digital services;
(V) increase market competition in the provision of digital services;
(VI) enable dynamic contracting and contract execution through smart contracts;
(VII) enable participants to collaborate in trustless and disintermediated environments;
(VIII) enable the operations and governance of distributed organizations;
(IX) create new ownership models for digital items; and
(X) increase participation of populations historically underrepresented in the technology, business, and financial sectors.
(ii) In consideration of the potential risks of applications of distributed ledger technologies under clause (i), the Director shall take into account, where applicable—
(I) additional risks that may emerge from distributed ledger technologies, as identified in reports submitted to the President pursuant to Executive Order 14067, that may be addressed by research and development;
(II) software vulnerabilities in distributed ledger technologies and smart contracts;
(III) limited consumer literacy on engaging with applications of distributed ledger technologies in a secure way;
(IV) the use of distributed ledger technologies in illicit finance and their use in combating illicit finance;
(V) manipulative, deceptive, and fraudulent practices that harm consumers engaging with applications of distributed ledger technologies;
(VI) the implications of different consensus mechanisms for digital ledgers and governance and accountability mechanisms for applications of distributed ledger technologies, which may include decentralized networks;
(VII) foreign activities in the development and deployment of distributed ledger technologies and their associated tools and infrastructure; and
(VIII) environmental, sustainability, and economic impacts of the computational resources required for distributed ledger technologies.
(C) Potential uses for distributed ledger technologies that could improve the operations and delivery of services by Federal agencies, taking into account the potential of digital ledger technologies to—
(i) improve the efficiency and effectiveness of privacy-preserving data sharing among Federal agencies and with State, local, territorial, and Tribal governments;
(ii) promote government transparency by improving data sharing with the public;
(iii) introduce or mitigate risks that may threaten individuals' rights or broad access to Federal services;
(iv) automate and modernize processes for assessing and ensuring regulatory compliance; and
(v) facilitate broad access to financial services for underserved and underbanked populations.
(D) Ways to support public and private sector dialogue on areas of research that could enhance the efficiency, scalability, interoperability, security, and privacy of applications using distributed ledger technologies.
(E) The need for increased coordination of the public and private sectors on the development of voluntary standards in order to promote research and development, including standards regarding security, smart contracts, cryptographic protocols, virtual routing and forwarding, interoperability, zero-knowledge proofs, and privacy, for distributed ledger technologies and their applications.
(F) Applications of distributed ledger technologies that could positively benefit society but that receive relatively little private sector investment.
(G) The United States position in global leadership and competitiveness across research, development, and deployment of distributed ledger technologies.
(2) Consultation
(A) In general
In carrying out the Director's duties under this subsection, the Director shall consult with the following:
(i) Private industry.
(ii) Institutions of higher education, including minority-serving institutions.
(iii) Nonprofit organizations, including foundations dedicated to supporting distributed ledger technologies and their applications.
(iv) State governments.
(v) Such other persons as the Director considers appropriate.
(B) Representation
The Director shall ensure consultations with the following:
(i) Rural and urban stakeholders from across the Nation.
(ii) Small, medium, and large businesses.
(iii) Subject matter experts representing multiple industrial sectors.
(iv) A demographically diverse set of stakeholders.
(3) Coordination
In carrying out this subsection, the Director shall, for purposes of avoiding duplication of activities, consult, cooperate, and coordinate with the programs and policies of other relevant Federal agencies, including the interagency process outlined in section 3 of Executive Order 14067 (87 Fed. Reg. 14143; relating ensuring responsible development of digital assets).
(4) National strategy
Not later than 1 year after December 23, 2022, the Director shall submit to the relevant congressional committees and the President a national strategy that includes the following:
(A) Priorities for the research and development of distributed ledger technologies and their applications.
(B) Plans to support public and private sector investment and partnerships in research and technology development for societally beneficial applications of distributed ledger technologies.
(C) Plans to mitigate the risks of distributed ledger technologies and their applications.
(D) An identification of additional resources, administrative action, or legislative action recommended to assist with the implementation of such strategy.
(5) Research and development funding
The Director shall, as the Director considers necessary, consult with the Director of the Office of Management and Budget and with the heads of such other elements of the Executive Office of the President as the Director considers appropriate, to ensure that the recommendations and priorities with respect to research and development funding, as expressed in the national strategy developed under this subsection, are incorporated in the development of annual budget requests for Federal research agencies.
(c) Distributed ledger technology research
(1) In general
Subject to the availability of appropriations, the Director of the National Science Foundation shall make awards, on a competitive basis, to institutions of higher education, including minority-serving institutions, or nonprofit organizations (or consortia of such institutions or organizations) to support research, including interdisciplinary research, on distributed ledger technologies, their applications, and other issues that impact or are caused by distributed ledger technologies, which may include research on—
(A) the implications on trust, transparency, privacy, accessibility, accountability, and energy consumption of different consensus mechanisms and hardware choices, and approaches for addressing these implications;
(B) approaches for improving the security, privacy, resiliency, interoperability, performance, and scalability of distributed ledger technologies and their applications, which may include decentralized networks;
(C) approaches for identifying and addressing vulnerabilities and improving the performance and expressive power of smart contracts;
(D) the implications of quantum computing on applications of distributed ledger technologies, including long-term protection of sensitive information (such as medical or digital property), and techniques to address them;
(E) game theory, mechanism design, and economics underpinning and facilitating the operations and governance of decentralized networks enabled by distributed ledger technologies;
(F) the social behaviors of participants in decentralized networks enabled by distributed ledger technologies;
(G) human-centric design approaches to make distributed ledger technologies and their applications more usable and accessible;
(H) use cases for distributed ledger technologies across various industry sectors and government, including applications pertaining to—
(i) digital identity, including trusted identity and identity management;
(ii) digital property rights;
(iii) delivery of public services;
(iv) supply chain transparency;
(v) medical information management;
(vi) inclusive financial services;
(vii) community governance;
(viii) charitable giving;
(ix) public goods funding;
(x) digital credentials;
(xi) regulatory compliance;
(xii) infrastructure resilience, including against natural disasters; and
(xiii) peer-to-peer transactions; and
(I) the social, behavioral, and economic implications associated with the growth of applications of distributed ledger technologies, including decentralization in business, financial, and economic systems.
(2) Accelerating innovation
The Director of the National Science Foundation shall consider continuing to support startups that are in need of funding, would develop in and contribute to the economy of the United States, leverage distributed ledger technologies, have the potential to positively benefit society, and have the potential for commercial viability, through programs like the Small Business Innovation Research program, the Small Business Technology Transfer program, and, as appropriate, other programs that promote broad and diverse participation.
(3) Consideration of national distributed ledger technology research and development strategy
In making awards under paragraph (1), the Director of the National Science Foundation shall take into account the national strategy, as described in subsection (b)(4).
(4) Fundamental research
The Director of the National Science Foundation shall consider continuing to make awards supporting fundamental research in areas related to distributed ledger technologies and their applications, such as applied cryptography and distributed systems.
(d) Distributed ledger technology applied research project
(1) Applied research project
Subject to the availability of appropriations, the Director of the National Institute of Standards and Technology, may carry out an applied research project to study and demonstrate the potential benefits and unique capabilities of distributed ledger technologies.
(2) Activities
In carrying out the applied research project, the Director of the National Institute of Standards and Technology shall—
(A) identify potential applications of distributed ledger technologies, including those that could benefit activities at the Department of Commerce or at other Federal agencies, considering applications that could—
(i) improve the privacy and interoperability of digital identity and access management solutions;
(ii) increase the integrity and transparency of supply chains through the secure and limited sharing of relevant supplier information;
(iii) facilitate broader participation in distributed ledger technologies of populations historically underrepresented in technology, business, and financial sectors; or
(iv) be of benefit to the public or private sectors, as determined by the Director in consultation with relevant stakeholders;
(B) solicit and provide the opportunity for public comment relevant to potential projects;
(C) consider, in the selection of a project, whether the project addresses a pressing need not already addressed by another organization or Federal agency;
(D) establish plans to mitigate potential risks, including those outlined in subsection (b)(1)(B)(ii), if applicable, of potential projects;
(E) produce an example solution leveraging distributed ledger technologies for 1 of the applications identified in subparagraph (A);
(F) hold a competitive process to select private sector partners, if they are engaged, to support the implementation of the example solution;
(G) consider hosting the project at the National Cybersecurity Center of Excellence; and
(H) ensure that cybersecurity best practices consistent with the Cybersecurity Frame work of the National Institute of Standards and Technology are demonstrated in the project.
(3) Briefings to Congress
Not later than 1 year after December 23, 2022, the Director of the National Institute of Standards and Technology shall offer a briefing to the relevant congressional committees on the progress and current findings from the project under this subsection.
(4) Public report
Not later than 12 months after the completion of the project under this subsection, the Director of the National Institute of Standards and Technology shall make public a report on the results and findings from the project.
(
Editorial Notes
References in Text
Executive Order 14067, referred to in subsec. (b)(1)(B)(ii)(I), (3), is Ex. Ord. No. 14067, Mar. 9, 2022, 87 F.R. 14143, which is set out as a note preceding
Codification
Section was enacted as part of the James M. Inhofe National Defense Authorization Act for Fiscal Year 2023, and not as part of the Research and Development, Competition, and Innovation Act which in part comprises this chapter.
Part C—Research Security
§19231. Requirements for foreign talent recruitment programs
(a) Purpose
The purpose of this part is to direct actions to prohibit participation in any foreign talent recruitment program by personnel of Federal research agencies and to prohibit participation in a malign foreign talent recruitment program by covered individuals involved with research and development awards from those agencies.
(b) Guidance
Not later than 180 days after August 9, 2022, the Director of the Office of Science and Technology Policy, in coordination with the interagency working group established under section 1746 of the National Defense Authorization Act for Fiscal Year 2020 (
(1) prohibit all personnel of each Federal research agency, including Federal employees, contract employees, independent contractors, individuals serving under the Intergovernmental Personnel Act of 1970 (
(2) as part of the requirements under
(3) prohibit research and development awards from being made for any proposal in which a covered individual is participating in a malign foreign talent recruitment program; and
(4) to the extent practicable, require recipient institutions to prohibit covered individuals participating in malign foreign talent recruitment programs from working on projects supported by research and development awards.
(c) Definition of foreign talent recruitment programs
As part of the guidance under subsection (b), the Director of the Office of Science and Technology Policy shall define and describe the characteristics of a foreign talent recruitment program.
(d) Implementation
Not later than one year after August 9, 2022, each Federal research agency shall issue a policy utilizing the guidelines under subsection (b).
(e) Consistency
The Director of the Office of Science and Technology Policy shall ensure that the policies issued by the Federal research agencies under subsection (d) are consistent to the greatest extent practicable.
(
Editorial Notes
References in Text
The Intergovernmental Personnel Act of 1970, referred to in subsec. (b)(1), is
1 So in original. Probably should be followed by a period.
§19232. Malign foreign talent recruitment program prohibition
(a) In general
Not later than 24 months after August 9, 2022, each Federal research agency shall establish a policy that, as part of a proposal for a research and development award from the agency—
(1) each covered individual listed in such proposal certify that each such individual is not a party to a malign foreign talent recruitment program in the proposal submission of each such individual and annually thereafter for the duration of the award; and
(2) each institution of higher education or other organization applying for such an award certify that each covered individual who is employed by such institution of higher education or other organization has been made aware of the requirements under this section and complied with the requirement under paragraph (1).
(b) Stakeholder input
In establishing a policy under subsection (a), Federal research agencies shall publish a description of the proposed policy in the Federal Register and provide an opportunity for submission of public comment for a period of not more than 60 days.
(c) Compliance with existing law
Each Federal research agency and recipient shall comply with title VI of the Civil Rights Act of 1964 (
(d) International collaboration
Each policy developed under subsection (a) shall not prohibit, unless such activities are funded, organized, or managed by an academic institution or a foreign talent recruitment program on the lists developed under paragraphs (8) and (9) of section 1286(c) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 (
(1) making scholarly presentations and publishing written materials regarding scientific information not otherwise controlled under current law;
(2) participation in international conferences or other international exchanges, research projects or programs that involve open and reciprocal exchange of scientific information, and which are aimed at advancing international scientific understanding and not otherwise controlled under current law;
(3) advising a foreign student enrolled at an institution of higher education or writing a recommendation for such a student, at such student's request; and
(4) other international activities determined appropriate by the Federal research agency head or designee.
(e) Limitation
The certifications required under subsection (a) shall not apply retroactively to research and development awards made or applied for prior to the establishment of the policy by the Federal research agency.
(f) Training
Each Federal research agency shall ensure that, as a requirement of an award from each such agency, recipient institutions provide training on the risks of malign foreign talent recruitment programs to covered individuals employed at such institutions, including those individuals who are participating in activities described in subsection (d).
(
Editorial Notes
References in Text
The Civil Rights Act of 1964, referred to in subsec. (c), is
§19233. Review of contracts and agreements
(a) In general
In addition to existing authorities for preventing waste, fraud, abuse, and mismanagement of Federal funds, each Federal research agency shall have the authority to—
(1) require, upon request, the submission to such agency, by an institution of higher education or other organization applying for a research and development award, of supporting documentation, including copies of contracts, grants, or any other agreement specific to foreign appointments, employment with a foreign institution, participation in a foreign talent recruitment program and other information reported as current and pending support for all covered individuals in a research and development award application;
(2) require such institution of higher education or other organization to review any documents requested under paragraph (1) for compliance with the Federal research agency's award terms and conditions, including guidance on conflicts of interest and conflicts of commitment; and
(3) upon receipt and review of the information provided under paragraph (1) and in consultation with the institution of higher education or other organization submitting such information, initiate the substitution or removal of a covered individual from a research and development award, reduce the award funding amount, or suspend or terminate the award if the agency head determines such contracts, grants, or agreements include obligations that—
(A) interfere with the capacity for agency-supported activities to be carried out; or
(B) create duplication with agency-supported activities.
(b) Limitations
In exercising the authorities under subsection (a), each Federal research agency shall—
(1) take necessary steps, as practicable, to protect the privacy of all covered individuals and other parties specified in the documentation submitted under paragraph (1) of such subsection;
(2) endeavor to provide justification for requests for supporting documentation made under such paragraph;
(3) require that allegations be proven by a preponderance of evidence; and
(4) as practicable, afford subjects an opportunity to provide comments and rebuttal and an opportunity to appeal before final administrative action is taken.
(
§19234. Research security training requirement for Federal research award personnel
(a) Annual training requirement
(1) In general
Not later than 12 months after August 9, 2022, each Federal research agency shall establish a requirement that, as part of an application for a research and development award from the agency—
(A) each covered individual listed on the application for a research and development award certify that each such individual has completed within one year of such application research security training that meets the guidelines developed under subsection (b); and
(B) each institution of higher education or other organization applying for such an award certify that each covered individual who is employed by such institution or organization and listed on the application has completed such training.
(2) Consistency
The Director of the Office of Science and Technology Policy shall ensure that the training requirements established by Federal research agencies pursuant to paragraph (1) are consistent.
(b) Training guidelines
The Director of the Office of Science and Technology Policy, acting through the National Science and Technology Council and in accordance with the authority provided under section 1746(a) of the National Defense Authorization Act for Fiscal Year 2020 (
(c) Security training modules
(1) In general
Not later than 90 days after August 9, 2022, the Director of the Office of Science and Technology Policy, in coordination with the Director of the National Science Foundation, the Director of the National Institutes of Health, the Secretary of Energy, and the Secretary of Defense, and in consultation with the heads of relevant Federal research agencies, shall enter into an agreement or contract with a qualified entity for the development of online research security training modules for the research community and participants in the United States research and development enterprise to ensure compliance with National Security Presidential Memorandum–33 or successor documents, including modules—
(A) focused on cybersecurity, international collaboration and international travel, foreign interference, and rules for proper use of funds, disclosure, conflict of commitment, and conflict of interest; and
(B) tailored to the unique needs of—
(i) covered individuals;
(ii) undergraduate students, graduate students, and postdoctoral researchers; and
(iii) applicants for awards under the SBIR and STTR programs (as such terms are defined in
(2) Stakeholder input
Prior to entering into the agreement under paragraph (1), the Director of the Office of Science and Technology Policy shall seek input from academic, private sector, intelligence, and law enforcement stakeholders regarding the scope and content of security training modules, including the diversity of needs across institutions of higher education and other recipients of different sizes and types, and recommendations for minimizing administrative burden on recipients and researchers.
(3) Development
The Director of the Office of Science and Technology Policy shall ensure that the entity referred to in paragraph (1)—
(A) develops security training modules that can be adapted and utilized across Federal research agencies; and
(B) develops and implements a plan for regularly updating such modules as needed.
(
§19235. Person or entity of concern prohibition
No person published on the list under section 1237(b) of the Strom Thurmond National Defense Authorization Act for Fiscal Year 1999 (
(1) the Directorate established in part G of subchapter III of this chapter;
(2)
(3) the Manufacturing USA Program, as improved and expanded under part D of subchapter II of this chapter.
(
Editorial Notes
References in Text
Section 10621, referred to in par. (2), means section 10621 of
Part D of subchapter II of this chapter, referred to in par. (3), was in the original "subtitle E of title II of this division", meaning subtitle E (§§10261–10263) of title II of div. B of
1 So in original. Probably should be "1260H".
§19236. Nondiscrimination
In carrying out requirements under this part, each Federal research agency shall ensure that policies and activities developed and implemented pursuant to this part are carried out in a manner that does not target, stigmatize, or discriminate against individuals on the basis of race, ethnicity, or national origin, consistent with title VI of the Civil Rights Act of 1964 (
(
Editorial Notes
References in Text
The Civil Rights Act of 1964, referred to in text, is
§19237. Definitions
In this part:
(1) Covered individual
The term "covered individual" means an individual who—
(A) contributes in a substantive, meaningful way to the scientific development or execution of a research and development project proposed to be carried out with a research and development award from a Federal research agency; and
(B) is designated as a covered individual by the Federal research agency concerned.
(2) Foreign country of concern
The term "foreign country of concern" means the People's Republic of China, the Democratic People's Republic of Korea, the Russian Federation, the Islamic Republic of Iran, or any other country determined to be a country of concern by the Secretary of State.
(3) Foreign entity of concern
The term "foreign entity of concern" means a foreign entity that is—
(A) designated as a foreign terrorist organization by the Secretary of State under
(B) included on the list of specially designated nationals and blocked persons maintained by the Office of Foreign Assets Control of the Department of the Treasury (commonly known as the SDN list);
(C) owned by, controlled by, or subject to the jurisdiction or direction of a government of a foreign country that is a covered nation (as such term is defined in
(D) alleged by the Attorney General to have been involved in activities for which a conviction was obtained under—
(i)
(ii)
(iii)
(iv) the Arms Export Control Act (
(v)
(vi) the Export Control Reform Act of 2018 (
(vii) the International Emergency Economic Powers Act (
(E) determined by the Secretary of Commerce, in consultation with the Secretary of Defense and the Director of National Intelligence, to be engaged in unauthorized conduct that is detrimental to the national security or foreign policy of the United States.
(4) Malign foreign talent recruitment program
The term "malign foreign talent recruitment program" means—
(A) any program, position, or activity that includes compensation in the form of cash, in-kind compensation, including research funding, promised future compensation, complimentary foreign travel, things of non de minimis value, honorific titles, career advancement opportunities, or other types of remuneration or consideration directly provided by a foreign country at any level (national, provincial, or local) or their designee, or an entity based in, funded by, or affiliated with a foreign country, whether or not directly sponsored by the foreign country, to the targeted individual, whether directly or indirectly stated in the arrangement, contract, or other documentation at issue, in exchange for the individual—
(i) engaging in the unauthorized transfer of intellectual property, materials, data products, or other nonpublic information owned by a United States entity or developed with a Federal research and development award to the government of a foreign country or an entity based in, funded by, or affiliated with a foreign country regardless of whether that government or entity provided support for the development of the intellectual property, materials, or data products;
(ii) being required to recruit trainees or researchers to enroll in such program, position, or activity;
(iii) establishing a laboratory or company, accepting a faculty position, or undertaking any other employment or appointment in a foreign country or with an entity based in, funded by, or affiliated with a foreign country if such activities are in violation of the standard terms and conditions of a Federal research and development award;
(iv) being unable to terminate the foreign talent recruitment program contract or agreement except in extraordinary circumstances;
(v) through funding or effort related to the foreign talent recruitment program, being limited in the capacity to carry out a research and development award or required to engage in work that would result in substantial overlap or duplication with a Federal research and development award;
(vi) being required to apply for and successfully receive funding from the sponsoring foreign government's funding agencies with the sponsoring foreign organization as the recipient;
(vii) being required to omit acknowledgment of the recipient institution with which the individual is affiliated, or the Federal research agency sponsoring the research and development award, contrary to the institutional policies or standard terms and conditions of the Federal research and development award;
(viii) being required to not disclose to the Federal research agency or employing institution the participation of such individual in such program, position, or activity; or
(ix) having a conflict of interest or conflict of commitment contrary to the standard terms and conditions of the Federal research and development award; and
(B) a program that is sponsored by—
(i) a foreign country of concern or an entity based in a foreign country of concern, whether or not directly sponsored by the foreign country of concern;
(ii) an academic institution on the list developed under section 1286(c)(8) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 (
(iii) a foreign talent recruitment program on the list developed under section 1286(c)(9) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 (
(
Editorial Notes
References in Text
The Arms Export Control Act, referred to in par. (3)(D)(iv), is
The Export Control Reform Act of 2018, referred to in par. (3)(D)(vi), is subtitle B (§§1741–1781) of title XVII of div. A of
The International Emergency Economic Powers Act, referred to in (3)(D)(vii), is title II of
Section 1286 of the John S. McCain National Defense Authorization Act for Fiscal Year 2019, referred to in par. (4)(B)(ii), (iii), is section 1286 of
1 See References in Text note below.
Part D—Interagency Working Group
§19251. Interagency working group
(a) Establishment
The Director of the Office of Science and Technology Policy, acting through the National Science and Technology Council, shall establish or designate an interagency working group to coordinate the activities specified in subsection (c).
(b) Composition
The interagency working group shall be composed of the following members (or their designees), who may be organized into subcommittees, as appropriate:
(1) The Secretary of Commerce.
(2) The Director of the National Science Foundation.
(3) The Secretary of Energy.
(4) The Secretary of Defense.
(5) The Director of the National Economic Council.
(6) The Director of the Office of Management and Budget.
(7) The Secretary of Health and Human Services.
(8) The Administrator of the National Aeronautics and Space Administration.
(9) The Secretary of Agriculture.
(10) The Director of National Intelligence.
(11) The Director of the Federal Bureau of Investigation.
(12) Such other Federal officials as the Director of the Office of Science and Technology Policy considers appropriate, including members of the National Science and Technology Council Committee on Technology.
(c) Coordination
The interagency working group shall seek to ensure that the activities of different Federal agencies enhance and complement, but, as appropriate, do not duplicate, efforts being carried out by another Federal agency, with a focus on the following:
(1) The activities of the National Science Foundation Technology, Innovation, and Partnerships Directorate in the key technology focus areas, such as within the Regional Innovation Engines under
(2) The activities of the Department of Commerce under this division, including regional technology hubs under
(3) The activities of the Department of Energy in the key technology focus areas, including at the national laboratories, and at Federal laboratories, as defined in
(4) Any other program that the Director of the Office of Science and Technology Policy determines involves research and development with respect to the key technology focus areas.
(d) Report
The interagency working group shall—
(1) by not later than 180 days after August 9, 2022—
(A) conduct an initial review of Federal programs and resources with respect to the key technology focus areas identified pursuant to
(i) assess current level of efforts and characterize existing research infrastructure, as of the date of the review;
(ii) identify potential areas of overlap or duplication with respect to the key technology focus areas; and
(iii) identify potential cross-agency collaborations and joint funding opportunities; and 1
(B) submit a report regarding the review described in subparagraph (A) to Congress; and
(C) seek stakeholder input and recommendations in the course of such review; and
(2) shall 2 carry out the annual reviews and updates required under
(e) Conflicts
If any conflicts between Federal agencies arise while carrying out the activities under this section, the President shall make the final decision regarding resolution of the conflict.
(
Editorial Notes
References in Text
This division, referred to in subsec. (c)(2), is div. B of
Section 10621, referred to in subsec. (c)(2), means section 10621 of
1 So in original. The word "and" probably should not appear.
2 So in original. The word "shall" probably should not appear.
Part E—Quantum Networking and Communications
§19261. Quantum networking and communications
(a) Definitions
In this section:
(1) Director
The term "Director" means the Director of the National Science Foundation.
(2) Appropriate committees of Congress
The term "appropriate committees of Congress" has the meaning given such term in
(3) Q2work Program
The term "Q2Work Program" means the Q2Work Program supported by the Foundation.
(b), (c) Omitted
(d) Quantum information science workforce evaluation and acceleration
(1) In general
Not later than 180 days after August 9, 2022, the Director shall enter into an agreement with the National Academies of Sciences, Engineering, and Medicine to conduct a study to evaluate and make recommendations for the quantum information science workforce. The study shall—
(A) characterize the quantum information science workforce, including by—
(i) describing what constitutes a quantum information science qualified worker across sectors, including academia, the Federal Government, and industry; and
(ii) describing the size and makeup of the quantum information science workforce, including an assessment of current and future trends;
(B) identify near- and long-term quantum information science workforce needs across government, academia, and industry sectors, including identifying the cross-disciplinary academic degrees or academic courses necessary to—
(i) prepare students for multiple career pathways in quantum information sciences and related fields;
(ii) ensure the United States is competitive in the field of quantum information science while preserving national security; and
(iii) support the development of quantum applications;
(C) assess the state of quantum information science education and skills training at all education levels and identify gaps in meeting current and future workforce needs, including with respect to—
(i) elementary, middle, and high-school student access to foundational courses, age-appropriate quantum concepts, and hands-on learning opportunities;
(ii) elementary, middle, and high-school teacher professional development and access to resources, materials, lesson plans, modules, and curricula;
(iii) career pivot and skills training opportunities, including professional certificates and internships; and
(iv) higher education curricula, laboratory experiences in academia, the Federal Government, and industry settings, and cross-discipline degree programs aligned with workforce needs; and
(D) make recommendations for developing a diverse, flexible, and sustainable quantum information science workforce that meets the evolving needs of academia, the Federal Government, and industry.
(2) Report
Not later than two years after August 9, 2022, the National Academies of Science, Engineering, and Medicine shall submit to Congress and the Director a report containing the results of the study conducted pursuant to paragraph (1).
(e) Omitted
(f) Quantum Education Pilot Program
(1) In general
Not later than one year after August 9, 2022, the Director, building on the National Science Foundation's role in the National Q–12 Education Partnership and programs such as Q2Work Program, shall make awards to institutions of higher education, non-profit organizations, or consortia thereof to carry out a pilot program, to be known as the "Next Generation Quantum Leaders Pilot Program" (in this subsection referred to as the "Program"), for the education and training of the next generation of students and teachers in the fundamental principles of quantum mechanics.
(2) Requirements
(A) In general
In carrying out the Program, the Director shall—
(i) encourage awardees to coordinate with educational service agencies (as such term "educational service agency" is defined in
(ii) require that awardees partner with elementary schools, middle schools, or secondary schools, or consortia thereof, and State educational agencies, to carry out activities under the Program; 2
(B) Use of funds
In carrying out the Program, the Director shall make competitive, merit-reviewed awards to—
(i) support testing, evaluation, dissemination, and implementation of age-appropriate quantum information sciences curricula and resources, including the integration of quantum information science and engineering into the STEM curriculum pursuant to subsection (d) of
(ii) support opportunities for informal education on quantum concepts, including informal hands-on learning opportunities;
(iii) support opportunities for students to further explore quantum information science education and related careers;
(iv) develop and implement training, research, and professional development programs for teachers, including innovative pre-service and in-service programs, in quantum information science and related fields; and
(v) carry out such other activities as the Director determines appropriate.
(C) Distribution
In carrying out the Program and to the extent practicable, the Director shall ensure there is a wide, equitable distribution of Program participants across diverse geographic areas and that the Program includes a diverse representation of students, including students from groups historically underrepresented in STEM.
(3) Consultation
The Director shall carry out the Program in consultation with the QIS Workforce Working Group of the Subcommittee on Quantum Information Science of the National Science and Technology Council and the Advancing Informal STEM Learning Program.
(4) Reporting
Not later than four years after August 9, 2022, the Director shall submit to Congress a report that includes the following:
(A) An assessment, that includes feedback from a wide range of stakeholders in academia, K-12 education, and the private sector, of the effectiveness of the Program in scaling up implementation of effective quantum education and training innovations.
(B) If determined to be effective, a plan for integrating the Program into existing programs, including the feasibility and advisability of expanding the scope of the Program to include additional technology areas, grade levels, and educational institutions beyond those originally selected to participate in the Program.
(5) Authorization of appropriations
There are authorized to be appropriated to the Director $8,000,000 for each of fiscal years 2023 through 2026 to carry out this section.
(6) Termination
This subsection shall terminate on the date that is four years after August 9, 2022.
(
Editorial Notes
Codification
Section is comprised of section 10661 of
1 So in original. Probably should be followed by "and".
2 So in original. The semicolon probably should be a period.
Part F—Blockchain Specialist
§19271. Establishment of blockchain and cryptocurrency specialist position within OSTP
The Director of the Office of Science and Technology Policy shall establish or designate a blockchain and cryptocurrencies advisory specialist position within the Office to coordinate Federal activities and advise the President on matters of research and development relating to blockchain, cryptocurrencies, and distributed ledger technologies.
(
Part G—Partnerships for Energy Security and Innovation
§19281. Foundation for Energy Security and Innovation
(a) Definitions
In this section:
(1) Board
The term "Board" means the Board of Directors described in subsection (b)(2)(A).
(2) Department
The term "Department" means the Department of Energy.
(3) Executive Director
The term "Executive Director" means the Executive Director described in subsection (b)(5)(A).
(4) Foundation
The term "Foundation" means the Foundation for Energy Security and Innovation established under subsection (b)(1).
(5) Historically Black college or university
The term "historically Black college or university" has the meaning given the term "part B institution" in
(6) Individual Laboratory-Associated Foundation
The term "Individual Laboratory-Associated Foundation" means a Laboratory Foundation established by an operating contractor of a National Laboratory.
(7) Minority-serving institution
The term "minority serving institution" means a Hispanic-serving institution as defined in
(8) National Laboratory
The term "National Laboratory" has the meaning given the term in
(9) Secretary
The term "Secretary" means the Secretary of Energy.
(10) Tribal College or University
The term "Tribal College or University" has the meaning given in
(b) Foundation for Energy Security and Innovation
(1) Establishment
(A) In general
Not later than 180 days after August 9, 2022, the Secretary shall establish a nonprofit corporation to be known as the "Foundation for Energy Security and Innovation".
(B) Mission
The mission of the Foundation shall be—
(i) to support the mission of the Department; and
(ii) to advance collaboration with energy researchers, institutions of higher education, industry, and nonprofit and philanthropic organizations to accelerate the commercialization of energy technologies.
(C) Limitation
The Foundation shall not be an agency or instrumentality of the Federal Government.
(D) Tax-exempt status
The Board shall take all necessary and appropriate steps to ensure that the Foundation is an organization that is described in
(E) Collaboration with existing organizations
The Secretary may collaborate with 1 or more organizations to establish the Foundation and carry out the activities of the Foundation.
(2) Board of Directors
(A) Establishment
The Foundation shall be governed by a Board of Directors.
(B) Composition
(i) In general
The Board shall be composed of the ex officio nonvoting members described in clause (ii) and the appointed voting members described in clause (iii).
(ii) Ex officio members
The ex officio members of the Board shall be the following individuals or designees of those individuals:
(I) The Secretary.
(II) The Under Secretary for Science.
(III) The Under Secretary for Nuclear Security.
(IV) The Chief Commercialization Officer.
(iii) Appointed members
(I) Initial members
The Secretary and the other ex officio members of the Board shall—
(aa) seek to enter into an agreement with the National Academies of Sciences, Engineering, and Medicine to develop a list of individuals to serve as members of the Board who are well-qualified and will meet the requirements of subclauses (II) and (III); and
(bb) appoint the initial members of the Board from that list, if applicable, in consultation with the National Academies of Sciences, Engineering, and Medicine.
(II) Representation
The appointed members of the Board shall reflect a broad cross-section of stakeholders from academia, National Laboratories, industry, nonprofit organizations, State or local governments, the investment community, and the philanthropic community.
(III) Experience
The Secretary shall ensure that a majority of the appointed members of the Board—
(aa)(AA) has experience in the energy sector;
(BB) has research experience in the energy field; or
(CC) has experience in technology commercialization or foundation operations; and
(bb) to the extent practicable, represents diverse regions, sectors, and communities.
(C) Chair and Vice Chair
(i) In general
The Board shall designate from among the members of the Board—
(I) an individual to serve as Chair of the Board; and
(II) an individual to serve as Vice Chair of the Board.
(ii) Terms
The term of service of the Chair and Vice Chair of the Board shall end on the earlier of—
(I) the date that is 3 years after the date on which the Chair or Vice Chair of the Board, as applicable, is designated for the position; and
(II) the last day of the term of service of the member, as determined under subparagraph (D)(i), who is designated to be Chair or Vice Chair of the Board, as applicable.
(iii) Representation
The Chair and Vice Chair of the Board—
(I) shall not be representatives of the same area of subject matter expertise, or entity, as applicable, under subparagraph (B)(iii)(II); and
(II) shall not be representatives of any area of subject matter expertise, or entity, as applicable, represented by the immediately preceding Chair and Vice Chair of the Board.
(D) Terms and vacancies
(i) Terms
(I) In general
The term of service of each appointed member of the Board shall be not more than 5 years.
(II) Initial appointed members
Of the initial members of the Board appointed under subparagraph (B)(iii)(I), half of the members shall serve for 4 years and half of the members shall serve for 5 years, as determined by the Chair of the Board.
(ii) Vacancies
Any vacancy in the membership of the appointed members of the Board—
(I) shall be filled in accordance with the bylaws of the Foundation by an individual capable of representing the same area or entity, as applicable, as represented by the vacating board member under subparagraph (B)(iii)(II);
(II) shall not affect the power of the remaining appointed members to execute the duties of the Board; and
(III) shall be filled by an individual selected by the Board.
(E) Meetings; quorum
(i) Initial meeting
Not later than 60 days after the Board is established, the Secretary shall convene a meeting of the ex officio and appointed members of the Board to incorporate the Foundation.
(ii) Quorum
A majority of the appointed members of the Board shall constitute a quorum for purposes of conducting the business of the Board.
(F) Duties
The Board shall—
(i) establish bylaws for the Foundation in accordance with subparagraph (G);
(ii) provide overall direction for the activities of the Foundation and establish priority activities;
(iii) carry out any other necessary activities of the Foundation;
(iv) evaluate the performance of the Executive Director; and
(v) actively solicit and accept funds, gifts, grants, devises, or bequests of real or personal property to the Foundation, including from private entities.
(G) Bylaws
(i) In general
The bylaws established under subparagraph (F)(i) may include—
(I) policies for the selection of Board members, officers, employees, agents, and contractors of the Foundation;
(II) policies, including ethical standards, for—
(aa) the acceptance, solicitation, and disposition of donations and grants to the Foundation, including appropriate limits on the ability of donors to designate, by stipulation or restriction, the use or recipient of donated funds; and
(bb) the disposition of assets of the Foundation;
(III) policies that subject all employees, fellows, trainees, and other agents of the Foundation (including ex officio and appointed members of the Board) to conflict of interest standards; and
(IV) the specific duties of the Executive Director.
(ii) Requirements
The Board shall ensure that the bylaws of the Foundation and the activities carried out under those bylaws shall not—
(I) reflect unfavorably on the ability of the Foundation to carry out activities in a fair and objective manner; or
(II) compromise, or appear to compromise, the integrity of any governmental agency or program, or any officer or employee employed by, or involved in, a governmental agency or program.
(H) Compensation
(i) In general
No member of the Board shall receive compensation for serving on the Board.
(ii) Certain expenses
In accordance with the bylaws of the Foundation, members of the Board may be reimbursed for travel expenses, including per diem in lieu of subsistence, and other necessary expenses incurred in carrying out the duties of the Board.
(I) Restriction on membership
No employee of the Department shall be appointed as a member of the Board of Directors.
(3) Purposes
The purposes of the Foundation are—
(A) to support the Department in carrying out the mission of the Department to ensure the security and prosperity of the United States by addressing energy and environmental challenges through transformative science and technology solutions; and
(B) to increase private and philanthropic sector investments that support efforts to create, characterize, develop, test, validate, and deploy or commercialize innovative technologies that address crosscutting national energy challenges, including those affecting minority, rural, and other underserved communities, by methods that include—
(i) fostering collaboration and partnerships with researchers from the Federal Government, State governments, institutions of higher education, including historically Black colleges or universities, Tribal Colleges or Universities, and minority-serving institutions, federally funded research and development centers, industry, and nonprofit organizations for the research, development, or commercialization of transformative energy and associated technologies;
(ii) strengthening and sharing best practices relating to regional economic development through scientific and energy innovation, including in partnership with an Individual Laboratory-Associated Foundation;
(iii) promoting new product development that supports job creation;
(iv) administering prize competitions—
(I) to accelerate private sector competition and investment; and
(II) that complement the use of prize authority by the Department;
(v) supporting programs that advance technology maturation, especially where there may be gaps in Federal or private funding in advancing a technology to deployment or commercialization from the prototype stage to a commercial stage;
(vi) supporting efforts to broaden participation in energy technology development among individuals from historically underrepresented groups or regions; and
(vii) facilitating access to Department facilities, equipment, and expertise to assist in tackling national challenges.
(4) Activities
(A) Studies, competitions, and projects
The Foundation may conduct and support studies, competitions, projects, and other activities that further the purposes of the Foundation described in paragraph (3).
(B) Fellowships and grants
(i) In general
The Foundation may award fellowships and grants for activities relating to research, development, demonstration, maturation, or commercialization of energy and other Department-supported technologies.
(ii) Form of award
A fellowship or grant under clause (i) may consist of a stipend, health insurance benefits, funds for travel, and funds for other appropriate expenses.
(iii) Selection
In selecting a recipient for a fellowship or grant under clause (i), the Foundation—
(I) shall make the selection based on the technical and commercialization merits of the proposed project of the potential recipient; and
(II) may consult with a potential recipient regarding the ability of the potential recipient to carry out various projects that would further the purposes of the Foundation described in paragraph (3).
(iv) National Laboratories
A National Laboratory that applies for or accepts an award under clause (i) shall not be considered to be engaging in a competitive process.
(C) Accessing facilities and expertise
The Foundation may work with the Department—
(i) to leverage the capabilities and facilities of National Laboratories to commercialize technology; and
(ii) to assist with resources, including by providing information on the assets of each National Laboratory that may enable the deployment and commercialization of technology.
(D) Training and education
The Foundation may support programs that provide training to researchers, scientists, other relevant personnel at National Laboratories and institutions of higher education, and previous or current recipients of or applicants for Department funding to help research, develop, demonstrate, deploy, and commercialize federally funded technology.
(E) Maturation funding
The Foundation shall support programs that provide maturation funding to researchers to advance the technology of those researchers for the purpose of moving products from a prototype stage to a commercial stage.
(F) Stakeholder engagement
The Foundation shall convene, and may consult with, representatives from the Department, institutions of higher education, National Laboratories, the private sector, and commercialization organizations to develop programs for the purposes of the Foundation described in paragraph (3) and to advance the activities of the Foundation.
(G) Individual and Federal Laboratory-Associated Foundations
(i) Definition of covered foundation
In this subparagraph, the term "covered foundation" means each of the following:
(I) An Individual Laboratory-Associated Foundation.
(II) A Federal Laboratory-Associated Foundation established pursuant to subsection (c)(1).
(ii) Support
The Foundation shall provide support to and collaborate with covered foundations.
(iii) Guidelines and templates
For the purpose of providing support under clause (ii), the Secretary shall establish suggested guidelines and templates for covered foundations, including—
(I) a standard adaptable organizational design for responsible management;
(II) standard and legally tenable bylaws and money-handling procedures; and
(III) a standard training curriculum to orient and expand the operating expertise of personnel employed by covered foundations.
(iv) Affiliations
Nothing in this subparagraph requires—
(I) an existing Individual Laboratory-Associated Foundation to modify current practices or affiliate with the Foundation; or
(II) a covered foundation to be bound by charter or corporate bylaws as permanently affiliated with the Foundation.
(H) Supplemental programs
The Foundation may carry out supplemental programs—
(i) to conduct and support forums, meetings, conferences, courses, and training workshops consistent with the purposes of the Foundation described in paragraph (3);
(ii) to support and encourage the understanding and development of data that promotes the translation of technologies from the research stage, through the development and maturation stage, and ending in the market stage;
(iii) for writing, editing, printing, publishing, and vending books and other materials relating to research carried out under the Foundation and the Department; and
(iv) to conduct other activities to carry out and support the purposes of the Foundation described in paragraph (3).
(I) Evaluations
The Foundation shall support the development of an evaluation methodology, to be used as part of any program supported by the Foundation, that shall—
(i) consist of qualitative and quantitative metrics; and
(ii) include periodic third party evaluation of those programs and other activities of the Foundation.
(J) Communications
The Foundation shall develop an expertise in communications to promote the work of grant and fellowship recipients under subparagraph (B), the commercialization successes of the Foundation, opportunities for partnership with the Foundation, and other activities.
(K) Solicitation and use of funds
The Foundation may solicit and accept gifts, grants, and other donations, establish accounts, and invest and expend funds in support of the activities and programs of the Foundation.
(L) Authority of the foundation
The Foundation shall be the sole entity responsible for carrying out the activities described in this paragraph.
(5) Administration
(A) Executive Director
The Board shall hire an Executive Director of the Foundation, who shall serve at the pleasure of the Board. Subject to the compliance with the policies and bylaws established pursuant to paragraph (2)(G), the Executive Director shall be responsible for the daily operations of the Foundation in carrying the activities described in paragraph (4).
(B) Compensation
The rate of compensation of the Executive Director shall be fixed by the Board.
(C) Administrative control
No member of the Board, officer or employee of the Foundation or of any program established by the Foundation, or participant in a program established by the Foundation, shall exercise administrative control over any Federal employee.
(D) Strategic plan
Not later than 1 year after August 9, 2022, the Foundation shall submit to the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives a strategic plan that contains—
(i) a plan for the Foundation to become financially self-sustaining in fiscal year 2023 and thereafter (except for the amounts provided each fiscal year under paragraph (11)(A)(iii));
(ii) a forecast of major crosscutting energy challenge opportunities, including short- and long-term objectives, identified by the Board, with input from communities representing the entities and areas of subject matter expertise, as applicable, described in paragraph (2)(B)(iii)(II);
(iii) a description of the efforts that the Foundation will take to be transparent in the processes of the Foundation, including processes relating to—
(I) grant awards, including selection, review, and notification;
(II) communication of past, current, and future research priorities; and
(III) solicitation of and response to public input on the opportunities identified under clause (ii);
(iv) a description of the financial goals and benchmarks of the Foundation for the following 10 years;
(v) a description of the efforts undertaken by the Foundation to engage historically underrepresented groups or regions, including through collaborations with historically Black colleges and universities, Tribal Colleges or Universities, minority-serving institutions, and minority-owned and women-owned business, and; 2
(vi) a description of the efforts undertaken by the Foundation to ensure maximum complementarity and minimum redundancy with investments made by the Department.
(E) Annual report
Not later than 1 year after the date on which the Foundation is established, and every years 3 thereafter, the Foundation shall submit to the Committee on Energy and Natural Resources of the Senate, the Committee on Science, Space, and Technology of the House of Representatives, and the Secretary a report that, for the year covered by the report—
(i) describes the activities of the Foundation and the progress of the Foundation in furthering the purposes of the Foundation described in paragraph (3);
(ii) provides a specific accounting of the source and use of all funds made available to the Foundation to carry out those activities to ensure transparency in the alignment of Department missions and policies with national security;
(iii) describes how the results of the activities of the Foundation could be incorporated into the procurement processes of the General Services Administration; and
(iv) includes a summary of each evaluation conducted using the evaluation methodology described in paragraph (4)(I).
(F) Evaluation by Comptroller General
Not later than 5 years after the date on which the Foundation is established, the Comptroller General of the United States shall submit to the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives—
(i) an evaluation of—
(I) the extent to which the Foundation is achieving the mission of the Foundation; and
(II) the operation of the Foundation; and
(ii) any recommendations on how the Foundation may be improved.
(G) Audits
The Foundation shall—
(i) provide for annual audits of the financial condition of the Foundation; and
(ii) make the audits, and all other records, documents, and papers of the Foundation, available to the Secretary and the Comptroller General of the United States for examination or audit.
(H) Separate fund accounts
The Board shall ensure that any funds received under paragraph (11)(A) are held in a separate account from any other funds received by the Foundation.
(I) Integrity
(i) In general
To ensure integrity in the operations of the Foundation, the Board shall develop and enforce procedures relating to standards of conduct, financial disclosure statements, conflicts of interest (including recusal and waiver rules), audits, and any other matters determined appropriate by the Board.
(ii) Financial conflicts of interest
To mitigate conflicts of interest and risks from malign foreign influence, any individual who is an officer, employee, or member of the Board is prohibited from any participation in deliberations by the Foundation of a matter that would directly or predictably affect any financial interest of—
(I) the individual;
(II) a relative (as defined in section 109 of the Ethics in Government Act of 1978 (5 U.S.C. App.) 4) of that individual; or
(III) a business organization or other entity in which the individual has an interest, including an organization or other entity with which the individual is negotiating employment.
(J) Intellectual property
The Board shall adopt written standards to govern the ownership and licensing of any intellectual property rights developed by the Foundation or derived from the collaborative efforts of the Foundation.
(K) Liability
(i) In general
The United States shall not be liable for any debts, defaults, acts, or omissions of—
(I) the Foundation;
(II) a Federal entity with respect to an agreement of that Federal entity with the Foundation; or
(III) an Individual Laboratory-Associated Foundation with respect to an agreement of that Federal entity with the Foundation.
(ii) Full faith and credit
The full faith and credit of the United States shall not extend to any obligations of the Foundation.
(L) Nonapplicability of FACA
The Federal Advisory Committee Act (5 U.S.C. App.) 4 shall not apply to the Foundation or an Individual Laboratory-Associated Foundation.
(6) Department collaboration
(A) National Laboratories
The Secretary shall collaborate with the Foundation to develop a process to ensure collaboration and coordination between the Department, the Foundation, and National Laboratories—
(i) to streamline contracting processes between National Laboratories and the Foundation, including by—
(I) streamlining the ability of the Foundation to transfer equipment and funds to National Laboratories;
(II) standardizing contract mechanisms to be used by the Foundation in engaging with National Laboratories; and
(III) streamlining the ability of the Foundation to fund endowed positions at National Laboratories;
(ii) to allow a National Laboratory or site of a National Laboratory—
(I) to accept and perform work for the Foundation, consistent with provided resources, notwithstanding any other provision of law governing the administration, mission, use, or operations of the National Laboratory or site, as applicable; and
(II) to perform that work on a basis equal to other missions at the National Laboratory; and
(iii) to permit the director of any National Laboratory or site of a National Laboratory to enter into a cooperative research and development agreement or negotiate a licensing agreement with the Foundation pursuant to
(B) Department liaisons
The Secretary shall appoint liaisons from across the Department to collaborate and coordinate with the Foundation, including not less than 1 liaison from the Office of Technology Transitions, who shall ensure that the Foundation works in conjunction with and does not duplicate existing activities and programs carried out by the Department, including the Technology Commercialization Fund of the Department.
(C) Administration
The Secretary shall leverage appropriate arrangements, contracts, and directives to carry out the process developed under subparagraph (A).
(7) National security
Nothing in this subsection exempts the Foundation from any national security policy of the Department.
(8) Support services
The Secretary may provide facilities, utilities, and support services to the Foundation if it is determined by the Secretary to be advantageous to the research programs of the Department.
(9) Preemption of authority
This subsection shall not preempt any authority or responsibility of the Secretary under any other provision of law.
(10) Transfer funds
The Foundation may transfer funds to the Department, which shall be subject to all applicable Federal limitations relating to federally funded research.
(11) Authorization of appropriations
(A) In general
There is authorized to be appropriated—
(i) not less than $1,500,000 shall be for the Secretary for fiscal year 2023 to establish the Foundation;
(ii) not less than $30,000,000 shall be for the Foundation for fiscal year 2024 to carry out the activities of the Foundation; and
(iii) not less than $3,000,000 shall be for the Foundation for each of the fiscal years 2025 through 2027 for administrative and operational costs.
(B) Limitation
None of the funds authorized to be appropriated to the Secretary by subparagraph (A)(i) of this paragraph shall be used for construction.
(C) Cost share
Funds made available under subparagraph (A)(ii) shall be required to be cost-shared by a partner of the Foundation other than the Department or a National Laboratory.
(c) National Energy Technology Laboratory-Associated Foundation
(1) Establishment
(A) In general
The National Energy Technology Laboratory may establish, or enter into an agreement with a nonprofit organization to establish, a Federal Laboratory-Associated Foundation (referred to in this subsection as a "Laboratory Foundation") to support the mission of the National Energy Technology Laboratory.
(B) Not agency or instrumentality
A Laboratory Foundation shall not be an agency or instrumentality of the Federal Government.
(C) Governance structure
A Laboratory Foundation established under subparagraph (A) shall have a separate governance structure from, and shall be managed independently of, the National Energy Technology Laboratory.
(2) Activities
Activities of a Laboratory Foundation may include—
(A) conducting support studies, competitions, projects, research, and other activities that further the purpose of the Laboratory Foundation;
(B) carrying out programs to foster collaboration and partnership among researchers from the Federal Government, State governments, institutions of higher education, federally funded research and development centers, and industry and nonprofit organizations relating to the research, development, and commercialization of federally supported technologies;
(C) carrying out programs to leverage technologies to support new product development that supports regional economic development;
(D) administering prize competitions—
(i) to accelerate private sector competition and investment; and
(ii) that complement the use of prize authority by the Department;
(E) providing fellowships and grants to research and development personnel at, or affiliated with, federally funded centers, in accordance with paragraph (3);
(F) carrying out programs—
(i) that allow scientists from foreign countries to serve in research capacities in the United States or other countries in association with the National Energy Technology Laboratory;
(ii) that provide opportunities for employees of the National Energy Technology Laboratory to serve in research capacities in foreign countries;
(iii) to conduct studies, projects, or research in collaboration with national and international nonprofit and for-profit organizations, which may include the provision of stipends, travel, and other support for personnel;
(iv)(I) to hold forums, meetings, conferences, courses, and training workshops that may include undergraduate, graduate, post-graduate, and post-doctoral accredited courses; and
(II) for the accreditation of those courses by the Laboratory Foundation at the State and national level for college degrees or continuing education credits;
(v) to support and encourage teachers and students of science at all levels of education;
(vi) to promote an understanding of science amongst the general public;
(vii) for writing, editing, printing, publishing, and vending of relevant books and other materials; and
(viii) for the conduct of other activities to carry out and support the purpose of the Laboratory Foundation; and
(G) receiving, administering, soliciting, accepting, and using funds, gifts, devises, or bequests, either absolutely or in trust of real or personal property or any income therefrom, or other interest or equity therein for the benefit of, or in connection with, the mission of the applicable Federal laboratory, in accordance with paragraph (4).
(3) Fellowships and grants
(A) Selection
Recipients of fellowships and grants described in paragraph (2)(E) shall be selected—
(i) by a Laboratory Foundation and the donors to a Laboratory Foundation;
(ii) subject to the agreement of the head of the agency the mission of which is supported by a Laboratory Foundation; and
(iii) in the case of a fellowship, based on the recommendation of the employees of the National Energy Technology Laboratory at which the fellow would serve.
(B) Expenses
Fellowships and grants described in paragraph (2)(E) may include stipends, travel, health insurance, benefits, and other appropriate expenses.
(4) Gifts
An amount of funds, a gift, a devise, or a bequest described in paragraph (2)(G) may be accepted by a Laboratory Foundation regardless of whether it is encumbered, restricted, or subject to a beneficial interest of a private person if any current or future interest of the funds, gift, devise, or bequest is for the benefit of the research and development activities of the National Energy Technology Laboratory.
(5) Ownership by Federal Government
A contribution, gift, or any other transfer made to or for the use of a Laboratory Foundation shall be regarded as a contribution, gift, or transfer to or for the use of the Federal Government.
(6) Liability
The United States shall not be liable for any debts, defaults, acts, or omissions of a Laboratory Foundation.
(7) Transfer of funds
Notwithstanding any other provision of law, a Laboratory Foundation may transfer funds to the National Energy Technology Laboratory and the National Energy Technology Laboratory may accept that transfer of funds.
(8) Other laws
This subsection shall not alter or supersede any other provision of law governing the authority, scope, establishment, or use of nonprofit organizations by a Federal agency.
(
Editorial Notes
References in Text
Section 109 of the Ethics in Government Act of 1978, referred to in subsec. (b)(5)(I)(ii)(II), is section 109 of
The Federal Advisory Committee Act, referred to in subsec. (b)(5)(L), is
1 So in original. The word "in" probably should not appear.
2 So in original. Probably should be "; and".
4 See References in Text note below.
Part H—Energizing Technology Transfer
§19291. Definitions
In this part:
(1) Clean energy technology
The term "clean energy technology" means a technology that significantly reduces energy use, increases energy efficiency, reduces greenhouse gas emissions, reduces emissions of other pollutants, or mitigates other negative environmental consequences of energy production, transmission or use.
(2) Department
The term "Department" means the Department of Energy.
(3) Director
The term "Director" means the Director of each National Laboratory and the Director of each Department of Energy single-purpose research facility.
(4) Economically distressed area
The term "economically distressed area" has the meaning described in
(5) Grant
The term "grant" means a grant award, cooperative agreement award, or any other financial assistance arrangement that the Secretary of Energy determines to be appropriate.
(6) Institution of higher education
The term "institution of higher education" has the meaning given such term in
(7) National Laboratory
The term "National Laboratory" has the meaning given that term in
(8) Secretary
The term "Secretary" means the Secretary of Energy.
(
Editorial Notes
References in Text
This part, referred to in text, was in the original "this subtitle", meaning subtitle J (§§10701–10727) of title VI of div. B of
subpart 1—national clean energy technology transfer programs
§19301. National Clean Energy Incubator Program
(a) Clean energy incubator defined
In this section, the term "clean energy incubator"—
(1) means any entity that is designed to accelerate the commercial application of clean energy technologies by providing—
(A) physical workspace, labs, and prototyping facilities to support clean energy startups or established clean energy companies; or
(B) companies developing such technologies with support, resources, and services, including—
(i) access to business education and counseling;
(ii) mentorship opportunities; and
(iii) other services rendered for the purpose of aiding the development and commercial application of a clean energy technology; and
(2) may include a program within or established by a National Laboratory, an institution of higher education or a State, territorial, local, or tribal government.
(b) Program establishment
Not later than 180 days after the enactment of this Act, the Secretary, acting through the Chief Commercialization Officer established in
(c) Clean energy incubator selection
In awarding grants to clean energy incubators under subsection (b), the Secretary shall, to the maximum extent practicable, prioritize funding clean energy incubators that—
(1) partner with entities that carry out activities relevant to the activities of such incubator and that operate at the local, State, and regional levels;
(2) support the commercial application activities of startup companies focused on physical hardware, computational, or integrated hardware and software technologies;
(3) are located in geographically diverse regions of the United States, such as the Great Lakes region;
(4) are located in, or partner with entities located in, economically-distressed areas;
(5) support the development of entities focused on expanding clean energy tools and technologies to rural, Tribal, and low-income communities;
(6) support the commercial application of technologies being developed by clean energy entrepreneurs from underrepresented backgrounds; and
(7) have a plan for sustaining activities of the incubator after grant funds received under this program have been expended.
(d) Award limits
The Secretary shall not award more than $4,000,000 to one or more incubators in one given State, per fiscal year.
(e) Duration
Each grant under subsection (b) shall be for a period of no longer than 5 years, subject to the availability of appropriations.
(f) Use of funds
An entity receiving a grant under this section may use grant amounts for operating expenses.
(g) Renewal
An award made to a clean energy incubator under this section may be renewed for a period of not more than 3 years, subject to merit review.
(h) Evaluation
In accordance with
(i) Authorization of appropriations
There are authorized to be appropriated to the Secretary to carry out this section $15,000,000 for each of fiscal years 2023 through 2027.
(
§19302. Clean Energy Technology University Prize competition
(a) Definitions
In this section:
(1) Eligible entity
The term "eligible entity" means a nonprofit entity, an institution of higher education, or an entity working with one or more institutions of higher education.
(2) Minority-serving institution
The term "minority-serving institution" means an institution described in
(b) In general
The Secretary shall establish a program, known as the "Clean Energy Technology University Prize", to award funding for eligible entities to carry out regional and one national clean energy technology prize competitions, under
(c) Training funding
In carrying out this program, the Secretary may provide funding to train participating students in skills needed for the successful commercial application of clean energy technologies, including through virtual training sessions.
(d) Prioritization
In awarding grants under this section, the Secretary shall prioritize awarding grants to eligible entities that work with students at minority-serving institutions.
(e) Coordination
In carrying out this program, the Secretary shall coordinate and partner with other clean energy technology prize competitions. In doing so, the Secretary may develop and disseminate best practices for administering prize competitions under this section.
(f) Report
In accordance with
(g) Evaluation
In accordance with
(h) Authorization of appropriations
There are authorized to be appropriated to the Secretary to carry out the activities authorized in this section $1,000,000 for each of fiscal years 2023 through 2027.
(
§19303. Clean energy technology transfer coordination
(a) In general
The Secretary, acting through the Chief Commercialization Officer established in
(1) facilitate the sharing of information on best practices for successful operation of clean energy technology transfer programs;
(2) coordinate resources and improve cooperation among clean energy technology transfer programs;
(3) facilitate connections between entrepreneurs and start-up companies and the variety of programs related to clean energy technology transfer under the Department; and
(4) facilitate the development of metrics to measure the impact of clean energy technology transfer programs on—
(A) advancing the development, demonstration, and commercial application of clean energy technologies;
(B) increasing the competitiveness of United States in the clean energy sector, including in manufacturing; and
(C) commercial application of clean energy technologies being developed by entrepreneurs from under-represented backgrounds.
(b) Authorization of appropriations
There are authorized to be appropriated to the Secretary to carry out the activities in this section $3,000,000 for each of fiscal years 2023 through 2027.
(
subpart 2—supporting technology development at the national laboratories
§19311. Lab-Embedded Entrepreneurship Program
(a) In general
The Secretary shall competitively award grants to National Laboratories for the purpose of establishing or supporting Lab-Embedded Entrepreneurship Programs.
(b) Purposes
The purposes of such programs are to provide entrepreneurial fellows with access to National Laboratory research facilities, National Laboratory expertise, and mentorship to perform research and development and gain expertise that may be required or beneficial for the commercial application of research ideas.
(c) Entrepreneurial fellows
An entrepreneurial fellow participating in a program described in subsection (a) shall be provided with—
(1) opportunities for entrepreneurial training, professional development, and exposure to leaders from academia, industry, government, and finance who may serve as advisors to or partners of the fellow;
(2) financial and technical support for research, development, and commercial application activities;
(3) fellowship awards to cover costs of living, health insurance, and travel stipends for the duration of the fellowship; and
(4) any other resources determined appropriate by the Secretary.
(d) Program activities
Each National Laboratory that receives funding under this section shall support entrepreneurial fellows by providing—
(1) access to facilities and expertise within the National Laboratory;
(2) engagement with external stakeholders; and
(3) market and customer development opportunities.
(e) Administration
National Laboratories that receive grants under this section shall prioritize the support and success of the entrepreneurial fellow with regards to professional development and development of a relevant technology.
(f) Partnerships
In carrying out a Lab-Embedded Entrepreneurship Program, a National Laboratory may partner with an external entity, including—
(1) a nonprofit organization;
(2) an institution of higher education;
(3) a federally-owned corporation; or
(4) a consortium of 2 or more entities described in paragraphs (1) through (3).
(g) Metrics
The Secretary shall support the development of short-term and long-term metrics to assess the effectiveness of programs receiving a grant under subsection (a) in achieving the purposes of the program in subsection (a).
(h) Evaluation
In accordance with
(i) Coordination
The Secretary shall oversee the planning and coordination of grants under subsection (a) and shall identify and disseminate best practices for achieving the purposes of subsection (a) to National Laboratories that receive grants under this section.
(j) Interagency collaboration
The Secretary shall collaborate with other executive branch agencies, including the Department of Defense and other agencies with Federal laboratories, regarding opportunities to partner with National Laboratories receiving a grant under subsection (a).
(k) Authorization of appropriations
There are authorized to be appropriated to the Secretary to carry out the activities authorized in this section $25,000,000 for each of fiscal years 2023 through 2027.
(
§19312. Entrepreneurial leave program
(a) In general
The Secretary shall delegate to Directors the authority to carry out an entrepreneurial leave program (referred to in this section as the "program") to allow National Laboratory employees to take a full leave of absence from their position, with the option to return to that or a comparable position up to 3 years later, or a partial leave of absence, to advance the commercial application of energy and related technologies relevant to the mission of the Department.
(b) Termination authority
Directors shall retain the authority to terminate National Laboratory employees that participate in the program if such employees are found to violate terms prescribed by the National Laboratory at which such employee is employed.
(c) Licensing
To reduce barriers to participation in the program, the Secretary shall delegate to the Directors the requirement to establish streamlined mechanisms for facilitating the licensing of technology that is the focus of National Laboratory employees who participate in the program.
(d) Report
In accordance with
(e) Federal ethics
Nothing in this section shall affect existing Federal ethics rules applicable to Federal personnel.
(
§19313. National Laboratory non-Federal employee outside employment authority
(a) In general
The Secretary shall delegate to Directors of National Laboratories the authority to allow their non-Federal employees—
(1) to engage in outside employment, including start-up companies based on licensing technologies developed at National Laboratories and consulting in their areas of expertise, and receive compensation from such entities; and
(2) to engage in outside activities related to their areas of expertise at the National Laboratory and may allow employees, in their employment capacity at such outside employment, to access the National Laboratories under the same contracting mechanisms as non-Laboratory employees and entities, in accordance with appropriate conflict of interest protocols.
(b) Requirements
If a Director elects to use the authority granted by subsection (a) of this section, the Director, or their designee, shall—
(1) require employees to disclose to and obtain approval from the Director or their designee prior to engaging in any outside employment;
(2) develop and require appropriate conflict of interest protocols for employees that engage in outside employment;
(3) maintain the authority to terminate employees engaging in outside employment if they are found to violate terms, including conflict of interest protocols, mandated by the Director; and
(4) ensure that any such programs or activities are in conformance with the Department's research security policies, including DOE Order 486.1.
(c) Additional restrictions
Employees engaging in outside employment may not—
(1) allow such activities to interfere with or impede their duties at the National Laboratory;
(2) engage in activities related to outside employment using National Laboratory government equipment, property, or resources, unless such activities are performed under National Laboratory contracting mechanisms, such as Cooperative Research and Development Agreements or Strategic Partnership Projects, whereby all conflicts of interest requirements apply; or
(3) use their position at a National Laboratory to provide an unfair competitive advantage to an outside employer or start-up activity.
(d) Federal ethics
Nothing in this section shall affect existing Federal ethics rules applicable to Federal personnel.
(
subpart 3—department of energy modernization
§19321. Special hiring authority for scientific, engineering, and project management personnel
(a) In general
The Under Secretary for Science shall have the authority to—
(1) make appointments of not more than 60 scientific, engineering, and professional personnel, without regard to civil service laws, to assist the Department in meeting specific project or research needs;
(2) fix the basic pay of any employee appointed under this section at a rate to be determined by the Under Secretary at rates not in excess of Level II of the Executive Schedule (EX–II) under
(3) pay any employee appointed under this section payments in addition to basic pay, except that the total amount of additional payments paid to an employee under this subsection for any 12-month period shall not exceed the lesser of the following amounts:
(A) $25,000.
(B) The amount equal to 25 percent of the annual rate of basic pay of that employee.
(C) The amount of the limitation that is applicable for a calendar year under
(b) Term
(1) In general
The term of any employee appointed under this section shall not exceed 3 years unless otherwise authorized in law.
(2) Termination
The Under Secretary for Science shall have the authority to terminate any employee appointed under this section at any time based on performance or changing project or research needs of the Department.
(
Part I—Micro Act
§19331. Microelectronics research for energy innovation
(a) Definitions
In this section:
(1) Center
The term "Center" means a Microelectronics Science Research Center established pursuant to subsection (d).
(2) Department
The term "Department" means the Department of Energy.
(3) Director
The term "Director" means the Director of the Office of Science.
(4) Historically Black college or university
The term "historically Black college or university" has the meaning given the term "part B institution" in
(5) Institution of higher education
The term "institution of higher education" has the meaning given the term in
(6) Microelectronics
The term "microelectronics" means—
(A) a semiconductor and related materials;
(B) processing chemistries;
(C) design technologies;
(D) fabrication technologies;
(E) lithography technologies;
(F) packaging technologies;
(G) a sensor;
(H) a device;
(I) an integrated circuit;
(J) a processor;
(K) computing architecture;
(L) modeling and simulation;
(M) a software tool; and
(N) any other related technology.
(7) Minority-serving institution
The term "minority-serving institution" means—
(A) a Hispanic-serving institution (as defined in
(B) an Alaska Native-serving institution (as defined in
(C) a Native Hawaiian-serving institution (as defined in that section);
(D) a Predominantly Black Institution (as defined in
(E) an Asian American and Native American Pacific Islander-serving institution (as defined in that section); and
(F) a Native American-serving nontribal institution (as defined in that section).
(8) National Laboratory
The term "National Laboratory" has the meaning given the term in
(9) Program
The term "program" means the program established under subsection (c)(1).
(10) Secretary
The term "Secretary" means the Secretary of Energy.
(11) Skilled technical workforce
The term "skilled technical workforce" has the meaning given the term in section 4(b)(3) of the Innovations in Mentoring, Training, and Apprenticeships Act (
(12) Tribal College or University
The term "Tribal College or University" has the meaning given the term in
(13) Work-based learning
The term "work-based learning" has the meaning given the term in
(b) Findings
Congress finds that—
(1) the coming end of Moore's Law presents major technological challenges and opportunities for the United States and has important implications for national security, economic competitiveness, and scientific discovery;
(2) future progress and innovation in microelectronics, and the maintenance of a robust domestic microelectronics supply chain, will require an approach that advances relevant materials science, electronic and photonic device technologies, processing and packaging technologies, manufacturing technologies, circuit, chip, and system architecture, and software system and algorithm development in a codesign fashion;
(3) the National Laboratories possess unique technical expertise and user facilities that are essential to—
(A) overcoming foundational research challenges relevant to the topics described in paragraph (2); and
(B) translating and transferring research outcomes to industry; and
(4) the expertise and user facilities of the National Laboratories described in paragraph (3) will enable the Department to drive advances in microelectronics that are essential to meeting future needs in areas critical to the missions of the Department and the future competitiveness of the domestic microelectronics industry, including high-performance computing, emerging data-centric computing approaches and energy-efficient computing, optical sensors, sources, and wireless networks, and power electronics and electricity delivery systems.
(c) Microelectronics research program
(1) In general
The Secretary shall carry out a crosscutting program of research, development, and demonstration of microelectronics relevant to the missions of the Department to enable advances and breakthroughs that will—
(A) accelerate underlying research and development for design, development, and manufacturability of next-generation microelectronics; and
(B) ensure the global competitiveness of the United States in the field of microelectronics.
(2) Research projects
(A) In general
In carrying out the program, the Secretary shall provide financial assistance to eligible entities described in subparagraph (B) to carry out research projects in—
(i) foundational science areas, including—
(I) materials sciences, chemical sciences, and plasma science synthesis and fabrication;
(II) novel microelectronics devices, including emerging memory and storage technologies;
(III) diverse computing architectures and paradigms, including analog computing and edge computing;
(IV) data-driven modeling and simulation;
(V) integrated sensing, power harvesting, and communications;
(VI) component integration and subsystems;
(VII) photonic integration and packaging; and
(VIII) development of codesign frameworks for all stages of microelectronics design, development, fabrication, and application;
(ii) cybersecurity by design to result in trusted and resilient microelectronics;
(iii) methods for leveraging advanced simulation and artificial intelligence to enhance codesign and discovery in microelectronics;
(iv) in consultation with the National Institute of Standards and Technology, fabrication and processing science and metrology associated with microelectronics manufacturing, including lithography, patterning, surface deposition, etching, and cleaning;
(v) approaches for optimizing system-level energy efficiency of advanced computing systems, the electrical grid, power electronics, and other energy infrastructure;
(vi) approaches for enhancing the durability and lifetime of radiation-hardened electronics;
(vii) enhancement of microelectronics security, including the development of integrated devices, packages, and thermal management for severe environments and national security;
(viii) in coordination with other relevant initiatives of the Department, methods to improve the lifetime, maintenance, recycling, reuse, and sustainability of microelectronics components and systems, including technologies and strategies that reduce the use of energy, water, critical materials, and other commodities that the Secretary determines are vulnerable to disruption; and
(ix) methods and techniques for domestic processing of materials for microelectronics and components of microelectronics.
(B) Eligible entities
An eligible entity referred to in subparagraph (A) is—
(i) an institution of higher education, including a historically Black college or university, a Tribal College or University, and a minority-serving institution;
(ii) a nonprofit research organization;
(iii) a State research agency;
(iv) a National Laboratory;
(v) a private commercial entity;
(vi) a partnership or consortium of 2 or more entities described in clauses (i) through (v); and
(vii) any other entity that the Secretary determines appropriate.
(C) Notification
Not later than 30 days after the Secretary provides financial assistance to an eligible entity under subparagraph (A), the Secretary shall submit to the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives a notification of the financial assistance provided, including—
(i) the criteria used by the Secretary to select the eligible entity receiving the financial assistance;
(ii) the manner in which the criteria described in clause (i) comport with the purposes of the program described in paragraph (1); and
(iii) a description of the research project that the eligible entity will carry out using the financial assistance.
(3) Technology transfer
In carrying out the program, the Secretary, in coordination with the Director of the Office of Technology Transitions and in consultation with the private sector, shall—
(A) support translational research and transfer of microelectronics technologies; and
(B) identify emerging research and development needs of industry and government for the benefit of United States economic competitiveness.
(4) Workforce development
In carrying out the program, the Secretary shall support—
(A) workforce development through existing authorities and mechanisms available to the Department, including internships, fellowships, individual investigator grants, and other activities the Secretary determines appropriate; and
(B) in consultation with the National Science Foundation, as appropriate, education and outreach activities—
(i) to disseminate information and promote understanding of microelectronics and related fields among students at elementary school, secondary school, high school, undergraduate, and graduate levels; and
(ii) that may include educational programming with an emphasis on experiential and project-based learning.
(5) Outreach
The Secretary shall conduct outreach to recruit applicants to the program and engage participants from all regions of the United States, especially individuals from underserved communities and groups historically underrepresented in science, technology, engineering, and mathematics.
(6) Coordination
In carrying out the program, the Secretary shall—
(A) coordinate across all relevant programs and offices of the Department; and
(B) coordinate the research carried out under the program relating to microelectronics with activities carried out by other Federal agencies and programs relating to microelectronics research, development, manufacturing, and supply chain security, including the programs authorized under subsections (c) through (f) of
(7) Report
Not later than 180 days after August 9, 2022, the Secretary shall submit to the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives a report describing the goals, priorities, and anticipated outcomes of the program.
(8) Funding
There are authorized to be appropriated to the Secretary to carry out this subsection—
(A) $75,000,000 for fiscal year 2023;
(B) $100,000,000 for fiscal year 2024;
(C) $100,000,000 for fiscal year 2025;
(D) $100,000,000 for fiscal year 2026; and
(E) $100,000,000 for fiscal year 2027.
(d) Microelectronics Science Research Centers
(1) In general
In carrying out the program, subject to the availability of appropriations, the Director shall establish not more than 4 Microelectronics Science Research Centers, each comprising 1 or more eligible entities—
(A) to conduct mission-driven research to address foundational challenges in the design, development, characterization, prototyping, demonstration, and fabrication of microelectronics; and
(B) to facilitate the translation of research results to industry.
(2) Eligible entities
An eligible entity referred to in paragraph (1) is—
(A) a National Laboratory;
(B) an institution of higher education, including a historically Black college or university, a Tribal College or University, and a minority-serving institution;
(C) a private commercial entity;
(D) a research center;
(E) a partnership or consortium of 2 or more entities described in subparagraphs (A) through (D); and
(F) any other entity that the Secretary determines appropriate.
(3) Activities
The activities of a Center shall include research, development, and demonstration activities for—
(A) accelerating the development of new microelectronics science and technology, including materials, devices, circuits, systems, architectures, fabrication tools, processes, diagnostics, modeling, synthesis, and, in consultation with the National Institute of Standards and Technology, metrology;
(B) advancing the sustainability and energy efficiency of new microelectronics devices, packages, and systems;
(C) application-driven codesign and prototyping of novel devices to facilitate laboratory-to-fabrication transition;
(D) advancing knowledge and experimental capabilities in surface and materials science, plasma science, and computational and theoretical methods, including artificial intelligence, multiscale codesign, and advanced supercomputing capabilities to invent and manufacture revolutionary microelectronic devices;
(E) creating technology testbeds for prototyping platforms for validation and verification of new capabilities and sharing of ideas, intellectual property, and the unique facilities of the Department;
(F) supporting development of cybersecurity capabilities for computing architectures that measurably improve safety and security and are adaptable for existing and future applications; and
(G) supporting long-term and short-term workforce development in microelectronics.
(4) Request for proposals; merit review
(A) In general
The Director shall, at such time, in such manner, and containing such information as the Director determines to be appropriate, issue a request for proposals from eligible entities described in paragraph (2) seeking to be designated as a Center.
(B) Competitive merit review
The Director shall select eligible entities under subparagraph (A) through a competitive, merit-based process.
(5) Operation
(A) Duration
(i) In general
Each Center shall operate for a period of not more than 5 years, unless renewed for an additional 5-year period in accordance with clause (ii).
(ii) Renewal
(I) Initial renewal
In the case of a Center that has operated for not more than 5 years, the Director may renew support for the Center on a merit-reviewed basis for a period of not more than 5 years.
(II) 10-year operation
In the case of a Center that has operated for not less than 5 years but not more than 10 years, the Director may renew support for the Center on a competitive, merit-reviewed basis for a period of not more than 5 years.
(III) 15-year operation
In the case of a Center that has operated for not less than 10 years but not more than 15 years, the Director may renew support for the Center on a merit-reviewed basis for a period of not more than 5 years.
(B) Termination
Consistent with the existing authorities of the Department, the Director may terminate an underperforming Center during the performance period.
(6) Technology transfer
The Director, in coordination with the Director of the Office of Technology Transitions, shall seek to enter into partnerships with industry groups to facilitate the translation and transfer of research results produced by the Centers.
(7) Coordination
The Secretary shall—
(A) establish a coordinating network to coordinate cross-cutting research and foster communication and collaboration among the Centers; and
(B) ensure coordination, and avoid unnecessary duplication, of the activities of each Center with the activities of—
(i) other research entities of the Department, including—
(I) the Nanoscale Science Research Centers;
(II) the National Quantum Information Science Research Centers;
(III) the Energy Frontier Research Centers;
(IV) the Energy Innovation Hubs;
(V) the National Laboratories; and
(VI) other offices of the Department;
(ii) the National Semiconductor Technology Center established under
(iii) institutions of higher education;
(iv) industry; and
(v) relevant research activities carried out by other Federal agencies.
(8) Workforce development
Each Center shall support workforce development through—
(A) incorporation of undergraduate students, postdoctoral fellows, graduate students, and early career researchers, as well as elementary school, secondary school, and high school students, through opportunities such as dual-enrollment programs and work-based learning programs, as applicable;
(B) hands-on research and equipment training programs;
(C) technical training and certificate programs for the skilled technical workforce;
(D) facilitation of engagement among academic, industry, and laboratory researchers; and
(E) public outreach activities, including to students at elementary school, secondary school, high school, undergraduate, and graduate levels, which may include educational programming with an emphasis on experiential and project-based learning.
(9) Outreach
The Director shall support the workforce development of Centers under paragraph (8) by conducting outreach to recruit applicants and engage participants from all regions of the United States, especially individuals from underserved communities and groups historically underrepresented in science, technology, engineering, and mathematics.
(10) Intellectual property
The Secretary shall ensure that the intellectual property and value proposition created by the Centers are retained within the United States.
(11) Notification
(A) Definition of covered determination
In this paragraph, the term "covered determination" means a determination of the Secretary—
(i) to establish a Center under paragraph (1);
(ii) to renew support for a Center under paragraph (5)(A)(ii); or
(iii) to terminate a Center under paragraph (5)(B).
(B) Notification
Not later than 30 days after the Secretary makes a covered determination, the Secretary shall submit to the Committee on Energy and Natural Resources of the Senate and the Committee on Science, Space, and Technology of the House of Representatives a notification of the covered determination, including—
(i) the criteria used by the Secretary to make the covered determination; and
(ii) the manner in which the criteria described in clause (i) comport with the purposes of the program described in paragraph (1).
(12) Funding
Subject to the availability of appropriations, the Secretary shall use not more than $25,000,000 to fund each Center for each of fiscal years 2023 through 2027.
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Part J—Applied Laboratories Infrastructure Restoration and Modernization
§19341. Applied laboratories infrastructure restoration and modernization
(a) Definition of National Laboratory.
In this section, the term "National Laboratory" means—
(1) the National Renewable Energy Laboratory;
(2) the National Energy Technology Laboratory;
(3) the Idaho National Laboratory;
(4) the Savannah River National Laboratory;
(5) the Sandia National Laboratories;
(6) the Los Alamos National Laboratory; and
(7) the Lawrence Livermore National Laboratory.
(b) Restoration and modernization projects
(1) In general
The Secretary shall fund projects described in paragraph (2) as needed to address the deferred maintenance, critical infrastructure needs, and modernization of National Laboratories.
(2) Projects described
The projects referred to in paragraph (1) are, as determined by the Secretary—
(A) priority deferred maintenance projects at National Laboratories, including facilities sustainment for, upgrade of, and construction of research laboratories, administrative and support buildings, utilities, roads, power plants, and any other critical infrastructure; and
(B) lab modernization projects at National Laboratories, including projects relating to core infrastructure needed—
(i) to support existing and emerging science missions with new and specialized requirements for world-leading scientific user facilities and computing capabilities; and
(ii) to maintain safe, efficient, reliable, and environmentally responsible operations, including pilot projects to demonstrate net-zero emissions with resilient operations.
(3) Approach
In carrying out paragraph (1), the Secretary shall use all available approaches and mechanisms, as the Secretary determines to be appropriate, including—
(A) capital line items;
(B) minor construction projects;
(C) energy savings performance contracts;
(D) utility energy service contracts;
(E) alternative financing; and
(F) expense funding.
(c) Submission to Congress
For each fiscal year through fiscal year 2027, at the same time as the annual budget submission of the President, the Secretary shall submit to the Committee on Appropriations and the Committee on Energy and Natural Resources of the Senate and the Committee on Appropriations and the Committee on Science, Space, and Technology of the House of Representatives a list of projects for which the Secretary will provide funding under this section, including a description of each project and the funding profile for the project.
(d) Authorization of appropriations
There is authorized to be appropriated to the Secretary to carry out the activities described in this section $800,000,000 for each of fiscal years 2023 through 2027, of which, in each fiscal year—
(1) $640,000,000 is authorized to be appropriated for projects at National Laboratories described in paragraphs (1) through (4) of subsection (a); and
(2) $160,000,000 is authorized to be appropriated for projects at National Laboratories described in paragraphs (5) through (7) of that subsection.
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Part K—Fission for the Future
§19351. Advanced nuclear technologies Federal research, development, and demonstration program
(a) Definitions
In this section:
(1) Advanced nuclear reactor
The term "advanced nuclear reactor" has the meaning given the term in
(2) Eligible entity
The term "eligible entity" means each of—
(A) a State;
(B) an Indian Tribe (as defined in
(C) a Tribal organization (as defined in
(D) a unit of local government;
(E) an electric utility (as defined in
(F) a National Laboratory (as defined in
(G) an institution of higher education (as defined in
(H) a private entity specializing in—
(i) advanced nuclear technology development;
(ii) nuclear supply chains; or
(iii) with respect to nuclear technologies and nonelectric applications of nuclear technologies, construction, project financing, contract structuring and risk allocation, or regulatory and licensing processes.
(3) Program
The term "program" means the program established under subsection (b)(1).
(4) Secretary
The term "Secretary" means the Secretary of Energy.
(b) Establishment of program
(1) In general
The Secretary shall establish a program to provide Federal financial assistance to eligible entities to support the research, development, demonstration, and deployment of advanced nuclear reactors and associated supply chain infrastructure.
(2) Competitive procedures
To the maximum extent practicable, the Secretary shall carry out the program using a competitive, merit-based review process that is consistent with
(c) Applications
An eligible entity desiring Federal financial assistance under the program shall submit to the Secretary an application at such time, in such manner, and containing such information as the Secretary may require.
(d) Priority
In selecting eligible entities to receive Federal financial assistance under the program, the Secretary shall give priority to eligible entities that—
(1) plan to carry out projects at or near the site of 1 or more fossil fuel electric generation facilities that are retired or scheduled to retire, including multi-unit facilities that are partially shut down—
(A) to support the productive reuse of fossil fuel electric generation facilities that are retired or scheduled to retire; and
(B) to sustain and revitalize communities impacted by the closure of fossil fuel electric generation facilities;
(2) plan to support nonelectric applications, including supplying heat for—
(A) energy storage;
(B) hydrogen or other liquid and gaseous fuel or chemical production;
(C) industrial processes;
(D) desalination technologies and processes;
(E) isotope production;
(F) district heating; and
(G) other applications, as the Secretary determines to be appropriate; and
(3) have implemented or demonstrated the ability to successfully implement workforce training or retraining programs to train workers to perform activities relating to the research, development, and demonstration of advanced nuclear reactors.
(e) Cost share
(f) Authorization of appropriations
In addition to amounts otherwise available, there are authorized to be appropriated to the Secretary to carry out the program—
(1) $75,000,000 for fiscal year 2023;
(2) $100,000,000 for fiscal year 2024;
(3) $150,000,000 for fiscal year 2025;
(4) $225,000,000 for fiscal year 2026; and
(5) $250,000,000 for fiscal year 2027.
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Editorial Notes
Amendments
2023—Subsec. (b)(1).