CHAPTER 8 —NATIONAL TELECOMMUNICATIONS AND INFORMATION ADMINISTRATION
SUBCHAPTER I—ORGANIZATION AND FUNCTIONS
SUBCHAPTER II—TRANSFER OF AUCTIONABLE FREQUENCIES
SUBCHAPTER III—MISCELLANEOUS
SUBCHAPTER I—ORGANIZATION AND FUNCTIONS
§901. Definitions; findings; policy
(a) Definitions
In this chapter, the following definitions apply:
(1) The term "NTIA" means the National Telecommunications and Information Administration.
(2) The term "Assistant Secretary" means the Assistant Secretary for Communications and Information.
(3) The term "Secretary" means the Secretary of Commerce.
(4) The term "Commission" means the Federal Communications Commission.
(5) The term "Corporation" means the Communications Satellite Corporation authorized in title III of the Communications Satellite Act of 1962 (
(b) Findings
The Congress finds the following:
(1) Telecommunications and information are vital to the public welfare, national security, and competitiveness of the United States.
(2) Rapid technological advances being made in the telecommunications and information fields make it imperative that the United States maintain effective national and international policies and programs capable of taking advantage of continued advancements.
(3) Telecommunications and information policies and recommendations advancing the strategic interests and the international competitiveness of the United States are essential aspects of the Nation's involvement in international commerce.
(4) There is a critical need for competent and effective telecommunications and information research and analysis and national and international policy development, advice, and advocacy by the executive branch of the Federal Government.
(5) As one of the largest users of the Nation's telecommunications facilities and resources, the Federal Government must manage its radio spectrum use and other internal communications operations in the most efficient and effective manner possible.
(6) It is in the national interest to codify the authority of the National Telecommunications and Information Administration, an agency in the Department of Commerce, as the executive branch agency principally responsible for advising the President on telecommunications and information policies, and for carrying out the related functions it currently performs, as reflected in Executive Order 12046.
(c) Policy
The NTIA shall seek to advance the following policies:
(1) Promoting the benefits of technological development in the United States for all users of telecommunications and information facilities.
(2) Fostering national safety and security, economic prosperity, and the delivery of critical social services through telecommunications.
(3) Facilitating and contributing to the full development of competition, efficiency, and the free flow of commerce in domestic and international telecommunications markets.
(4) Fostering full and efficient use of telecommunications resources, including effective use of the radio spectrum by the Federal Government, in a manner which encourages the most beneficial uses thereof in the public interest.
(5) Furthering scientific knowledge about telecommunications and information.
(
Editorial Notes
References in Text
This chapter, referred to in subsec. (a), was in the original, "this title", meaning title I of
The Communications Satellite Act of 1962, referred to in subsec. (a)(5), is
Executive Order 12046, referred to in subsec. (b)(6), is set out as a note under
Statutory Notes and Related Subsidiaries
Short Title of 2015 Amendment
Short Title of 2007 Amendment
Short Title of 2004 Amendment
Short Title of 2002 Amendment
Short Title
Internet of Things
"(a)
"(1)
"(2)
"(3)
"(4)
"(b)
"(1)
"(2)
"(A) identify any Federal regulations, statutes, grant practices, budgetary or jurisdictional challenges, and other sector-specific policies that are inhibiting, or could inhibit, the development or deployment of the Internet of Things;
"(B) consider policies or programs that encourage and improve coordination among Federal agencies that have responsibilities that are relevant to the objectives of this section;
"(C) consider any findings or recommendations made by the steering committee and, where appropriate, act to implement those recommendations;
"(D) examine—
"(i) how Federal agencies can benefit from utilizing the Internet of Things;
"(ii) the use of Internet of Things technology by Federal agencies as of the date on which the working group performs the examination;
"(iii) the preparedness and ability of Federal agencies to adopt Internet of Things technology as of the date on which the working group performs the examination and in the future; and
"(iv) any additional security measures that Federal agencies may need to take to—
"(I) safely and securely use the Internet of Things, including measures that ensure the security of critical infrastructure; and
"(II) enhance the resiliency of Federal systems against cyber threats to the Internet of Things; and
"(E) in carrying out the examinations required under subclauses (I) and (II) of subparagraph (D)(iv), ensure to the maximum extent possible the coordination of the current and future activities of the Federal Government relating to security with respect to the Internet of Things.
"(3)
"(A) the Department of Commerce, including—
"(i) the National Telecommunications and Information Administration;
"(ii) the National Institute of Standards and Technology; and
"(iii) the National Oceanic and Atmospheric Administration;
"(B) the Department of Transportation;
"(C) the Department of Homeland Security;
"(D) the Office of Management and Budget;
"(E) the National Science Foundation;
"(F) the Commission;
"(G) the Federal Trade Commission;
"(H) the Office of Science and Technology Policy;
"(I) the Department of Energy; and
"(J) the Federal Energy Regulatory Commission.
"(4)
"(A) the steering committee;
"(B) information and communications technology manufacturers, suppliers, service providers, and vendors;
"(C) subject matter experts representing industrial sectors other than the technology sector that can benefit from the Internet of Things, including the transportation, energy, agriculture, and health care sectors;
"(D) small, medium, and large businesses;
"(E) think tanks and academia;
"(F) nonprofit organizations and consumer groups;
"(G) security experts;
"(H) rural stakeholders; and
"(I) other stakeholders with relevant expertise, as determined by the Secretary.
"(5)
"(A)
"(B)
"(i) the identification of any Federal regulations, statutes, grant practices, programs, budgetary or jurisdictional challenges, and other sector-specific policies that are inhibiting, or could inhibit, the development of the Internet of Things;
"(ii) situations in which the use of the Internet of Things is likely to deliver significant and scalable economic and societal benefits to the United States, including benefits from or to—
"(I) smart traffic and transit technologies;
"(II) augmented logistics and supply chains;
"(III) sustainable infrastructure;
"(IV) precision agriculture;
"(V) environmental monitoring;
"(VI) public safety; and
"(VII) health care;
"(iii) whether adequate spectrum is available to support the growing Internet of Things and what legal or regulatory barriers may exist to providing any spectrum needed in the future;
"(iv) policies, programs, or multi-stakeholder activities that—
"(I) promote or are related to the privacy of individuals who use or are affected by the Internet of Things;
"(II) may enhance the security of the Internet of Things, including the security of critical infrastructure;
"(III) may protect users of the Internet of Things; and
"(IV) may encourage coordination among Federal agencies with jurisdiction over the Internet of Things;
"(v) the opportunities and challenges associated with the use of Internet of Things technology by small businesses; and
"(vi) any international proceeding, international negotiation, or other international matter affecting the Internet of Things to which the United States is or should be a party.
"(C)
"(i) information and communications technology manufacturers, suppliers, service providers, and vendors;
"(ii) subject matter experts representing industrial sectors other than the technology sector that can benefit from the Internet of Things, including the transportation, energy, agriculture, and health care sectors;
"(iii) small, medium, and large businesses;
"(iv) think tanks and academia;
"(v) nonprofit organizations and consumer groups;
"(vi) security experts;
"(vii) rural stakeholders; and
"(viii) other stakeholders with relevant expertise, as determined by the Secretary.
"(D)
"(E)
"(i)
"(ii)
"(iii)
"(F)
"(G)
"(6)
"(A)
"(i) the findings and recommendations of the working group with respect to the duties of the working group under paragraph (2);
"(ii) the report submitted by the steering committee under paragraph (5)(D), as the report was received by the working group;
"(iii) recommendations for action or reasons for inaction, as applicable, with respect to each recommendation made by the steering committee in the report submitted under paragraph (5)(D); and
"(iv) an accounting of any progress made by Federal agencies to implement recommendations made by the working group or the steering committee.
"(B)
"(i) the Committee on Commerce, Science, and Transportation and the Committee on Energy and Natural Resources of the Senate;
"(ii) the Committee on Energy and Commerce of the House of Representatives; and
"(iii) any other committee of Congress, upon request to the working group.
"(c)
"(1)
"(2)
"(A) whether adequate spectrum is available, or is planned for allocation, for commercial wireless services that could support the growing Internet of Things;
"(B) if adequate spectrum is not available for the purposes described in subparagraph (A), how to ensure that adequate spectrum is available for increased demand with respect to the Internet of Things;
"(C) what regulatory barriers may exist to providing any needed spectrum that would support uses relating to the Internet of Things; and
"(D) what the role of unlicensed and licensed spectrum is and will be in the growth of the Internet of Things.
"(3)
National Strategy To Secure 5G and Next Generation Wireless Communications
"SECTION 1. SHORT TITLE.
"This Act may be cited as the 'Secure 5G and Beyond Act of 2020'.
"SEC. 2. APPROPRIATE COMMITTEES OF CONGRESS DEFINED.
"In this Act, the term 'appropriate committees of Congress' means—
"(1) the Select Committee on Intelligence, the Committee on Commerce, Science, and Transportation, the Committee on Foreign Relations, the Committee on Armed Services, and the Committee on Homeland Security and Governmental Affairs of the Senate; and
"(2) the Permanent Select Committee on Intelligence, the Committee on Energy and Commerce, the Committee on Foreign Affairs, the Committee on Armed Services, and the Committee on Homeland Security of the House of Representatives.
"SEC. 3. STRATEGY TO ENSURE SECURITY OF NEXT GENERATION WIRELESS COMMUNICATIONS SYSTEMS AND INFRASTRUCTURE.
"(a)
"(1) to ensure the security of 5th and future generations wireless communications systems and infrastructure within the United States;
"(2) to provide technical assistance to mutual defense treaty allies of the United States, strategic partners of the United States, and other countries, when in the security and strategic interests of the United States, to maximize the security of 5th and future generations wireless communications systems and infrastructure inside their countries; and
"(3) to protect the competitiveness of United States companies, privacy of United States consumers, and integrity and impartiality of standards-setting bodies and processes related to 5th and future generations wireless communications systems and infrastructure.
"(b)
"(c)
"(1) A description of efforts to facilitate domestic 5th and future generations wireless communications rollout.
"(2) A description of efforts to assess the risks to and identify core security principles of 5th and future generations wireless communications infrastructure.
"(3) A description of efforts to address risks to the national security of the United States during development and deployment of 5th and future generations wireless communications infrastructure worldwide.
"(4) A description of efforts to promote responsible global development and deployment of 5th and future generations wireless communications, including through robust international engagement, leadership in the development of international standards, and incentivizing market competitiveness of secure 5th and future generation wireless communications infrastructure options.
"(d)
"SEC. 4. STRATEGY IMPLEMENTATION PLAN.
"Not later than 180 days after the date of enactment of this Act [Mar. 23, 2020], the President shall develop and submit to the appropriate committees of Congress an implementation plan for the Strategy (referred to in this Act as the 'Implementation Plan'), which shall include, at a minimum, the following:
"(1) A description of United States national and economic security interests pertaining to the deployment of 5th and future generations wireless communications systems and infrastructure.
"(2) An identification and assessment of potential security threats and vulnerabilities to the infrastructure, equipment, systems, software, and virtualized networks that support 5th and future generations wireless communications systems, infrastructure, and enabling technologies, which shall, as practicable, include a comprehensive evaluation of the full range of threats to, and unique security challenges posed by, 5th and future generations wireless communications systems and infrastructure, as well as steps that public and private sector entities can take to mitigate those threats.
"(3) An identification and assessment of the global competitiveness and vulnerabilities of United States manufacturers and suppliers of 5th and future generations wireless communications equipment.
"(4) An evaluation of available domestic suppliers of 5th and future generations wireless communications equipment and other suppliers in countries that are mutual defense allies or strategic partners of the United States and a strategy to assess their ability to produce and supply 5th generation and future generations wireless communications systems and infrastructure.
"(5) Identification of where security gaps exist in the United States domestic or mutual defense treaty allies and strategic partners communications equipment supply chain for 5th and future generations wireless communications systems and infrastructure.
"(6) Identification of incentives and policy options to help close or narrow any security gaps identified under paragraph (5) in, and ensure the economic viability of, the United States domestic industrial base, including research and development in critical technologies and workforce development in 5th and future generations wireless communications systems and infrastructure.
"(7) Identification of incentives and policy options for leveraging the communications equipment suppliers from mutual defense treaty allies, strategic partners, and other countries to ensure that private industry in the United States has adequate sources for secure, effective, and reliable 5th and future generations wireless communications systems and infrastructure equipment.
"(8) A plan for diplomatic engagement with mutual defense treaty allies, strategic partners, and other countries to share security risk information and findings pertaining to 5th and future generations wireless communications systems and infrastructure equipment and cooperation on mitigating those risks.
"(9) A plan for engagement with private sector communications infrastructure and systems equipment developers and critical infrastructure owners and operators who have a critical dependency on communications infrastructure to share information and findings on 5th and future generations wireless communications systems and infrastructure equipment standards to secure platforms.
"(10) A plan for engagement with private sector communications infrastructure and systems equipment developers to encourage the maximum participation possible on standards-setting bodies related to such systems and infrastructure equipment standards by public and private sector entities from the United States.
"(11) A plan for diplomatic engagement with mutual defense treaty allies, strategic partners, and other countries to share information and findings on 5th and future generations wireless communications systems and infrastructure equipment standards to promote maximum interoperability, competitiveness, openness, and secure platforms.
"(12) A plan for diplomatic engagement with mutual defense treaty allies, strategic partners, and other countries to share information and findings on 5th and future generations wireless communications infrastructure and systems equipment concerning the standards-setting bodies related to such systems and infrastructure equipment to promote maximum transparency, openness, impartiality, integrity, and neutrality.
"(13) A plan for joint testing environments with mutual defense treaty allies, strategic partners, and other countries to ensure a trusted marketplace for 5th and future generations wireless communications systems and infrastructure equipment.
"(14) A plan for research and development by the Federal Government, in close partnership with trusted supplier entities, mutual defense treaty allies, strategic partners, and other countries to reach and maintain United States leadership in 5th and future generations wireless communications systems and infrastructure security, including the development of an ongoing capability to identify security vulnerabilities in 5th and future generations wireless communications systems.
"(15) Options for identifying and helping to mitigate the security risks of 5th and future generations wireless communications systems and infrastructure that have security flaws or vulnerabilities, or are utilizing equipment sourced from countries of concern, and that have already been put in place within the systems and infrastructure of mutual defense treaty allies, strategic partners, and other countries, when in the security interests of the United States.
"(16) A description of the roles and responsibilities of the appropriate executive branch agencies and interagency mechanisms to coordinate implementation of the Strategy, as provided in section 5(d).
"(17) An identification of the key diplomatic, development, intelligence, military, and economic resources necessary to implement the Strategy, including specific budgetary requests.
"(18) As necessary, a description of such legislative or administrative action needed to carry out the Strategy.
"SEC. 5. LIMITATIONS AND BRIEFINGS.
"(a)
"(1)
"(2)
"(b)
"(c)
"(1)
"(2)
"(d)
"(1)
"(A) implement the Strategy;
"(B) keep congressional committees apprised of progress on implementation; and
"(C) not implement any proposal or recommendation involving non-Federal spectrum administered by the Federal Communications Commission unless the implementation of such proposal or recommendation is first approved by the Commission.
"(2)
"(e)
Executive Documents
Ex. Ord. No. 12382. President's National Security Telecommunications Advisory Committee
Ex. Ord. No. 12382, Sept. 13, 1982, 47 F.R. 40531, as amended by Ex. Ord. No. 13286, Feb. 28, 2003, 68 F.R. 10628; Ex. Ord. No. 13618, §7(c), July 6, 2012, 77 F.R. 40783; Ex. Ord. No. 14048, §5, Sept. 30, 2021, 86 F.R. 55466, provided:
By the authority vested in me as President by the Constitution of the United States of America, and in order to establish, in accordance with the provisions of the Federal Advisory Committee Act, as amended ([former] 5 U.S.C. App.) [see
(b) The President shall designate a Chair and Vice Chair from among the members of the Committee, each for a term of up to 2 years.
(c) To assist the Committee in carrying out its functions, the Committee may establish appropriate subcommittees or working groups composed, in whole or in part, of individuals who are not members of the Committee.
(b) The Committee shall provide information and advice to the President, through the Secretary of Homeland Security, regarding the feasibility of implementing specific measures to improve the resiliency and security of the digital and communications infrastructure of the United States.
(c) The Committee shall provide technical information, advice, and recommendations as it relates to NS/EP policy issues concerning cybersecurity, ICT, and telecommunications matters.
(d) The Committee shall periodically report on matters in this section to the President, through the Secretary of Homeland Security.
(b) Members of the Committee shall serve without any compensation for their work on the Committee. However, to the extent permitted by law, they shall be entitled to travel expenses, including per diem in lieu of subsistence.
(c) Any expenses of the Committee shall, to the extent permitted by law, be paid from funds available to the Secretary of Homeland Security.
(b) In accordance with the Federal Advisory Committee Act, as amended, the Committee shall terminate on December 31, 1982, unless sooner extended.
Extension of Term of President's National Security Telecommunications Advisory Committee
Term of President's National Security Telecommunications Advisory Committee extended until Sept. 30, 2025, by Ex. Ord. No. 14109, Sept. 29, 2023, 88 F.R. 68447, set out as a note under
Previous extensions of term of President's National Security Telecommunications Advisory Committee were contained in the following prior Executive Orders:
Ex. Ord. No. 14048, Sept. 30, 2021, 86 F.R. 55465, extended term until Sept. 30, 2023.
Ex. Ord. No. 13889, Sept. 27, 2019, 84 F.R. 52743, extended term until Sept. 30, 2021.
Ex. Ord. No. 13811, Sept. 29, 2017, 82 F.R. 46363, extended term until Sept. 30, 2019.
Ex. Ord. No. 13708, Sept. 30, 2015, 80 F.R. 60271, extended term until Sept. 30, 2017.
Ex. Ord. No. 13652, Sept. 30, 2013, 78 F.R. 61817, extended term until Sept. 30, 2015.
Ex. Ord. No. 13585, Sept. 30, 2011, 76 F.R. 62281, extended term until Sept. 30, 2013.
Ex. Ord. No. 13511, Sept. 29, 2009, 74 F.R. 50909, extended term until Sept. 30, 2011.
Ex. Ord. No. 13446, Sept. 28, 2007, 72 F.R. 56175, extended term until Sept. 30, 2009.
Ex. Ord. No. 13385, Sept. 29, 2005, 70 F.R. 57989, extended term until Sept. 30, 2007.
Ex. Ord. No. 13316, Sept. 17, 2003, 68 F.R. 55255, extended term until Sept. 30, 2005.
Ex. Ord. No. 13225, Sept. 28, 2001, 66 F.R. 50291, extended term until Sept. 30, 2003.
Ex. Ord. No. 13138, Sept. 30, 1999, 64 F.R. 53879, extended term until Sept. 30, 2001.
Ex. Ord. No. 13062, Sept. 29, 1997, 62 F.R. 51755, extended term until Sept. 30, 1999.
Ex. Ord. No. 12974, Sept. 29, 1995, 60 F.R. 51875, extended term until Sept. 30, 1997.
Ex. Ord. No. 12869, Sept. 30, 1993, 58 F.R. 51751, extended term until Sept. 30, 1995.
Ex. Ord. No. 12774, Sept. 27, 1991, 56 F.R. 49835, extended term until Sept. 30, 1993.
Ex. Ord. No. 12692, Sept. 29, 1989, 54 F.R. 40627, extended term until Sept. 30, 1991.
Ex. Ord. No. 12610, Sept. 30, 1987, 52 F.R. 36901, extended term until Sept. 30, 1989.
Ex. Ord. No. 12534, Sept. 30, 1985, 50 F.R. 40319, extended term until Sept. 30, 1987.
Ex. Ord. No. 12454, Dec. 29, 1983, 49 F.R. 343, extended term until Sept. 30, 1985.
Ex. Ord. No. 12399, Dec. 31, 1982, 48 F.R. 379, extended term until Dec. 31, 1983.
Developing a Sustainable Spectrum Strategy for America's Future
Memorandum of President of the United States, Oct. 25, 2018, 83 F.R. 54513, which related to spectrum policy, was revoked by Memorandum of President of the United States, §9, Nov. 13, 2023, 88 F.R. 80083, set out in a note below.
Modernizing United States Spectrum Policy and Establishing a National Spectrum Strategy
Memorandum of President of the United States, Nov. 13, 2023, 88 F.R. 80079, provided:
Memorandum for the Heads of Executive Departments and Agencies
By the authority vested in me as President by the Constitution and the laws of the United States of America, and in order to meet the growing requirements of United States radio frequency spectrum users, it is hereby ordered as follows:
This memorandum directs my Administration to build on prior innovation by promoting efficient and effective spectrum use by both agencies and non-Federal users. My Administration's goal is to accelerate United States leadership in wireless communications and other spectrum-based technologies and to unlock innovations that benefit the American people, while ensuring necessary access to spectrum for agencies and private-sector users, such as for scientific, public safety, critical infrastructure, and national security uses, now and into the future.
The policy of my Administration is to ensure that spectrum management, usage, and allocation decisions are coordinated, consistent, and reflect the needs and diverse missions of agencies and non-Federal users. This memorandum reaffirms the policies and authorities stated in Executive Order 12046 of March 27, 1978 (Relating to the Transfer of Telecommunications Functions) [
The Congress has charged NTIA and the Federal Communications Commission (FCC) with jointly managing the Nation's radio spectrum resources. The NTIA and FCC perform their functions consistent with the August 1, 2022, Memorandum of Understanding (MOU) between the two agencies; the Presidential Memorandum of January 27, 2021 (Restoring Trust in Government Through Scientific Integrity and Evidence-Based Policymaking) [
Accordingly, I direct the following actions to modernize the usage of spectrum in the United States:
There is hereby established the Interagency Spectrum Advisory Council (Council) to serve as the principal interagency forum for heads of agencies to advise NTIA on spectrum policy matters and to ensure that all decisions made by NTIA take into consideration the diverse missions of the Federal Government. Within 90 days of the date of this memorandum [Nov. 13, 2023], NTIA shall publish a charter for the Council. The Council shall be led by the Assistant Secretary of Commerce for Communications and Information and shall be composed of Assistant Secretary-level representatives or their designees with spectrum management oversight from agencies holding Federal spectrum assignments or otherwise having spectrum-related statutory authorities within their respective agencies. The Executive Office of the President shall participate in the work of the Council, and NTIA shall request that FCC participate in the work of the Council.
The NTIA's Interdepartment Radio Advisory Committee (IRAC) shall continue to advise NTIA with respect to NTIA's statutory role to develop and execute policies, programs, procedures, and technical criteria pertaining to the allocation, management, and Federal use of the electromagnetic spectrum.
(a) a roadmap to make spectrum resources available to continue United States leadership in advanced wireless technologies and services, which shall provide a "pipeline" of spectrum bands to support commercial innovation and agencies' needs now and into the future by identifying at least 1500 megahertz for in-depth study to determine suitability for repurposing, which may include spectrum bands currently allocated for Federal operations, non-Federal operations, or shared Federal and non-Federal operations;
(b) data-driven processes for long-term spectrum planning that increase transparency into current and future Federal and non-Federal spectrum use; anticipate and enable technological advances in order to facilitate spectrum access; and fully account for essential Federal missions, including national defense and homeland security, safeguarding the national airspace, securing the Nation's critical infrastructure, climate monitoring and forecasting, and other scientific endeavors;
(c) plans to optimize United States spectrum management and use by considering different types of spectrum governance models, including exclusive licensing, unlicensed use, shared use, and combinations of these approaches;
(d) plans for investing in and promoting the development of emerging technological advancements in spectrum management, including spectrum sharing and improving understanding of electromagnetic spectrum science; and
(e) recommendations for developing an enduring, scalable mechanism for managing shared spectrum access for the Federal Government, with the goal of increasing the efficiency of spectrum use.
(a) In undertaking these duties, NTIA shall:
(i) adhere to the terms of the August 1, 2022, MOU between NTIA and FCC and any successor arrangement, so long as the arrangement remains in effect;
(ii) solicit views of stakeholder agencies in a timely fashion and provide sufficient time and procedures for such agencies to present their views and supporting technical information to NTIA;
(iii) provide agencies with timely written feedback articulating why and how agency views will be incorporated into the position that NTIA communicates to FCC;
(iv) facilitate the presentation by agencies of classified or otherwise sensitive views to FCC;
(v) develop the position of the executive branch on spectrum-related issues, including any supporting technical and operational information to facilitate FCC decision-making, and provide that position to FCC; and
(vi) endeavor to provide such views and information within FCC's applicable timelines and request additional time when needed.
(b) In matters where NTIA and an agency or agencies cannot reach a consensus on the views to be presented to FCC, NTIA shall:
(i) notify FCC of the lack of consensus and anticipated next steps and timing to resolve it;
(ii) request the joint assistance of the Secretary of Commerce and the head of any agency objecting to NTIA's proposed submission to FCC to find a mutually agreeable resolution; and
(iii) keep FCC informed, as appropriate, regarding anticipated next steps and timing of resolution.
(c) If a resolution is not reached, NTIA shall within 90 days submit, or the disputing agency or agencies may submit, the disagreement to the Assistant to the President for National Security Affairs and the Assistant to the President for Economic Policy, who shall, in consultation with the Director of the Office of Science and Technology Policy and the National Space Council, resolve the dispute through the interagency process described in National Security Memorandum 2 of February 4, 2021 (Renewing the National Security Council System), or the process described in any successor Presidential directive. The NTIA shall advise FCC on the executive branch position following adjudication and decision.
(a) The complainant agency, no later than 45 days after learning of the unforeseen risk of harmful interference, shall formally request that NTIA address the matter with FCC for an appropriate remedy, and in that request shall:
(i) clearly indicate the manner in which the public interest will be implicated or harmed or an agency's mission will be adversely affected;
(ii) present evidence to NTIA that such new use is causing or potentially will cause harmful interference or potential harm to the public interest, including any technical or scientific data that supports that position; and
(iii) explain why the complainant agency cannot take steps to ensure mission continuity that are consistent with FCC's decision.
(b) If NTIA believes that the complainant agency has produced sufficient evidence that the new use will risk harmful interference that cannot be reasonably mitigated without FCC action, it shall, within 60 days of the complainant agency's request, address FCC under established processes for seeking appropriate relief. If NTIA does not believe that there is sufficient evidence to seek relief from FCC, the complainant agency may invoke the process set forth in sections 5(b) and 5(c) of this memorandum.
(c) Before any significant regulatory action directly related to the spectrum subject to license is taken by the complainant agency pursuant to its statutory authorities, the regulatory action shall be submitted to the Office of Information and Regulatory Affairs (OIRA) within the Office of Management and Budget, as required by sections 3(f) and 6(a)(3) of Executive Order 12866 of September 30, 1993 (Regulatory Planning and Review) [
(a) Agencies shall expeditiously, and no later than 45 days subsequent to any NTIA request outside of the time frames set by section IV(3) of the August 1, 2022, MOU between NTIA and FCC, respond to and, to the extent possible, share with NTIA any technical and operational information needed to facilitate spectrum coordination and policy development.
(b) Agencies shall furnish NTIA "with such information, support, and assistance, not inconsistent with law, as it may require in the performance of its functions, [sic]" (
(i) all relevant information to be considered for filing with FCC; and
(ii) any significant regulatory actions to be taken by the agency pursuant to its statutory authorities directly relating to spectrum issues, prior to its submission to OIRA as required by Executive Order 12866.
(c) Agencies shall collaborate with NTIA to facilitate long-term spectrum planning, including by sharing information about their current spectrum use and long-term spectrum needs as requested by NTIA.
(d) Agencies shall coordinate with NTIA prior to carrying out any electromagnetic compatibility study or testing plan that the agency seeks to be considered in formulating the views of the executive branch regarding spectrum regulatory matters. Coordination with NTIA will ensure the use of consistent methods across the executive branch, promoting reliable findings as well as evidence-based decision-making. Nothing herein is intended to prevent agencies from conducting spectrum-related studies for internal purposes unrelated to formulating executive branch views on spectrum regulatory matters. Agencies are strongly encouraged to conduct spectrum-related testing and research in cooperation with NTIA's Institute for Telecommunication Sciences.
(e) Agencies shall favor the development and procurement of systems that enable coexistence with other spectrum users. Accordingly, agencies shall ensure that their acquisition processes properly consider spectrum coexistence and access prior to milestone investment decisions. The NTIA shall, in turn, improve its criteria and processes for certification regarding spectrum availability to facilitate spectrum access.
(i) the authority granted by law to an executive department or agency, or the head thereof; or
(ii) the functions of the Director of the Office of Management and Budget relating to budgetary, administrative, or legislative proposals.
(b) This memorandum shall be implemented consistent with applicable law and subject to the availability of appropriations.
(c) This memorandum is not intended to, and does not, create any right or benefit, substantive or procedural, enforceable at law or in equity by any party against the United States, its departments, agencies, or entities, its officers, employees, or agents, or any other person.
(d) The Secretary of Commerce is authorized and directed to publish this memorandum in the Federal Register.
J.R. Biden, Jr.
§902. Establishment; assigned functions
(a) Establishment
(1) Administration
There shall be within the Department of Commerce an administration to be known as the National Telecommunications and Information Administration.
(2) Head of administration
The head of the NTIA shall be an Assistant Secretary of Commerce for Communications and Information, who shall be appointed by the President, by and with the advice and consent of the Senate.
(b) Assigned functions
(1) In general
Subject to
(2) Communications and information functions
Subject to
(A) The authority delegated by the President to the Secretary to assign frequencies to radio stations or classes of radio stations belonging to and operated by the United States, including the authority to amend, modify, or revoke such assignments, but not including the authority to make final disposition of appeals from frequency assignments.
(B) The authority to authorize a foreign government to construct and operate a radio station at the seat of Government of the United States, but only upon recommendation of the Secretary of State and after consultation with the Attorney General and the Chairman of the Commission.
(C) Functions relating to the communications satellite system, including authority vested in the President by section 201(a) of the Communications Satellite Act of 1962 (
(i) aid in the planning and development of the commercial communications satellite system and the execution of a national program for the operation of such a system;
(ii) conduct a continuous review of all phases of the development and operation of such system, including the activities of the Corporation;
(iii) coordinate, in consultation with the Secretary of State, the activities of governmental agencies with responsibilities in the field of telecommunications, so as to ensure that there is full and effective compliance at all times with the policies set forth in the Communications Satellite Act of 1962 [
(iv) make recommendations to the President and others as appropriate, with respect to steps necessary to ensure the availability and appropriate utilization of the communications satellite system for general governmental purposes in consonance with section 201(a)(6) of the Communications Satellite Act of 1962 (
(v) help attain coordinated and efficient use of the electromagnetic spectrum and the technical compatibility of the communications satellite system with existing communications facilities both in the United States and abroad;
(vi) assist in the preparation of Presidential action documents for consideration by the President as may be appropriate under section 201(a) of the Communications Satellite Act of 1962 (
(vii) serve as the chief point of liaison between the President and the Corporation.
(D) The authority to serve as the President's principal adviser on telecommunications policies pertaining to the Nation's economic and technological advancement and to the regulation of the telecommunications industry.
(E) The authority to advise the Director of the Office of Management and Budget on the development of policies relating to the procurement and management of Federal telecommunications systems.
(F) The authority to conduct studies and evaluations concerning telecommunications research and development and concerning the initiation, improvement, expansion, testing, operation, and use of Federal telecommunications systems and advising agencies of the results of such studies and evaluations.
(G) Functions which involve—
(i) developing and setting forth, in coordination with the Secretary of State and other interested agencies, plans, policies, and programs which relate to international telecommunications issues, conferences, and negotiations;
(ii) coordinating economic, technical, operational, and related preparations for United States participation in international telecommunications conferences and negotiations; and
(iii) providing advice and assistance to the Secretary of State on international telecommunications policies to strengthen the position and serve the best interests of the United States in support of the Secretary of State's responsibility for the conduct of foreign affairs.
(H) The authority to provide for the coordination of the telecommunications activities of the executive branch and assist in the formulation of policies and standards for those activities, including (but not limited to) considerations of interoperability, privacy, security, spectrum use, and emergency readiness.
(I) The authority to develop and set forth telecommunications policies pertaining to the Nation's economic and technological advancement and to the regulation of the telecommunications industry.
(J) The responsibility to ensure that the views of the executive branch on telecommunications matters are effectively presented to the Commission and, in coordination with the Director of the Office of Management and Budget, to the Congress.
(K) The authority to establish policies concerning spectrum assignments and use by radio stations belonging to and operated by the United States.
(L) Functions which involve—
(i) developing, in cooperation with the Commission, a comprehensive long-range plan for improved management of all electromagnetic spectrum resources;
(ii) performing analysis, engineering, and administrative functions, including the maintenance of necessary files and data bases, as necessary for the performance of assigned functions for the management of electromagnetic spectrum resources;
(iii) conducting research and analysis of electromagnetic propagation, radio systems characteristics, and operating techniques affecting the utilization of the electromagnetic spectrum in coordination with specialized, related research and analysis performed by other Federal agencies in their areas of responsibility; and
(iv) conducting research and analysis in the general field of telecommunications sciences in support of assigned functions and in support of other Government agencies.
(M) The authority to conduct studies and make recommendations concerning the impact of the convergence of computer and communications technology.
(N) The authority to coordinate Federal telecommunications assistance to State and local governments.
(O) The authority to conduct and coordinate economic and technical analyses of telecommunications policies, activities, and opportunities in support of assigned functions.
(P) The authority to contract for studies and reports relating to any aspect of assigned functions.
(Q) The authority to participate, as appropriate, in evaluating the capability of telecommunications resources, in recommending remedial actions, and in developing policy options.
(R) The authority to participate with the National Security Council and the Director of the Office of Science and Technology Policy as they carry out their responsibilities under sections 4–1, 4–2, and 4–3 of Executive Order 12046, with respect to emergency functions, the national communication system, and telecommunications planning functions.
(S) The authority to establish coordinating committees pursuant to section 10 of Executive Order 11556.
(T) The authority to establish, as permitted by law, such interagency committees and working groups composed of representatives of interested agencies and consulting with such departments and agencies as may be necessary for the effective performance of assigned functions.
(U) The responsibility to promote the best possible and most efficient use of electromagnetic spectrum resources across the Federal Government, subject to and consistent with the needs and missions of Federal agencies.
(3) Additional communications and information functions
In addition to the functions described in paragraph (2), the Secretary under paragraph (1)—
(A) may assign to the NTIA the performance of functions under section 504(a) of the Communications Satellite Act of 1962 (
(B) shall assign to the NTIA the administration of the Public Telecommunications Facilities Program under
(C) shall assign to the NTIA responsibility for providing for the establishment, and overseeing operation, of a second-level Internet domain within the United States country code domain in accordance with
(
Editorial Notes
References in Text
Reorganization Plan Number 1 of 1977, referred to in subsec. (b)(2), is set out in the Appendix to Title 5, Government Organization and Employees.
Executive Order 12046, referred to in subsec. (b)(2), is set out as a note under
The Communications Satellite Act of 1962, referred to in subsec. (b)(2)(C)(iii), (vi), is
Section 201(a)(6) of the Communications Satellite Act of 1962, referred to in subsec. (b)(2)(C)(iv), was classified to
Executive Order 11556, referred to in subsec. (b)(2)(S), which was formerly set out as a note under
Amendments
2012—Subsec. (b)(2)(U).
2002—Subsec. (b)(3)(C).
Statutory Notes and Related Subbsidiaries
Spectrum Information Technology Modernization Efforts
"(a)
"(1) the standardization of data inputs, modeling algorithms, modeling and simulation processes, analysis tools with respect to Federal spectrum, assumptions, and any other tool to ensure interoperability and functionality with respect to such infrastructure;
"(2) other potential innovative technological capabilities with respect to such infrastructure, including cloud-based databases, artificial intelligence technologies, automation, and improved modeling and simulation capabilities;
"(3) ways to improve the management of the use of Federal spectrum by covered agencies through such infrastructure, including by—
"(A) increasing the efficiency of such infrastructure;
"(B) addressing validation of usage with respect to such infrastructure;
"(C) increasing the accuracy of such infrastructure;
"(D) validating models used by such infrastructure; and
"(E) monitoring and enforcing requirements that are imposed on covered agencies with respect to the use of Federal spectrum by covered agencies;
"(4) ways to improve the ability of covered agencies to meet mission requirements in congested environments with respect to Federal spectrum, including as part of automated adjustments to operations based on changing conditions in such environments;
"(5) the creation of a time-based automated mechanism—
"(A) to share Federal spectrum between covered agencies to collaboratively and dynamically increase access to Federal spectrum by such agencies; and
"(B) that could be scaled across Federal spectrum; and
"(6) the collaboration between covered agencies necessary to ensure the interoperability of Federal spectrum.
"(b)
"(1)
"(2)
"(A) an assessment of the current, as of the date on which such report is submitted, infrastructure of the NTIA described in such paragraph;
"(B) an acquisition strategy for the modernized infrastructure of the NTIA described in such paragraph, including how such modernized infrastructure will enable covered agencies to be more efficient and effective in the use of Federal spectrum;
"(C) a timeline for the implementation of the modernization efforts described in such paragraph;
"(D) plans detailing how the modernized infrastructure of the NTIA described in such paragraph will—
"(i) enhance the security and reliability of such infrastructure so that the NTIA is in compliance with the requirements of subchapter II of
"(ii) improve data models and analysis tools to increase the efficiency of the spectrum use described in such paragraph;
"(iii) enhance automation and workflows, and reduce the scope and level of manual effort, in order to—
"(I) administer the management of the spectrum use described in such paragraph; and
"(II) improve data quality and processing time; and
"(iv) improve the timeliness of spectrum analyses and requests for information, including requests submitted pursuant to
"(E) an operations and maintenance plan with respect to the modernized infrastructure of the NTIA described in such paragraph;
"(F) a strategy for coordination between the covered agencies within the Policy and Plans Steering Group, which shall include—
"(i) a description of—
"(I) such coordination efforts, as in effect on the date on which such report is submitted; and
"(II) a plan for coordination of such efforts after the date on which such report is submitted, including with respect to the efforts described in subsection (c);
"(ii) a plan for standardizing—
"(I) electromagnetic spectrum analysis tools;
"(II) modeling and simulation processes and technologies; and
"(III) databases to provide technical interference assessments that are usable across the Federal Government as part of a common spectrum management infrastructure for covered agencies; and
"(iii) a plan for each covered agency to implement a modernization plan described in subsection (c)(1) that is tailored to the particular timeline of such agency;
"(G) identification of manually intensive processes involved in managing Federal spectrum and proposed enhancements to such processes;
"(H) metrics to evaluate the success of the modernization efforts described in such paragraph and any similar future efforts; and
"(I) an estimate of the cost of the modernization efforts described in such paragraph and any future maintenance with respect to the modernized infrastructure of the NTIA described in such paragraph, including the cost of any personnel and equipment relating to such maintenance.
"(c)
"(1)
"(2)
"(A) include—
"(i) an assessment of the current, as of the date on which such report is submitted, management capabilities of such agency with respect to the use of frequencies that are assigned to such agency, which shall include a description of any challenges faced by such agency with respect to such management;
"(ii) a timeline for completion of the modernization efforts described in such paragraph;
"(iii) a description of potential innovative technological capabilities for the management of frequencies that are assigned to such agency, as determined under subsection (a);
"(iv) identification of agency-specific requirements or constraints relating to the infrastructure of such agency;
"(v) identification of any existing, as of the date on which such report is submitted, systems of such agency that are duplicative of the modernized infrastructure of the NTIA, as described in subsection (b); and
"(vi) with respect to the report submitted by the Secretary of Defense—
"(I) a strategy for the integration of systems or the flow of data among the Armed Forces, the military departments, the Defense Agencies and Department of Defense Field Activities, and other components of the Department of Defense;
"(II) a plan for the implementation of solutions to the use of Federal spectrum by the Department of Defense involving information at multiple levels of classification; and
"(III) a strategy for addressing, within the modernized infrastructure of the Department of Defense described in such paragraph, the exchange of information between the Department of Defense and the NTIA in order to accomplish required processing of all Department of Defense domestic spectrum coordination and management activities; and
"(B) be submitted in an unclassified format, with a classified annex, as appropriate.
"(3)
"(d)
"(1) not later than 180 days after the date of the enactment of this Act, conduct a review of the infrastructure of covered agencies, as such infrastructure exists on the date of the enactment of this Act;
"(2) upon submission of all of the reports required by subsection (c), begin conducting oversight of the implementation of the modernization plans submitted by the Assistant Secretary and covered agencies under subsections (b) and (c), respectively;
"(3) not later than 2 years after the date on which the Comptroller General begins conducting oversight under paragraph (2), and biennially thereafter until December 31, 2030, submit a report regarding such oversight to—
"(A) with respect to the implementation of the modernization plan of the Department of Defense, the Committee on Armed Services of the Senate and the Committee on Armed Services of the House of Representatives; and
"(B) with respect to the implementation of the modernization plans of all covered agencies, including the Department of Defense, the Committee on Commerce, Science, and Transportation of the Senate and the Committee on Energy and Commerce of the House of Representatives; and
"(4) until December 31, 2030, provide regular briefings to—
"(A) with respect to the application of this section to the Department of Defense, the Committee on Armed Services of the Senate and the Committee on Armed Services of the House of Representatives; and
"(B) with respect to the application of this section to all covered agencies, including the Department of Defense, the Committee on Commerce, Science, and Transportation of the Senate and the Committee on Energy and Commerce of the House of Representatives.
"(e)
"(1) The term 'covered agency'—
"(A) means any Federal entity that the Assistant Secretary of Commerce for Communications and Information determines is appropriate; and
"(B) includes the Department of Defense.
"(2) The term 'Federal entity' has the meaning given such term in section 113(l) of the National Telecommunications and Information Administration Organization Act (
"(3) The term 'Federal spectrum' means frequencies assigned on a primary basis to a covered agency.
"(4) The term 'infrastructure' means information technology systems and information technologies, tools, and databases."
Pilot Program for Digital and Wireless Networks for Online Educational Programs of Study
"(a) In this section:
"(1) The term 'Administrator' means the Administrator of the National Telecommunications and Information Administration.
"(2) The term 'eligible educational institution' means an institution that is—
"(A) a historically Black college or university;
"(B) a Hispanic-serving institution as that term is defined in section 502(a)(5) of the Higher Education Act of 1965 (
"(C) a tribally controlled college or university as that term is defined in section 2(a)(4) of the Tribally Controlled Colleges and Universities Assistance Act of 1978 (
"(D) an Alaska Native-serving institution as that term is defined in section 317(b)(2) of the Higher Education Act of 1965 (
"(E) a Native Hawaiian-serving institution as that term is defined in section 317(b)(4) of the Higher Education Act of 1965 (
"(3) The term 'historically Black college or university' means a part B institution as that term is defined in section 322(2) of the Higher Education Act of 1965 (
"(b)(1)(A) There is established within the National Telecommunications and Information Administration a pilot program under which the Administrator shall award 9 grants to eligible educational institutions to enable the eligible educational institutions to develop digital and wireless networks for online educational programs of study within the eligible educational institutions. The Administrator shall award not less than 1 grant to each type of eligible educational institution, enumerated under subsection (a)(2).
"(B)(i) The Administrator shall award a total of 9 grants under this subsection.
"(ii) The Administrator shall make grant payments under this subsection in the amount of $500,000.
"(2)(A) In awarding grants under this subsection the Administrator shall give priority to an eligible educational institution that, according to the most recent data available (including data available from the Bureau of the Census), serves a county, or other appropriate political subdivision where no counties exist—
"(i) in which 50 percent of the residents of the county, or other appropriate political subdivision where no counties exist, are members of a racial or ethnic minority;
"(ii) in which less than 18 percent of the residents of the county, or other appropriate political subdivision where no counties exist, have obtained a baccalaureate degree or a higher education;
"(iii) that has an unemployment rate of 7 percent or greater;
"(iv) in which 20 percent or more of the residents of the county, or other appropriate political subdivision where no counties exist, live in poverty;
"(v) that has a negative population growth rate; or
"(vi) that has a family income of not more than $32,000.
"(B) In awarding grants under this subsection the Administrator shall give the highest priority to an eligible educational institution that meets the greatest number of requirements described in clauses (i) through (vi) of subparagraph (A).
"(3) An eligible educational institution receiving a grant under this subsection may use the grant funds—
"(A) to acquire equipment, instrumentation, networking capability, hardware, software, digital network technology, wireless technology, or wireless infrastructure;
"(B) to develop and provide educational services, including faculty development; or
"(C) to develop strategic plans for information technology investments.
"(4) The Administrator shall not require an eligible educational institution to provide matching funds for a grant awarded under this subsection.
"(5)(A) The Administrator shall consult with the Committee on Appropriations and the Committee on Commerce, Science, and Transportation of the Senate and the Committee on Appropriations and the Committee on Energy and Commerce of the House of Representatives, on a quarterly basis regarding the pilot program assisted under this subsection.
"(B) Not later than 1 year after the date of enactment of this section [Dec. 26, 2007], the Administrator shall submit to the committees described in subparagraph (A) a report evaluating the progress of the pilot program assisted under this subsection.
"(c) There are authorized to be appropriated to carry out this section $4,500,000 for each of fiscal years 2008 and 2009.
"(d) The Administrator shall carry out this section only with amounts appropriated in advance specifically to carry out this section."
Study of Technology Protection Measures
"(a)
"(1) evaluating whether or not currently available technology protection measures, including commercial Internet blocking and filtering software, adequately addresses the needs of educational institutions;
"(2) making recommendations on how to foster the development of measures that meet such needs; and
"(3) evaluating the development and effectiveness of local Internet safety policies that are currently in operation after community input.
"(b)
"(1)
"(A) obscene, as that term is defined in
"(B) child pornography, as that term is defined in
"(C) harmful to minors.
"(2)
"(A) taken as a whole and with respect to minors, appeals to a prurient interest in nudity, sex, or excretion;
"(B) depicts, describes, or represents, in a patently offensive way with respect to what is suitable for minors, an actual or simulated sexual act or sexual contact, actual or simulated normal or perverted sexual acts, or a lewd exhibition of the genitals; and
"(C) taken as a whole, lacks serious literary, artistic, political, or scientific value as to minors.
"(3)
1 See References in Text note below.
§903. Spectrum management activities
(a) Revision of regulations
Within 180 days after October 27, 1992, the Secretary of Commerce and the NTIA shall amend the Department of Commerce spectrum management document entitled "Manual of Regulations and Procedures for Federal Radio Frequency Management" to improve Federal spectrum management activities and shall publish in the Federal Register any changes in the regulations in such document.
(b) Requirements for revisions
The amendments required by subsection (a) shall—
(1) provide for a period at the beginning of each meeting of the Interdepartmental Radio Advisory Committee to be open to the public to make presentations and receive advice, and provide the public with other meaningful opportunities to make presentations and receive advice;
(2) include provisions that will require (A) publication in the Federal Register of major policy proposals that are not classified and that involve spectrum management, and (B) adequate opportunity for public review and comment on those proposals;
(3) include provisions that will require publication in the Federal Register of major policy decisions that are not classified and that involve spectrum management;
(4) include provisions that will require that nonclassified spectrum management information be made available to the public, including access to electronic databases; and
(5) establish procedures that provide for the prompt and impartial consideration of requests for access to Government spectrum by the public, which procedures shall include provisions that will require the disclosure of the status and ultimate disposition of any such request.
(c) Certification to Congress
Not later than 180 days after October 27, 1992, the Secretary of Commerce shall certify to Congress that the Secretary has complied with this section.
(d) Radio services
(1) Assignments for radio services
In assigning frequencies for mobile radio services and other radio services, the Secretary of Commerce shall promote efficient and cost-effective use of the spectrum to the maximum extent feasible.
(2) Authority to withhold assignments
The Secretary of Commerce shall have the authority to withhold or refuse to assign frequencies for mobile radio service or other radio service in order to further the goal of making efficient and cost-effective use of the spectrum.
(3) Spectrum plan
By October 1, 1993, the Secretary of Commerce shall adopt and commence implementation of a plan for Federal agencies with existing mobile radio systems to use more spectrum-efficient technologies that are at least as spectrum-efficient and cost-effective as readily available commercial mobile radio systems. The plan shall include a time schedule for implementation.
(4) Report to Congress
By October 1, 1993, the Secretary of Commerce shall submit to the Committee on Commerce, Science, and Transportation of the Senate and the Committee on Energy and Commerce of the House of Representatives a report summarizing the plan adopted under paragraph (3), including the implementation schedule for the plan.
(e) Proof of compliance with FCC licensing requirements
(1) Amendment to manual required
Within 90 days after August 10, 1993, the Secretary and the NTIA shall amend the spectrum management document described in subsection (a) to require that—
(A) no person or entity (other than an agency or instrumentality of the United States) shall be permitted, after 1 year after August 10, 1993, to operate a radio station utilizing a frequency that is authorized for the use of government stations pursuant to
(B) no person or entity (other than an agency or instrumentality of the United States) shall be permitted, after 1 year after August 10, 1993, to utilize a radio station belonging to the United States for any non-government application unless such person or entity has submitted to the NTIA proof, in a form prescribed by such manual, that such person or entity has obtained a license from the Commission.
(2) Retention of forms
The NTIA shall maintain on file the proofs submitted under paragraph (1), or facsimiles thereof.
(3) Certification
Within 1 year after August 10, 1993, the Secretary and the NTIA shall certify to the Committee on Energy and Commerce of the House of Representatives and the Committee on Commerce, Science, and Transportation of the Senate that—
(A) the amendments required by paragraph (1) have been accomplished; and
(B) the requirements of subparagraphs (A) and (B) of such paragraph are being enforced.
(
Editorial Notes
Amendments
1993—Subsec. (e).
Statutory Notes and Related Subsidiaries
Change of Name
Committee on Energy and Commerce of House of Representatives treated as referring to Committee on Commerce of House of Representatives by section 1(a) of
Authorization of Use of Spectrum By, and Provision of Spectrum Functions to, Federal Entity; Reimbursement
Similar provisions were contained in the following prior appropriation acts:
§904. General administrative provisions
(a) Interagency functions
(1) Agency consultation
Federal agencies shall consult with the Assistant Secretary and the NTIA to ensure that the conduct of telecommunications activities by such agencies is consistent with the policies developed under
(2) Report to President
The Secretary shall timely submit to the President each year the report (including evaluations and recommendations) provided for in section 744(a) 1 of this title.
(3) Coordination with Secretary of State
The Secretary shall coordinate with the Secretary of State the performance of the functions described in
(b) Advisory committees and informal consultations with industry
To the extent the Assistant Secretary deems it necessary to continue the Interdepartmental Radio Advisory Committee, such Committee shall serve as an advisory committee to the Assistant Secretary and the NTIA. As permitted by law, the Assistant Secretary may establish one or more telecommunications or information advisory committees (or both) composed of experts in the telecommunications and/or information areas outside the Government. The NTIA may also informally consult with industry as appropriate to carry out the most effective performance of its functions.
(c) General provisions
(1) Regulations
The Secretary and NTIA shall issue such regulations as may be necessary to carry out the functions assigned under this chapter.
(2) Support and assistance from other agencies
All executive agencies are authorized and directed to cooperate with the NTIA and to furnish it with such information, support, and assistance, not inconsistent with law, as it may require in the performance of its functions.
(3) Effect on vested functions
Nothing in this chapter reassigns any function that is, on October 27, 1992, vested by law or executive order in the Commission, or the Department of State, or any officer thereof.
(d) Reorganization
(1) Authority to reorganize
Subject to paragraph (2), the Secretary may reassign to another unit of the Department of Commerce a function (or portion thereof) required to be assigned to the NTIA by
(2) Limitation on authority
The Secretary may not make any reassignment of a function (or portion thereof) required to be assigned to the NTIA by
(e) Limitation on solicitations
Notwithstanding
(
Editorial Notes
References in Text
Statutory Notes and Related Subsidiaries
Change of Name
Committee on Energy and Commerce of House of Representatives treated as referring to Committee on Commerce of House of Representatives by section 1(a) of
Termination of Advisory Committees
Advisory committees established after Jan. 5, 1973, to terminate not later than the expiration of the 2-year period beginning on the date of their establishment, unless, in the case of a committee established by the President or an officer of the Federal Government, such committee is renewed by appropriate action prior to the expiration of such 2-year period, or in the case of a committee established by Congress, its duration is otherwise provided by law. See
1 See References in Text note below.
§905. Omitted
Editorial Notes
Codification
Section,
§906. Wireless supply chain innovation and multilateral security
(a) Communications technology security funds
(1) Public Wireless Supply Chain Innovation Fund
(A) Establishment
(i) In general
There is established in the Treasury of the United States a trust fund to be known as the "Public Wireless Supply Chain Innovation Fund" (referred to in this paragraph as the "Innovation Fund").
(ii) Availability
(I) In general
Amounts appropriated to the Innovation Fund shall remain available through the end of the tenth fiscal year beginning after the date on which funds are appropriated to the Fund.
(II) Remainder to Treasury
Any amounts remaining in the Innovation Fund after the end of the tenth fiscal year beginning after the date of appropriation shall be deposited in the general fund of the Treasury.
(B) Use of Fund
(i) In general
Amounts appropriated to the Innovation Fund shall be available to the Secretary, acting through the NTIA Administrator, to make grants on a competitive basis under this paragraph in such amounts as the Secretary, acting through the NTIA Administrator, determines appropriate, subject to clause (ii).
(ii) Limitation on grant amounts
The amount of a grant awarded under this paragraph to a recipient for a specific research focus area may not exceed $50,000,000.
(C) Administration of Fund
The Secretary, acting through the NTIA Administrator, in consultation with the Commission, the Under Secretary of Commerce for Standards and Technology, the Secretary of Homeland Security, the Secretary of Defense, and the Director of the Intelligence Advanced Research Projects Activity of the Office of the Director of National Intelligence, shall establish criteria for grants awarded under this paragraph, by the NTIA Administrator and administer the Innovation Fund, to support the following:
(i) Promoting and deploying technology, including software, hardware, and microprocessing technology, that will enhance competitiveness in the fifth-generation (commonly known as "5G") and successor wireless technology supply chains that use open and interoperable interface radio access networks.
(ii) Accelerating commercial deployments of open interface standards-based compatible, interoperable equipment, such as equipment developed pursuant to the standards set forth by organizations such as the O-RAN Alliance, the Telecom Infra Project, 3GPP, the Open-RAN Software Community, or any successor organizations.
(iii) Promoting and deploying compatibility of new 5G equipment with future open standards-based, interoperable equipment.
(iv) Managing integration of multi-vendor network environments.
(v) Identifying objective criteria to define equipment as compliant with open standards for multi-vendor network equipment interoperability.
(vi) Promoting and deploying security features enhancing the integrity and availability of equipment in multi-vendor networks.
(vii) Promoting and deploying network function virtualization to facilitate multi-vendor interoperability and a more diverse vendor market.
(D) Nonduplication
To the greatest extent practicable, the Secretary, acting through the NTIA Administrator, shall ensure that any research funded by a grant awarded under this paragraph avoids duplication of other Federal or private sector research.
(E) Timing
Not later than one year after the date on which funds are appropriated to the Innovation Fund, the Secretary, acting through the NTIA Administrator, shall begin awarding grants under this paragraph.
(F) Federal advisory body
(i) Establishment
The Secretary, acting through the NTIA Administrator, and in consultation with the Under Secretary of Commerce for Standards and Technology, shall establish a Federal advisory committee, in accordance with the Federal Advisory Committee Act (5 U.S.C. App.),1 composed of government and private sector experts, to advise the Secretary and the NTIA Administrator on the administration of the Innovation Fund.
(ii) Composition
The advisory committee established under clause (i) shall be composed of—
(I) representatives from—
(aa) the Commission;
(bb) the Department of Defense;
(cc) the Intelligence Advanced Research Projects Activity of the Office of the Director of National Intelligence;
(dd) the National Institute of Standards and Technology;
(ee) the Department of State;
(ff) the National Science Foundation;
(gg) the Department of Homeland Security; and
(hh) the National Telecommunications and Information Administration; and
(II) other representatives from the private and public sectors, at the discretion of the NTIA Administrator.
(iii) Duties
The advisory committee established under clause (i) shall advise the Secretary and the NTIA Administrator on technology developments to help inform—
(I) the strategic direction of the Innovation Fund; and
(II) efforts of the Federal Government to promote a more secure, diverse, sustainable, and competitive supply chain.
(G) Reports to Congress
(i) Initial report
Not later than 180 days after January 1, 2021, the Secretary, acting through the NTIA Administrator, shall submit to the relevant committees of Congress a report with—
(I) additional recommendations on promoting the competitiveness and sustainability of trusted suppliers in the wireless supply chain; and
(II) any additional authorities needed to facilitate the timely adoption of open standards-based equipment, including authority to provide loans, loan guarantees, and other forms of credit extension that would maximize the use of funds.
(ii) Annual report
For each fiscal year for which amounts in the Innovation Fund are available under this paragraph, the Secretary, acting through the NTIA Administrator, shall submit to Congress a report that—
(I) describes how, and to whom (including whether recipients are majority owned and controlled by minority individuals and majority owned and controlled by women), amounts in the Innovation Fund have been deployed;
(II) details the progress of the Secretary and the NTIA Administrator in meeting the objectives described in subparagraph (C); and
(III) includes any additional information that the Secretary and the NTIA Administrator determine appropriate.
(2) Multilateral Telecommunications Security Fund
(A) Establishment of Fund
(i) In general
There is established in the Treasury of the United States a trust fund to be known as the "Multilateral Telecommunications Security Fund".
(ii) Use of Fund
Amounts appropriated to the Multilateral Telecommunications Security Fund shall be available to the Secretary of State to make expenditures under this paragraph in such amounts as the Secretary of State determines appropriate.
(iii) Availability
(I) In general
Amounts appropriated to the Multilateral Telecommunications Security Fund—
(aa) shall remain available through the end of the tenth fiscal year beginning after the date of appropriation; and
(bb) may only be allocated upon the Secretary of State reaching an arrangement or agreement with foreign government partners to participate in the common funding mechanism described in subparagraph (B).
(II) Remainder to Treasury
Any amounts remaining in the Multilateral Telecommunications Security Fund after the end of the tenth fiscal year beginning after January 1, 2021 shall be deposited in the general fund of the Treasury.
(B) Administration of Fund
The Secretary of State, in consultation with the NTIA Administrator, the Secretary of Homeland Security, the Secretary of Defense, the Secretary of the Treasury, the Director of National Intelligence, and the Commission, is authorized to establish a common funding mechanism, in coordination with foreign partners, that uses amounts from the Multilateral Telecommunications Security Fund to support the development and adoption of secure and trusted telecommunications technologies. In creating and sustaining a common funding mechanism, the Secretary of State should leverage United States funding in order to secure commitments and contributions from trusted foreign partners such as the United Kingdom, Canada, Australia, New Zealand, and Japan, and should prioritize the following objectives:
(i) Advancing research and development of secure and trusted communications technologies.
(ii) Strengthening supply chains.
(iii) Promoting the use of trusted vendors.
(C) Notifications to be provided by the Fund
(i) In general
Not later than 15 days prior to the Fund making a financial commitment associated with the provision of expenditures under subparagraph (A)(ii) in an amount in excess of $1,000,000, the Secretary of State shall submit to the appropriate congressional committees a report in writing that contains the information required by clause (ii).
(ii) Information required
The information required by this clause includes—
(I) the amount of each such expenditure;
(II) an identification of the recipient or beneficiary; and
(III) a description of the project or activity and the purpose to be achieved of an expenditure by the Fund.
(iii) Arrangements or agreements
The Secretary of State shall notify the appropriate congressional committees not later than 30 days after entering into a new bilateral or multilateral arrangement or agreement described in subparagraph (A)(iii)(I)(bb).
(iv) Appropriate congressional committees defined
In this subparagraph, the term "appropriate congressional committees" means—
(I) the Committee on Foreign Relations of the Senate;
(II) the Committee on Appropriations of the Senate;
(III) the Committee on Foreign Affairs of the House of Representatives; and
(IV) the Committee on Appropriations of the House of Representatives.
(b) Promoting United States leadership in international organizations and communications standards-setting bodies
(1) In general
The Secretary of State, the Secretary of Commerce, and the Chairman of the Commission, or their designees, shall consider how to enhance representation of the United States at international forums that set standards for 5G networks and for future generations of wireless communications networks, including—
(A) the International Telecommunication Union (commonly known as "ITU");
(B) the International Organization for Standardization (commonly known as "ISO");
(C) the Inter-American Telecommunication Commission (commonly known as "CITEL"); and
(D) the voluntary standards organizations that develop protocols for wireless devices and other equipment, such as the 3GPP and the Institute of Electrical and Electronics Engineers (commonly known as "IEEE").
(2) Annual report
The Secretary of State, the Secretary of Commerce, and the Chairman of the Commission shall jointly submit to the relevant committees of Congress an annual report on the progress made under paragraph (1).
(c) Definitions
In this section:
(1) The term "3GPP" means the Third Generation Partnership Project.
(2) The term "5G network" means a radio network as described by 3GPP Release 15 or higher.
(3) The term "Commission" means the Federal Communications Commission.
(4) The term "NTIA Administrator" means the Assistant Secretary of Commerce for Communications and Information.
(5) The term "Open-RAN" means the Open Radio Access Network approach to standardization adopted by the O-RAN Alliance, Telecom Infra Project, or 3GPP, or any similar set of open standards for multi-vendor network equipment interoperability.
(6) The term "relevant committees of Congress" means—
(A) the Select Committee on Intelligence of the Senate;
(B) the Committee on Foreign Relations of the Senate;
(C) the Committee on Homeland Security and Governmental Affairs of the Senate;
(D) the Committee on Armed Services of the Senate;
(E) the Committee on Commerce, Science, and Transportation of the Senate;
(F) the Committee on Appropriations of the Senate;
(G) the Permanent Select Committee on Intelligence of the House of Representatives;
(H) the Committee on Foreign Affairs of the House of Representatives;
(I) the Committee on Homeland Security of the House of Representatives;
(J) the Committee on Armed Services of the House of Representatives;
(K) the Committee on Energy and Commerce of the House of Representatives; and
(L) the Committee on Appropriations of the House of Representatives.
(7) The term "Secretary" means the Secretary of Commerce.
(
Editorial Notes
References in Text
The Federal Advisory Committee Act, referred to in subsec. (a)(1)(F)(i), is
Codification
Section was enacted as part of the William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021 and not as part of the National Telecommunications and Information Administration Organization Act which comprises this chapter.
Amendments
2023—Subsec. (a)(2)(C), (D).
2022—Subsec. (a)(1)(G)(ii)(I).
1 See References in Text note below.
SUBCHAPTER II—TRANSFER OF AUCTIONABLE FREQUENCIES
§921. Definitions
As used in this subchapter:
(1) The term "allocation" means an entry in the National Table of Frequency Allocations of a given frequency band for the purpose of its use by one or more radiocommunication services.
(2) The term "assignment" means an authorization given to a station licensee to use specific frequencies or channels.
(3) The term "the 1934 Act" means the Communications Act of 1934 (
(
Editorial Notes
References in Text
The Communications Act of 1934, referred to in par. (3), is act June 19, 1934, ch. 652,
Statutory Notes and Related Subsidiaries
Spectrum Auctions
"(a)
"(1)
"(2)
"(3)
"(A) the Committee on Armed Services of the Senate;
"(B) the Committee on Armed Services of the House of Representatives;
"(C) the Committee on Commerce, Science, and Transportation of the Senate; and
"(D) the Committee on Energy and Commerce of the House of Representatives.
"(b) 3.1–3.45
"(1)
"(A)
"(i) for reallocation for shared Federal and non-Federal commercial licensed use; and
"(ii) for auction under paragraph (3) of this subsection.
"(B)
"(C)
"(2)
"(A)
"(i) determine which frequencies of electromagnetic spectrum in the covered band could be made available on a shared basis between Federal use and non-Federal commercial licensed use, subject to flexible-use service rules; and
"(ii) submit to the President and the Commission a report that identifies the frequencies determined appropriate under clause (i).
"(B)
"(3)
"(4)
"(5)
Reallocation and Auction of 3450–3550 MHZ Spectrum Band
"(a)
"(b)
"(1) the term 'Commission' means the Federal Communications Commission; and
"(2) the term 'covered band' means the band of electromagnetic spectrum between the frequencies of 3450 megahertz and 3550 megahertz, inclusive.
"(c)
"(1) not later than 180 days after the date of enactment of this Act [Dec. 27, 2020], in coordination with relevant Federal users, begin the process of withdrawing or modifying the assignments to Federal Government stations of the covered band as necessary for the Commission to comply with subsection (d); and
"(2) not later than 30 days after completing any necessary withdrawal or modification under paragraph (1), notify the Commission that the withdrawal or modification is complete.
"(d)
"(1)
"(A) revise the non-Federal allocation for the covered band to permit flexible-use services; and
"(B) notwithstanding paragraph (15)(A) of section 309(j) of the Communications Act of 1934 (
"(2)
"(3)
Identification, Reallocation, and Auction of Federal Spectrum
"SEC. 1002. DEFINITIONS.
"In this title [see Short Title of 2015 Amendment note set out under
"(1)
"(2)
"(3)
"(4)
"SEC. 1003. RULE OF CONSTRUCTION.
"Each range of frequencies described in this title shall be construed to be inclusive of the upper and lower frequencies in the range.
"SEC. 1004. IDENTIFICATION, REALLOCATION, AND AUCTION OF FEDERAL SPECTRUM.
"(a)
"(b)
"(1) not later than January 1, 2022, begin the process of withdrawing or modifying the assignment to a Federal Government station of the electromagnetic spectrum identified under subsection (a); and
"(2) not later than 30 days after completing the withdrawal or modification, notify the Commission that the withdrawal or modification is complete.
"(c)
"(1)
"(A) reallocate the electromagnetic spectrum identified under subsection (a) for non-Federal use or shared Federal and non-Federal use, or a combination thereof; and
"(B) notwithstanding paragraph (15)(A) of section 309(j) of the Communications Act of 1934 (
"(2)
"(d)
"(e)
Study and Report on Current and Future Spectrum Use
Report on Progress on Spectrum Sharing
Surrender of Department of Defense Spectrum
"(1)
"(A) the National Telecommunications and Information Administration, in consultation with the Federal Communications Commission, identifies and makes available to the Department for its primary use, if necessary, an alternative band or bands of frequencies as a replacement for the band to be so surrendered; and
"(B) the Secretary of Commerce, the Secretary of Defense, and the Chairman of the Joint Chiefs of Staff jointly certify to the Committee on Armed Services and the Committee on Commerce, Science, and Transportation of the Senate, and the Committee on Armed Services and the Committee on Commerce [now Committee on Energy and Commerce] of the House of Representatives, that such alternative band or bands provides comparable technical characteristics to restore essential military capability that will be lost as a result of the band of frequencies to be so surrendered.
"(2)
[
Reassignment to Federal Government for Use by Department of Defense of Certain Frequency Spectrum Recommended for Reallocation
"(A) the bands of frequencies aggregating 3 megahertz located between 138 and 144 megahertz that were recommended for reallocation in the second reallocation report under section 113(a) of that Act [probably means
"(B) the band of frequency aggregating 5 megahertz located between 1385 megahertz and 1390 megahertz, inclusive, that was so recommended for reallocation."
Assessment of Electromagnetic Spectrum Reallocation
§922. National spectrum allocation planning
The Assistant Secretary and the Chairman of the Commission shall meet, at least biannually, to conduct joint spectrum planning with respect to the following issues:
(1) the extent to which licenses for spectrum use can be issued pursuant to
(2) the future spectrum requirements for public and private uses, including State and local government public safety agencies;
(3) the spectrum allocation actions necessary to accommodate those uses; and
(4) actions necessary to promote the efficient use of the spectrum, including spectrum management techniques to promote increased shared use of the spectrum that does not cause harmful interference as a means of increasing commercial access.
(
§923. Identification of reallocable frequencies
(a) Identification required
The Secretary shall, within 18 months after August 10, 1993, and within 6 months after August 5, 1997, prepare and submit to the President and the Congress a report identifying and recommending for reallocation bands of frequencies—
(1) that are allocated on a primary basis for Federal Government use;
(2) that are not required for the present or identifiable future needs of the Federal Government;
(3) that can feasibly be made available, as of the date of submission of the report or at any time during the next 15 years, for use under the 1934 Act [
(4) the transfer of which (from Federal Government use) will not result in costs to the Federal Government, or losses of services or benefits to the public, that are excessive in relation to the benefits to the public that may be provided by non-Federal licensees; and
(5) that are most likely to have the greatest potential for productive uses and public benefits under the 1934 Act [
(b) Minimum amount of spectrum recommended
(1) Initial reallocation report
In accordance with the provisions of this section, the Secretary shall recommend for reallocation in the initial report required by subsection (a), for use other than by Federal Government stations under section 305 of the 1934 Act (
(2) Mixed uses permitted to be counted
Bands of frequencies which a report of the Secretary under subsection (a) or (d)(1) recommends be partially retained for use by Federal Government stations, but which are also recommended to be reallocated to be made available under the 1934 Act [
(A) the bands of frequencies counted under this paragraph may not count toward more than one-half of the minimums required by paragraph (1) or (3) of this subsection;
(B) a band of frequencies may not be counted under this paragraph unless the assignments of the band to Federal Government stations under section 305 of the 1934 Act (
(C) the operational sharing permitted under this paragraph shall be subject to the interference regulations prescribed by the Commission pursuant to section 305(a) of the 1934 Act [
(3) Second reallocation report
In accordance with the provisions of this section, the Secretary shall recommend for reallocation in the second report required by subsection (a), for use other than by Federal Government stations under section 305 of the 1934 Act (
(A) in the aggregate span not less than 12 megahertz;
(B) are located below 3 gigahertz; and
(C) meet the criteria specified in paragraphs (1) through (5) of subsection (a).
(c) Criteria for identification
(1) Needs of the Federal Government
In determining whether a band of frequencies meets the criteria specified in subsection (a)(2), the Secretary shall—
(A) consider whether the band of frequencies is used to provide a communications service that is or could be available from a commercial provider or other vendor;
(B) seek to promote—
(i) the maximum practicable reliance on commercially available substitutes;
(ii) the sharing of frequencies (as permitted under subsection (b)(2));
(iii) the development and use of new communications technologies; and
(iv) the use of nonradiating communications systems where practicable; and
(C) seek to avoid—
(i) serious degradation of Federal Government services and operations;
(ii) excessive costs to the Federal Government and users of Federal Government services; and
(iii) excessive disruption of existing use of Federal Government frequencies by amateur radio licensees.
(2) Feasibility of use
In determining whether a frequency band meets the criteria specified in subsection (a)(3), the Secretary shall—
(A) assume that the frequency will be assigned by the Commission under section 303 of the 1934 Act (
(B) assume reasonable rates of scientific progress and growth of demand for telecommunications services;
(C) seek to include frequencies which can be used to stimulate the development of new technologies; and
(D) consider the immediate and recurring costs to reestablish services displaced by the reallocation of spectrum.
(3) Analysis of benefits
In determining whether a band of frequencies meets the criteria specified in subsection (a)(5), the Secretary shall consider—
(A) the extent to which equipment is or will be available that is capable of utilizing the band;
(B) the proximity of frequencies that are already assigned for commercial or other non-Federal use;
(C) the extent to which, in general, commercial users could share the frequency with amateur radio licensees; and
(D) the activities of foreign governments in making frequencies available for experimentation or commercial assignments in order to support their domestic manufacturers of equipment.
(4) Power agency frequencies
(A) Applicability of criteria
The criteria specified by subsection (a) shall be deemed not to be met for any purpose under this subchapter with regard to any frequency assignment to, or any frequency assignment used by, a Federal power agency for the purpose of withdrawing that assignment.
(B) Mixed use eligibility
The frequencies assigned to any Federal power agency may only be eligible for mixed use under subsection (b)(2) in geographically separate areas, but in those cases where a frequency is to be shared by an affected Federal power agency and a non-Federal user, such use by the non-Federal user shall not cause harmful interference to the affected Federal power agency or adversely affect the reliability of its power system.
(C) "Federal power agency" defined
As used in this paragraph, the term "Federal power agency" means the Tennessee Valley Authority, the Bonneville Power Administration, the Western Area Power Administration, the Southwestern Power Administration, the Southeastern Power Administration, or the Alaska Power Administration.
(5) Limitation on reallocation
None of the frequencies recommended for reallocation in the reports required by this subsection shall have been recommended, prior to August 10, 1993, for reallocation to non-Federal use by international agreement.
(d) Procedure for identification of reallocable bands of frequencies
(1) Submission of preliminary identification to Congress
Within 6 months after August 10, 1993, the Secretary shall prepare, make publicly available, and submit to the President, the Congress, and the Commission a report which makes a preliminary identification of reallocable bands of frequencies which meet the criteria established by this section.
(2) Public comment
The Secretary shall provide interested persons with the opportunity to submit, within 90 days after the date of its publication, written comment on the preliminary report required by paragraph (1). The Secretary shall immediately transmit a copy of any such comment to the Commission.
(3) Comment and recommendations from Commission
The Commission shall, within 90 days after the conclusion of the period for comment provided pursuant to paragraph (2), submit to the Secretary the Commission's analysis of such comments and the Commission's recommendations for responses to such comments, together with such other comments and recommendations as the Commission deems appropriate.
(4) Direct discussions
The Secretary shall encourage and provide opportunity for direct discussions among commercial representatives and Federal Government users of the spectrum to aid the Secretary in determining which frequencies to recommend for reallocation. The Secretary shall provide notice to the public and the Commission of any such discussions, including the name or names of any businesses or other persons represented in such discussions. A representative of the Commission (and of the Secretary at the election of the Secretary) shall be permitted to attend any such discussions. The Secretary shall provide the public and the Commission with an opportunity to comment on the results of any such discussions prior to the submission of the initial report required by subsection (a).
(e) Timetable for reallocation and limitation
(1) Timetable required
The Secretary shall, as part of the reports required by subsections (a) and (d)(1), include a timetable that recommends effective dates by which the President shall withdraw or limit assignments of the frequencies specified in such reports.
(2) Expedited reallocation
(A) Required reallocation
The Secretary shall, as part of the report required by subsection (d)(1), specifically identify and recommend for immediate reallocation bands of frequencies that in the aggregate span not less than 50 megahertz, that meet the criteria described in subsection (a), and that can be made available for reallocation immediately upon issuance of the report required by subsection (d)(1). Such bands of frequencies shall include bands of frequencies, located below 3 gigahertz, that in the aggregate span not less than 25 megahertz.
(B) Permitted reallocation
The Secretary may, as part of such report, identify and recommend bands of frequencies for immediate reallocation for a mixed use pursuant to subsection (b)(2), but such bands of frequencies may not count toward the minimums required by subparagraph (A).
(3) Delayed effective dates
In setting the recommended delayed effective dates, the Secretary shall—
(A) consider the need to reallocate bands of frequencies as early as possible, taking into account the requirements of paragraphs (1) and (2) of
(B) be based on the useful remaining life of equipment that has been purchased or contracted for to operate on identified frequencies;
(C) consider the need to coordinate frequency use with other nations; and
(D) take into account the relationship between the costs to the Federal Government of changing to different frequencies and the benefits that may be obtained from commercial and other non-Federal uses of the reassigned frequencies.
(f) Additional reallocation report
If the Secretary receives a notice from the Commission pursuant to section 3002(c)(5) of the Balanced Budget Act of 1997, the Secretary shall prepare and submit to the President, the Commission, and the Congress a report recommending for reallocation for use other than by Federal Government stations under section 305 of the 1934 Act (
(g) Relocation of and spectrum sharing by Federal Government stations
(1) Eligible Federal entities
Any Federal entity that operates a Federal Government station that incurs relocation or sharing costs because of planning for an auction of eligible spectrum frequencies or the reallocation of eligible spectrum frequencies from Federal use to exclusive non-Federal use or to shared use shall receive payment for such relocation or sharing costs from the Spectrum Relocation Fund, in accordance with this section and
(2) Eligible frequencies
The bands of eligible frequencies for purposes of this section are as follows:
(A) the 216–220 megahertz band, the 1432–1435 megahertz band, the 1710–1755 megahertz band, and the 2385–2390 megahertz band of frequencies; and
(B) any other band of frequencies reallocated from Federal use to non-Federal use or to shared use after January 1, 2003, that is assigned by competitive bidding pursuant to section 309(j) of the Communications Act of 1934 (
(3) Relocation or sharing costs defined
(A) In general
For purposes of this section and
(i) the costs of any modification or replacement of equipment, spares, associated ancillary equipment, software, facilities, operating manuals, training, or compliance with regulations that are attributable to relocation or sharing;
(ii) the costs of all engineering, equipment, software, site acquisition, and construction, as well as any legitimate and prudent transaction expense, including term-limited Federal civil servant and contractor staff necessary to carry out the relocation or sharing activities of a Federal entity, and reasonable additional costs incurred by the Federal entity that are attributable to relocation or sharing, including increased recurring costs associated with the replacement of facilities;
(iii) the costs of research, engineering studies, economic analyses, or other expenses reasonably incurred in connection with—
(I) calculating the estimated relocation or sharing costs that are provided to the Commission pursuant to paragraph (4)(A);
(II) determining the technical or operational feasibility of relocation to 1 or more potential relocation bands; or
(III) planning for or managing a relocation or sharing arrangement (including spectrum coordination with auction winners);
(iv) the one-time costs of any modification of equipment reasonably necessary—
(I) to accommodate non-Federal use of shared frequencies; or
(II) in the case of eligible frequencies reallocated for exclusive non-Federal use and assigned through a system of competitive bidding under section 309(j) of the Communications Act of 1934 (
(v) the costs associated with the accelerated replacement of systems and equipment if the acceleration is necessary to ensure the timely relocation of systems to a new frequency assignment or the timely accommodation of sharing of Federal frequencies.
(B) Comparable capability of systems
For purposes of subparagraph (A), comparable capability of systems—
(i) may be achieved by relocating a Federal Government station to a new frequency assignment, by relocating a Federal Government station to a different geographic location, by modifying Federal Government equipment to mitigate interference or use less spectrum, in terms of bandwidth, geography, or time, and thereby permitting spectrum sharing (including sharing among relocated Federal entities and incumbents to make spectrum available for non-Federal use) or relocation, or by utilizing an alternative technology; and
(ii) includes the acquisition of state-of-the-art replacement systems intended to meet comparable operational scope, which may include incidental increases in functionality.
(4) Notice to Commission of estimated relocation or sharing costs
(A) The Commission shall notify the NTIA at least 18 months prior to the commencement of any auction of eligible frequencies defined in paragraph (2). At least 6 months prior to the commencement of any such auction, the NTIA, on behalf of the Federal entities and after review by the Office of Management and Budget, shall notify the Commission of estimated relocation or sharing costs and timelines for such relocation or sharing.
(B) Upon timely request of a Federal entity, the NTIA shall provide such entity with information regarding an alternative frequency assignment or assignments to which their radiocommunications operations could be relocated for purposes of calculating the estimated relocation or sharing costs and timelines to be submitted to the Commission pursuant to subparagraph (A).
(C) To the extent practicable and consistent with national security considerations, the NTIA shall provide the information required by subparagraphs (A) and (B) by the geographic location of the Federal entities' facilities or systems and the frequency bands used by such facilities or systems.
(5) Notice to congressional committees and GAO
The NTIA shall, at the time of providing an initial estimate of relocation or sharing costs to the Commission under paragraph (4)(A), submit to 1 Committees on Appropriations and Energy and Commerce of the House of Representatives for approval, to the Committees on Appropriations and Commerce, Science, and Transportation of the Senate for approval, and to the Comptroller General a copy of such estimate and the timelines for relocation or sharing. Unless disapproved within 30 days, the estimate shall be approved. If disapproved, the NTIA may resubmit a revised initial estimate.
(6) Implementation of procedures
The NTIA shall take such actions as necessary to ensure the timely relocation of Federal entities' spectrum-related operations from frequencies described in paragraph (2) to frequencies or facilities of comparable capability and to ensure the timely implementation of arrangements for the sharing of frequencies described in such paragraph. Upon a finding by the NTIA that a Federal entity has achieved comparable capability of systems, the NTIA shall terminate or limit the entity's authorization and notify the Commission that the entity's relocation has been completed or sharing arrangement has been implemented. The NTIA shall also terminate such entity's authorization if the NTIA determines that the entity has unreasonably failed to comply with the timeline for relocation or sharing submitted by the Director of the Office of Management and Budget under
(h) Development and publication of relocation or sharing transition plans
(1) Development of transition plan by Federal entity
Not later than 240 days before the commencement of any auction of eligible frequencies described in subsection (g)(2), a Federal entity shall submit to the NTIA and to the Technical Panel established by paragraph (3) a transition plan for the implementation by such entity of the relocation or sharing arrangement. The NTIA shall specify, after public input, a common format for all Federal entities to follow in preparing transition plans under this paragraph.
(2) Contents of transition plan
The transition plan required by paragraph (1) shall include the following information:
(A) The use by the Federal entity of the eligible frequencies to be auctioned, current as of the date of the submission of the plan.
(B) The geographic location of the facilities or systems of the Federal entity that use such frequencies.
(C) The frequency bands used by such facilities or systems, described by geographic location.
(D) The steps to be taken by the Federal entity to relocate its spectrum use from such frequencies or to share such frequencies, including timelines for specific geographic locations in sufficient detail to indicate when use of such frequencies at such locations will be discontinued by the Federal entity or shared between the Federal entity and non-Federal users.
(E) The specific interactions between the eligible Federal entity and the NTIA needed to implement the transition plan.
(F) The name of the officer or employee of the Federal entity who is responsible for the relocation or sharing efforts of the entity and who is authorized to meet and negotiate with non-Federal users regarding the transition.
(G) The plans and timelines of the Federal entity for—
(i) using funds received from the Spectrum Relocation Fund established by
(ii) procuring new equipment and additional personnel needed for relocation or sharing;
(iii) field-testing and deploying new equipment needed for relocation or sharing; and
(iv) hiring and relying on contract personnel, if any, needed for relocation or sharing.
(H) Factors that could hinder fulfillment of the transition plan by the Federal entity.
(3) Technical Panel
(A) Establishment
There is established within the NTIA a panel to be known as the Technical Panel.
(B) Membership
(i) Number and appointment
The Technical Panel shall be composed of 3 members, to be appointed as follows:
(I) One member to be appointed by the Director of the Office of Management and Budget (in this subsection referred to as "OMB").
(II) One member to be appointed by the Assistant Secretary.
(III) One member to be appointed by the Chairman of the Commission.
(ii) Qualifications
Each member of the Technical Panel shall be a radio engineer or a technical expert.
(iii) Initial appointment
The initial members of the Technical Panel shall be appointed not later than 180 days after February 22, 2012.
(iv) Terms
The term of a member of the Technical Panel shall be 18 months, and no individual may serve more than 1 consecutive term.
(v) Vacancies
Any member appointed to fill a vacancy occurring before the expiration of the term for which the member's predecessor was appointed shall be appointed only for the remainder of that term. A member may serve after the expiration of that member's term until a successor has taken office. A vacancy shall be filled in the manner in which the original appointment was made.
(vi) No compensation
The members of the Technical Panel shall not receive any compensation for service on the Technical Panel. If any such member is an employee of the agency of the official that appointed such member to the Technical Panel, compensation in the member's capacity as such an employee shall not be considered compensation under this clause.
(C) Administrative support
The NTIA shall provide the Technical Panel with the administrative support services necessary to carry out its duties under this subsection, subsection (i), and
(D) Regulations
Not later than 180 days after February 22, 2012, the NTIA shall, after public notice and comment and subject to approval by the Director of OMB, adopt regulations to govern the workings of the Technical Panel.
(E) Certain requirements inapplicable
(4) Review of plan by Technical Panel
(A) In general
Not later than 30 days after the submission of the plan under paragraph (1), the Technical Panel shall submit to the NTIA and to the Federal entity a report on the sufficiency of the plan, including whether the plan includes the information required by paragraph (2) and an assessment of the reasonableness of the proposed timelines and estimated relocation or sharing costs, including the costs of any proposed expansion of the capabilities of a Federal system in connection with relocation or sharing.
(B) Insufficiency of plan
If the Technical Panel finds the plan insufficient, the Federal entity shall, not later than 90 days after the submission of the report by the Technical Panel under subparagraph (A), submit to the Technical Panel a revised plan. Such revised plan shall be treated as a plan submitted under paragraph (1).
(5) Publication of transition plan
Not later than 120 days before the commencement of the auction described in paragraph (1), the NTIA shall make the transition plan publicly available on its website.
(6) Updates of transition plan
As the Federal entity implements the transition plan, it shall periodically update the plan to reflect any changed circumstances, including changes in estimated relocation or sharing costs or the timeline for relocation or sharing. The NTIA shall make the updates available on its website.
(7) Classified and other sensitive information
(A) Classified information
If any of the information required to be included in the transition plan of a Federal entity is classified information (as defined in
(i) include in the plan—
(I) an explanation of the exclusion of any such information, which shall be as specific as possible; and
(II) all relevant non-classified information that is available; and
(ii) discuss as a factor under paragraph (2)(H) the extent of the classified information and the effect of such information on the implementation of the relocation or sharing arrangement.
(B) Regulations
Not later than 180 days after February 22, 2012, the NTIA, in consultation with the Director of OMB and the Secretary of Defense, shall adopt regulations to ensure that the information publicly released under paragraph (5) or (6) does not contain classified information or other sensitive information.
(i) Dispute resolution process
(1) In general
If a dispute arises between a Federal entity and a non-Federal user regarding the execution, timing, or cost of the transition plan submitted by the Federal entity under subsection (h)(1), the Federal entity or the non-Federal user may request that the NTIA establish a dispute resolution board to resolve the dispute.
(2) Establishment of board
(A) In general
If the NTIA receives a request under paragraph (1), it shall establish a dispute resolution board.
(B) Membership and appointment
The dispute resolution board shall be composed of 3 members, as follows:
(i) A representative of the Office of Management and Budget (in this subsection referred to as "OMB"), to be appointed by the Director of OMB.
(ii) A representative of the NTIA, to be appointed by the Assistant Secretary.
(iii) A representative of the Commission, to be appointed by the Chairman of the Commission.
(C) Chair
The representative of OMB shall be the Chair of the dispute resolution board.
(D) Vacancies
Any vacancy in the dispute resolution board shall be filled in the manner in which the original appointment was made.
(E) No compensation
The members of the dispute resolution board shall not receive any compensation for service on the board. If any such member is an employee of the agency of the official that appointed such member to the board, compensation in the member's capacity as such an employee shall not be considered compensation under this subparagraph.
(F) Termination of board
The dispute resolution board shall be terminated after it rules on the dispute that it was established to resolve and the time for appeal of its decision under paragraph (7) has expired, unless an appeal has been taken under such paragraph. If such an appeal has been taken, the board shall continue to exist until the appeal process has been exhausted and the board has completed any action required by a court hearing the appeal.
(3) Procedures
The dispute resolution board shall meet simultaneously with representatives of the Federal entity and the non-Federal user to discuss the dispute. The dispute resolution board may require the parties to make written submissions to it.
(4) Deadline for decision
The dispute resolution board shall rule on the dispute not later than 30 days after the request was made to the NTIA under paragraph (1).
(5) Assistance from Technical Panel
The Technical Panel established under subsection (h)(3) shall provide the dispute resolution board with such technical assistance as the board requests.
(6) Administrative support
The NTIA shall provide the dispute resolution board with the administrative support services necessary to carry out its duties under this subsection.
(7) Appeals
A decision of the dispute resolution board may be appealed to the United States Court of Appeals for the District of Columbia Circuit by filing a notice of appeal with that court not later than 30 days after the date of such decision. Each party shall bear its own costs and expenses, including attorneys' fees, for any appeal under this paragraph.
(8) Regulations
Not later than 180 days after February 22, 2012, the NTIA shall, after public notice and comment and subject to approval by OMB, adopt regulations to govern the working of any dispute resolution boards established under paragraph (2)(A) and the role of the Technical Panel in assisting any such board.
(9) Certain requirements inapplicable
(j) Relocation prioritized over sharing
(1) In general
In evaluating a band of frequencies for possible reallocation for exclusive non-Federal use or shared use, the NTIA shall give priority to options involving reallocation of the band for exclusive non-Federal use and shall choose options involving shared use only when it determines, in consultation with the Director of the Office of Management and Budget, that relocation of a Federal entity from the band is not feasible because of technical or cost constraints.
(2) Notification of Congress when sharing chosen
If the NTIA determines under paragraph (1) that relocation of a Federal entity from the band is not feasible, the NTIA shall notify the Committee on Commerce, Science, and Transportation of the Senate and the Committee on Energy and Commerce of the House of Representatives of the determination, including the specific technical or cost constraints on which the determination is based.
(k) Federal action to expedite spectrum transfer
Any Federal Government station which operates on electromagnetic spectrum that has been identified in any reallocation report under this section shall, to the maximum extent practicable through the use of the authority granted under subsection (g) and any other applicable provision of law, take action to relocate its spectrum use to other frequencies that are reserved for Federal use or to consolidate its spectrum use with other Federal Government stations in a manner that maximizes the spectrum available for non-Federal use.
(l) "Federal entity" defined
For purposes of this section, the term "Federal entity" means any department, agency, or other instrumentality of the Federal Government that utilizes a Government station license obtained under section 305 of the 1934 Act (
(
Editorial Notes
References in Text
For definition of the 1934 Act, referred to in subsecs. (a)(3), (5), (b)(2), and (f), see
Section 3002(c)(5) of the Balanced Budget Act of 1997, referred to in subsec. (f), is section 3002(c)(5) of
Amendments
2022—Subsec. (h)(3)(E).
Subsec. (i)(9).
2015—Subsec. (g)(1).
Subsec. (g)(3)(A).
Subsec. (h)(1).
Subsec. (h)(3)(C).
2012—Subsec. (g).
Subsec. (g)(1).
Subsec. (g)(2)(B).
Subsec. (g)(3).
Subsec. (g)(4).
Subsec. (g)(4)(A).
Subsec. (g)(4)(B).
Subsec. (g)(5).
Subsec. (g)(6).
Subsecs. (h) to (l).
2004—Subsec. (g).
1999—Subsec. (b)(3)(A).
1998—Subsec. (g)(1).
1997—Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2).
Subsec. (b)(3).
Subsec. (d)(4).
Subsecs. (f) to (i).
Statutory Notes and Related Subsidiaries
Spectrum Management Authority Retained
Reports on Costs of Relocations
1 So in original. Probably should be followed by "the".
§924. Withdrawal or limitation of assignment to Federal Government stations
(a) In general
The President shall—
(1) within 6 months after receipt of a report by the Secretary under subsection (a), (d)(1), or (f) of
(2) within any such 6-month period, limit the assignment to a Federal Government station of any frequency which the report recommends be made immediately available for mixed use under
(3) by the delayed effective date recommended by the Secretary under
(4) assign or reassign other frequencies to Federal Government stations as necessary to adjust to such withdrawal or limitation of assignments; and
(5) transmit a notice and description to the Commission and each House of Congress of the actions taken under this subsection.
(b) Exceptions
(1) Authority to substitute
If the President determines that a circumstance described in paragraph (2) exists, the President—
(A) may substitute an alternative frequency or frequencies for the frequency that is subject to such determination and withdraw (or limit) the assignment of that alternative frequency in the manner required by subsection (a); and
(B) shall submit a statement of the reasons for taking the action described in subparagraph (A) to the Commission, Committee on Energy and Commerce of the House of Representatives, and the Committee on Commerce, Science, and Transportation of the Senate.
(2) Grounds for substitution
For purposes of paragraph (1), the following circumstances are described in this paragraph:
(A) the reassignment would seriously jeopardize the national defense interests of the United States;
(B) the frequency proposed for reassignment is uniquely suited to meeting important governmental needs;
(C) the reassignment would seriously jeopardize public health or safety;
(D) the reassignment will result in costs to the Federal Government that are excessive in relation to the benefits that may be obtained from commercial or other non-Federal uses of the reassigned frequency; or
(E) the reassignment will disrupt the existing use of a Federal Government band of frequencies by amateur radio licensees.
(3) Criteria for substituted frequencies
For purposes of paragraph (1), a frequency may not be substituted for a frequency identified and recommended by the report of the Secretary under
(4) Delays in implementation
If the President determines that any action cannot be completed by the delayed effective date recommended by the Secretary pursuant to
(A) withdraw or limit the assignment to Federal Government stations on a later date that is consistent with such plan, except that the President shall notify each committee specified in paragraph (1)(B) and the Commission of the reason that withdrawal or limitation at a later date is required; or
(B) substitute alternative frequencies pursuant to the provisions of this subsection.
(
Editorial Notes
Amendments
1997—Subsec. (a)(1).
Subsec. (a)(2).
§925. Distribution of frequencies by Commission
(a) Allocation and assignment of immediately available frequencies
With respect to the frequencies made available for immediate reallocation pursuant to
(b) Allocation and assignment of remaining available frequencies
With respect to the frequencies made available for reallocation pursuant to
(1) not propose the immediate allocation and assignment of all such frequencies but, taking into account the timetable recommended by the Secretary pursuant to
(A) gradually to allocate and assign the frequencies remaining, after making the reservation required by subparagraph (B), over the course of 10 years beginning on the date of submission of such plan; and
(B) to reserve a significant portion of such frequencies for allocation and assignment beginning after the end of such 10-year period;
(2) contain appropriate provisions to ensure—
(A) the availability of frequencies for new technologies and services in accordance with the policies of section 7 of the 1934 Act (
(B) the availability of frequencies to stimulate the development of such technologies; and
(C) the safety of life and property in accordance with the policies of section 1 of the 1934 Act (
(3) address (A) the feasibility of reallocating portions of the spectrum from current commercial and other non-Federal uses to provide for more efficient use of the spectrum, and (B) innovation and marketplace developments that may affect the relative efficiencies of different spectrum allocations;
(4) not prevent the Commission from allocating frequencies, and assigning licenses to use frequencies, not included in the plan; and
(5) not preclude the Commission from making changes to the plan in future proceedings.
(c) Allocation and assignment of frequencies identified in second reallocation report
(1) Plan and implementation
With respect to the frequencies made available for reallocation pursuant to
(2) Contents
The plan prepared by the Commission under paragraph (1) shall consist of a schedule of allocation and assignment of those frequencies in accordance with section 309(j) of the 1934 Act in time for the assignment of those licenses or permits by September 30, 2002.
(
Editorial Notes
References in Text
For definition of the 1934 Act, referred to in subsecs. (b) and (c)(1), see
Amendments
1997—Subsec. (b).
Subsec. (c).
Statutory Notes and Related Subsidiaries
Accelerated Availability for Auction of 1,710–1,755 Megahertz From Initial Reallocation Report
Commission Obligation To Make Additional Spectrum Available by Auction
"(1)
"(A) in the aggregate span not less than 55 megahertz;
"(B) are located below 3 gigahertz;
"(C) have not, as of the date of enactment of this Act [Aug. 5, 1997]—
"(i) been designated by Commission regulation for assignment pursuant to such section;
"(ii) been identified by the Secretary of Commerce pursuant to section 113 of the National Telecommunications and Information Administration Organization Act (
"(iii) been allocated for Federal Government use pursuant to section 305 of the Communications Act of 1934 (
"(iv) been designated for reallocation under section 337 of the Communications Act of 1934 [
"(v) been allocated or authorized for unlicensed use pursuant to part 15 of the Commission's regulations (47 C.F.R. Part 15), if the operation of services licensed pursuant to competitive bidding would interfere with operation of end-user products permitted under such regulations;
"(D) include frequencies at 2,110–2,150 megahertz; and
"(E) include 15 megahertz from within the bands of frequencies at 1,990–2,110 megahertz.
"(2)
"(A) seek to promote the most efficient use of the electromagnetic spectrum;
"(B) consider the cost of relocating existing uses to other bands of frequencies or other means of communication;
"(C) consider the needs of existing public safety radio services (as such services are described in section 309(j)(2)(A) of the Communications Act of 1934, as amended by this Act);
"(D) comply with the requirements of international agreements concerning spectrum allocations; and
"(E) coordinate with the Secretary of Commerce when there is any impact on Federal Government spectrum use.
"(3)
"(4)
"(5)
"(A) specific information on the incumbent licensee;
"(B) the bands the Commission considered for relocation of the licensee;
"(C) the reasons the licensee cannot be accommodated in such bands; and
"(D) the bands of frequencies identified by the Commission that are—
"(i) suitable for the relocation of such licensee; and
"(ii) allocated for Federal Government use, but that could be reallocated pursuant to part B of the National Telecommunications and Information Administration Organization Act (as amended by this Act) [part B (§§131–135) of title I of
§926. Authority to recover reassigned frequencies
(a) Authority of President
Subsequent to the withdrawal of assignment to Federal Government stations pursuant to
(b) Procedure for reclaiming frequencies
(1) Unallocated frequencies
If the frequencies to be reclaimed have not been allocated or assigned by the Commission pursuant to the 1934 Act [
(2) Allocated frequencies
If the frequencies to be reclaimed have been allocated or assigned by the Commission, the President shall follow the procedures for substitution of frequencies established by
(A) a timetable to accommodate an orderly transition for licensees to obtain new frequencies and equipment necessary for its utilization; and
(B) an estimate of the cost of displacing spectrum users licensed by the Commission.
(c) Costs of reclaiming frequencies
The Federal Government shall bear all costs of reclaiming frequencies pursuant to this section, including the cost of equipment which is rendered unusable, the cost of relocating operations to a different frequency, and any other costs that are directly attributable to the reclaiming of the frequency pursuant to this section, and there are authorized to be appropriated such sums as may be necessary to carry out the purposes of this section.
(d) Effective date of reclaimed frequencies
The Commission shall not withdraw licenses for any reclaimed frequencies until the end of the fiscal year following the fiscal year in which a statement under
(e) Effect on other law
Nothing in this section shall be construed to limit or otherwise affect the authority of the President under section 706 of the 1934 Act (
(
Editorial Notes
References in Text
For definition of the 1934 Act, referred to in subsec. (b)(1), see
§927. Existing allocation and transfer authority retained
(a) Additional reallocation
Nothing in this subchapter prevents or limits additional reallocation of spectrum from the Federal Government to other users.
(b) Implementation of new technologies and services
Notwithstanding any other provision of this subchapter—
(1) the Secretary may, consistent with
(2) the Commission shall make any allocation and licensing decisions with respect to such frequencies in a timely manner and in no event later than the date required by
(
§928. Spectrum Relocation Fund
(a) Establishment of Spectrum Relocation Fund
There is established on the books of the Treasury a separate fund to be known as the "Spectrum Relocation Fund" (in this section referred to as the "Fund"), which shall be administered by the Office of Management and Budget (in this section referred to as "OMB"), in consultation with the NTIA.
(b) Crediting of receipts
The Fund shall be credited with the amounts specified in
(c) Use of funds
The amounts in the Fund from auctions of eligible frequencies are authorized to be used to pay relocation or sharing costs of an eligible Federal entity incurring such costs with respect to relocation from or sharing of those frequencies.
(d) Fund availability
(1) Appropriation
There are hereby appropriated from the Fund such sums as are required to pay the relocation or sharing costs specified in subsection (c).
(2) Transfer conditions
None of the funds provided under this subsection may be transferred to any eligible Federal entity—
(A) unless the eligible Federal entity has submitted a transition plan to the NTIA as required by paragraph (1) of
(B) unless the Director of OMB has determined, in consultation with the NTIA, the appropriateness of such costs and the timeline for relocation or sharing; and
(C) until 30 days after the Director of OMB has submitted to the Committees on Appropriations and Energy and Commerce of the House of Representatives for approval, to the Committees on Appropriations and Commerce, Science, and Transportation of the Senate for approval, and to the Comptroller General a detailed plan describing specifically how the sums transferred from the Fund will be used to pay relocation or sharing costs in accordance with such subsection and the timeline for such relocation or sharing.
Unless disapproved within 30 days, the amounts in the Fund shall be available immediately. If the plan is disapproved, the Director may resubmit a revised plan.
(3) Transfers for pre-auction costs
(A) In general
Subject to subparagraph (B), the Director of OMB may transfer to an eligible Federal entity, at any time (including prior to a scheduled auction), such sums as may be available in the Fund to pay relocation or sharing costs related to pre-auction estimates or research, as such costs are described in
(B) Notification
No funds may be transferred pursuant to subparagraph (A) unless—
(i) the notification provided under paragraph (2)(C) includes a certification from the Director of OMB that—
(I) funds transferred before an auction will likely allow for timely implementation of relocation or sharing, thereby increasing net expected auction proceeds by an amount not less than the time value of the amount of funds transferred; and
(II) the auction is intended to occur not later than 8 years after transfer of funds; and
(ii) the transition plan submitted by the eligible Federal entity under
(I) to the fullest extent possible, for sharing and coordination of eligible frequencies with non-Federal users, including reasonable accommodation by the eligible Federal entity for the use of eligible frequencies by non-Federal users during the period that the entity is relocating its spectrum uses (in this clause referred to as the "transition period");
(II) for non-Federal users to be able to use eligible frequencies during the transition period in geographic areas where the eligible Federal entity does not use such frequencies;
(III) that the eligible Federal entity will, during the transition period, make itself available for negotiation and discussion with non-Federal users not later than 30 days after a written request therefor; and
(IV) that the eligible Federal entity will, during the transition period, make available to a non-Federal user with appropriate security clearances any classified information (as defined in
(C) Applicability to certain costs
(i) In general
The Director of OMB may transfer under subparagraph (A) not more than $10,000,000 for costs incurred after June 28, 2010, but before February 22, 2012.
(ii) Supplement not supplant
Any amounts transferred by the Director of OMB pursuant to clause (i) shall be in addition to any amounts that the Director of OMB may transfer for costs incurred on or after February 22, 2012.
(4) Reversion of unused funds
Any amounts in the Fund that are remaining after the payment of the relocation or sharing costs that are payable from the Fund shall revert to and be deposited in the general fund of the Treasury, for the sole purpose of deficit reduction, not later than 8 years after the date of the deposit of such proceeds to the Fund, unless within 60 days in advance of the reversion of such funds, the Director of OMB, in consultation with the NTIA, notifies the congressional committees described in paragraph (2)(C) that such funds are needed to complete or to implement current or future relocation or sharing arrangements.
(e) Transfer to eligible Federal entities
(1) Transfer
(A) Amounts made available pursuant to subsection (d) shall be transferred to eligible Federal entities, as defined in
(B) An eligible Federal entity may receive more than one such transfer, but if the sum of the subsequent transfer or transfers exceeds 10 percent of the original transfer—
(i) such subsequent transfers are subject to prior approval by the Director of OMB as required by subsection (d)(2)(B);
(ii) the notice to the committees containing the plan required by subsection (d)(2)(C) shall be not less than 45 days prior to the date of the transfer that causes such excess above 10 percent; and
(iii) such notice shall include, in addition to such plan, an explanation of need for such subsequent transfer or transfers.
(C) Such transferred amounts shall be credited to the appropriations account of the eligible Federal entity which has incurred, or will incur, such costs, and shall, subject to paragraph (2), remain available until expended.
(D) At the request of an eligible Federal entity, the Director of the Office of Management and Budget (in this subsection referred to as "OMB") may transfer the amount under subparagraph (A) immediately—
(i) after the frequencies are reallocated by competitive bidding under
(ii) in the case of an incumbent Federal entity that is incurring relocation or sharing costs to accommodate sharing spectrum frequencies with another Federal entity, after the frequencies from which the other eligible Federal entity is relocating are reallocated by competitive bidding under
(E) Prior to the deposit of proceeds into the Fund from an auction, the Director of OMB may borrow from the Treasury the amount under subparagraph (A) for a transfer under subparagraph (D). The Treasury shall immediately be reimbursed, without interest, from funds deposited into the Fund.
(2) Retransfer to fund
An eligible Federal entity that has received such amounts shall report its expenditures to OMB and shall transfer any amounts in excess of actual relocation or sharing costs back to the Fund immediately after the NTIA has notified the Commission that the relocation of the entity or implementation of the sharing arrangement by the entity is complete, or has determined that such entity has unreasonably failed to complete such relocation or the implementation of such arrangement in accordance with the timeline required by subsection (d)(2)(B).
(f) Additional payments from Fund
(1) Amounts available
Notwithstanding subsections (c) through (e), after February 22, 2012, there are appropriated from the Fund and available to the Director of OMB for use in accordance with paragraph (2) not more than 10 percent of the amounts deposited in the Fund from auctions occurring after such date of licenses for the use of spectrum vacated by eligible Federal entities.
(2) Use of amounts
(A) In general
The Director of OMB, in consultation with the NTIA, may use amounts made available under paragraph (1) to make payments to eligible Federal entities that are implementing a transition plan submitted under
(B) Conditions
In the case of any payment by the Director of OMB under subparagraph (A)—
(i) such payment shall be based on the market value of the eligible frequencies, the timeliness with which the eligible Federal entity clears its use of such frequencies, and the need for such frequencies in order for the entity to conduct its essential missions;
(ii) the eligible Federal entity shall use such payment for the purposes specified in clauses (i) through (v) of
(iii) such payment may not be made if the amount remaining in the Fund after such payment will be less than 10 percent of the winning bids in the auction of the spectrum with respect to which the Federal entity is incurring relocation or sharing costs; and
(iv) such payment may not be made until 30 days after the Director of OMB has notified the congressional committees described in subsection (d)(2)(C).
(g) Additional payments for research and development and planning activities
(1) Amounts available
Notwithstanding subsections (c) through (e)—
(A) there are appropriated from the Fund on November 2, 2015, and available to the Director of OMB for use in accordance with paragraph (2), not more than $500,000,000 from amounts in the Fund on November 2, 2015; and
(B) there are appropriated from the Fund after November 2, 2015, and available to the Director of OMB for use in accordance with such paragraph, not more than 10 percent of the amounts deposited in the Fund after November 2, 2015.
(2) Use of amounts
(A) In general
The Director of OMB may use amounts made available under paragraph (1) to make payments requested by Federal entities for research and development, engineering studies, economic analyses, activities with respect to systems, or other planning activities intended to improve the efficiency and effectiveness of the spectrum use of Federal entities in order to make available frequencies described in subparagraph (C) for reallocation for non-Federal use or shared Federal and non-Federal use, or a combination thereof, and for auction in accordance with such reallocation.
(B) Systems that improve efficiency and effectiveness of Federal spectrum use
For purposes of a payment under subparagraph (A) for activities with respect to systems that improve the efficiency and effectiveness of the spectrum use of Federal entities, such systems include the following:
(i) Systems that have increased functionality or that increase the ability of a Federal entity to accommodate spectrum sharing with non-Federal entities.
(ii) Systems that consolidate functions or services that have been provided using separate systems.
(iii) Non-spectrum technology or systems.
(C) Frequencies described
The frequencies described in this subparagraph are, with respect to a payment under subparagraph (A), frequencies that—
(i) are assigned to a Federal entity; and
(ii) at the time of the activities conducted with such payment, are not identified for auction.
(D) Conditions
The Director of OMB may not make a payment to a Federal entity under subparagraph (A)—
(i) unless—
(I) the Federal entity has submitted to the Technical Panel established under
(II) the Technical Panel has approved such plan under subparagraph (E); and
(III) the Director of OMB has submitted the plan approved under subparagraph (E) to the congressional committees described in subsection (d)(2)(C); and
(ii) until 60 days have elapsed after submission of the plan under clause (i)(III).
(E) Review by technical panel
(i) In general
Not later than 120 days after a Federal entity submits a plan under subparagraph (D)(i)(I) to the Technical Panel established under
(ii) Criteria for review
In considering whether to approve or disapprove a plan under this subparagraph, the Technical Panel shall consider whether—
(I) the activities that the Federal entity will conduct with the payment will—
(aa) increase the probability of relocation from or sharing of Federal spectrum;
(bb) facilitate an auction intended to occur not later than 8 years after the payment; and
(cc) increase the net expected auction proceeds in an amount not less than the time value of the amount of the payment; and
(II) the transfer will leave sufficient amounts in the Fund for the other purposes of the Fund.
(h) Prioritization of payments
In determining whether to make payments under subsections (f) and (g), the Director of OMB shall, to the extent practicable, prioritize payments under subsection (g).
(i) Restriction on use of Funds
No amounts in the Fund on the day before February 22, 2012, may be used for any purpose except—
(1) to pay the relocation or sharing costs incurred by eligible Federal entities in order to relocate from the frequencies the auction of which generated such amounts; or
(2) to pay relocation or sharing costs related to pre-auction estimates or research, in accordance with subsection (d)(3).
(
Editorial Notes
Amendments
2018—Subsec. (d)(3)(B)(i)(II).
Subsec. (e)(1)(D), (E).
2015—Subsecs. (g) to (i).
2012—
Subsec. (c).
Subsec. (d)(2)(A).
Subsec. (d)(2)(B).
Subsec. (d)(2)(C).
Subsec. (d)(3).
Subsec. (d)(4).
Subsec. (e)(1)(B)(i).
Subsec. (e)(1)(B)(ii).
Subsec. (e)(2).
Subsecs. (f), (g).
2009—Subsec. (e)(1)(B)(ii) to (iv).
Statutory Notes and Related Subsidiaries
Annual Report
"(1) the progress made in adhering to the timelines applicable to relocation from eligible frequencies required under [former] section 118(d)(2)(A) of the National Telecommunications and Information Administration Organization Act [now
"(2) with respect to each relocated communication system and auction, a statement of the estimate of relocation costs required under section 113(g)(4) of such Act [
§929. National security and other sensitive information
(a) Determination
If the head of an Executive agency (as defined in
(b) Inclusion in annex
The head of the Executive agency shall place the information with respect to which a determination was made under subsection (a) in a separate annex to the notification or report required by
(
SUBCHAPTER III—MISCELLANEOUS
§941. Child-friendly second-level Internet domain
(a) Responsibilities
The NTIA shall require the registry selected to operate and maintain the United States country code Internet domain to establish, operate, and maintain a second-level domain within the United States country code domain that provides access only to material that is suitable for minors and not harmful to minors (in this section referred to as the "new domain").
(b) Conditions of contracts
(1) Initial registry
The NTIA shall not exercise any option periods under any contract between the NTIA and the initial registry to operate and maintain the United States country code Internet domain unless the initial registry agrees, during the 90-day period beginning upon December 4, 2002, to carry out, and to operate the new domain in accordance with, the requirements under subsection (c). Nothing in this subsection shall be construed to prevent the initial registry of the United States country code Internet domain from participating in the NTIA's process for selecting a successor registry or to prevent the NTIA from awarding, to the initial registry, the contract to be successor registry subject to the requirements of paragraph (2).
(2) Successor registries
The NTIA shall not enter into any contract for operating and maintaining the United States country code Internet domain with any successor registry unless such registry enters into an agreement with the NTIA, during the 90-day period after selection of such registry, that provides for the registry to carry out, and the new domain to operate in accordance with, the requirements under subsection (c).
(c) Requirements of new domain
The registry and new domain shall be subject to the following requirements:
(1) Written content standards for the new domain, except that the NTIA shall not have any authority to establish such standards.
(2) Written agreements with each registrar for the new domain that require that use of the new domain is in accordance with the standards and requirements of the registry.
(3) Written agreements with registrars, which shall require registrars to enter into written agreements with registrants, to use the new domain in accordance with the standards and requirements of the registry.
(4) Rules and procedures for enforcement and oversight that minimize the possibility that the new domain provides access to content that is not in accordance with the standards and requirements of the registry.
(5) A process for removing from the new domain any content that is not in accordance with the standards and requirements of the registry.
(6) A process to provide registrants to the new domain with an opportunity for a prompt, expeditious, and impartial dispute resolution process regarding any material of the registrant excluded from the new domain.
(7) Continuous and uninterrupted service for the new domain during any transition to a new registry selected to operate and maintain new domain or the United States country code domain.
(8) Procedures and mechanisms to promote the accuracy of contact information submitted by registrants and retained by registrars in the new domain.
(9) Operationality of the new domain not later than one year after December 4, 2002.
(10) Written agreements with registrars, which shall require registrars to enter into written agreements with registrants, to prohibit two-way and multiuser interactive services in the new domain, unless the registrant certifies to the registrar that such service will be offered in compliance with the content standards established pursuant to paragraph (1) and is designed to reduce the risk of exploitation of minors using such two-way and multiuser interactive services.
(11) Written agreements with registrars, which shall require registrars to enter into written agreements with registrants, to prohibit hyperlinks in the new domain that take new domain users outside of the new domain.
(12) Any other action that the NTIA considers necessary to establish, operate, or maintain the new domain in accordance with the purposes of this section.
(d) Option periods for initial registry
The NTIA shall grant the initial registry the option periods available under the contract between the NTIA and the initial registry to operate and maintain the United States country code Internet domain if, and may not grant such option periods unless, the NTIA finds that the initial registry has satisfactorily performed its obligations under this Act and under the contract. Nothing in this section shall preempt or alter the NTIA's authority to terminate such contract for the operation of the United States country code Internet domain for cause or for convenience.
(e) Treatment of registry and other entities
(1) In general
Only to the extent that such entities carry out functions under this section, the following entities are deemed to be interactive computer services for purposes of section 230(c) of the Communications Act of 1934 (
(A) The registry that operates and maintains the new domain.
(B) Any entity that contracts with such registry to carry out functions to ensure that content accessed through the new domain complies with the limitations applicable to the new domain.
(C) Any registrar for the registry of the new domain that is operating in compliance with its agreement with the registry.
(2) Savings provision
Nothing in paragraph (1) shall be construed to affect the applicability of any other provision of title II of the Communications Act of 1934 [
(f) Education
The NTIA shall carry out a program to publicize the availability of the new domain and to educate the parents of minors regarding the process for utilizing the new domain in combination and coordination with hardware and software technologies that provide for filtering or blocking. The program under this subsection shall be commenced not later than 30 days after the date that the new domain first becomes operational and accessible by the public.
(g) Coordination with Federal Government
The registry selected to operate and maintain the new domain shall—
(1) consult with appropriate agencies of the Federal Government regarding procedures and actions to prevent minors and families who use the new domain from being targeted by adults and other children for predatory behavior, exploitation, or illegal actions; and
(2) based upon the consultations conducted pursuant to paragraph (1), establish such procedures and take such actions as the registry may deem necessary to prevent such targeting.
The consultations, procedures, and actions required under this subsection shall be commenced not later than 30 days after the date that the new domain first becomes operational and accessible by the public.
(h) Compliance report
The registry shall prepare, on an annual basis, a report on the registry's monitoring and enforcement procedures for the new domain. The registry shall submit each such report, setting forth the results of the review of its monitoring and enforcement procedures for the new domain, to the Committee on Energy and Commerce of the House of Representatives and the Committee on Commerce, Science, and Transportation of the Senate.
(i) Suspension of new domain
If the NTIA finds, pursuant to its own review or upon a good faith petition by the registry, that the new domain is not serving its intended purpose, the NTIA shall instruct the registry to suspend operation of the new domain until such time as the NTIA determines that the new domain can be operated as intended.
(j) Definitions
For purposes of this section, the following definitions shall apply:
(1) Harmful to minors
The term "harmful to minors" means, with respect to material, that—
(A) the average person, applying contemporary community standards, would find, taking the material as a whole and with respect to minors, that it is designed to appeal to, or is designed to pander to, the prurient interest;
(B) the material depicts, describes, or represents, in a manner patently offensive with respect to minors, an actual or simulated sexual act or sexual contact, an actual or simulated normal or perverted sexual act, or a lewd exhibition of the genitals or post-pubescent female breast; and
(C) taken as a whole, the material lacks serious, literary, artistic, political, or scientific value for minors.
(2) Minor
The term "minor" means any person under 13 years of age.
(3) Registry
The term "registry" means the registry selected to operate and maintain the United States country code Internet domain.
(4) Successor registry
The term "successor registry" means any entity that enters into a contract with the NTIA to operate and maintain the United States country code Internet domain that covers any period after the termination or expiration of the contract to operate and maintain the United States country code Internet domain, and any option periods under such contract, that was signed on October 26, 2001.
(5) Suitable for minors
The term "suitable for minors" means, with respect to material, that it—
(A) is not psychologically or intellectually inappropriate for minors; and
(B) serves—
(i) the educational, informational, intellectual, or cognitive needs of minors; or
(ii) the social, emotional, or entertainment needs of minors.
(
Editorial Notes
References in Text
This Act, referred to in subsec. (d), is
The Communications Act of 1934, referred to in subsec. (e)(2), is act June 19, 1934, ch. 652,
Statutory Notes and Related Subsidiaries
Findings and Purposes
"(a)
"(1) the World Wide Web presents a stimulating and entertaining opportunity for children to learn, grow, and develop educationally and intellectually;
"(2) Internet technology also makes available an extensive amount of information that is harmful to children, as studies indicate that a significant portion of all material available on the Internet is related to pornography;
"(3) young children, when trying to use the World Wide Web for positive purposes, are often presented—either mistakenly or intentionally—with material that is inappropriate for their age, which can be extremely frustrating for children, parents, and educators;
"(4) exposure of children to material that is inappropriate for them, including pornography, can distort the education and development of the Nation's youth and represents a serious harm to American families that can lead to a host of other problems for children, including inappropriate use of chat rooms, physical molestation, harassment, and legal and financial difficulties;
"(5) young boys and girls, older teens, troubled youth, frequent Internet users, chat room participants, online risk takers, and those who communicate online with strangers are at greater risk for receiving unwanted sexual solicitation on the Internet;
"(6) studies have shown that 19 percent of youth (ages 10 to 17) who used the Internet regularly were the targets of unwanted sexual solicitation, but less than 10 percent of the solicitations were reported to the police;
"(7) children who come across illegal content should report it to the congressionally authorized CyberTipline, an online mechanism developed by the National Center for Missing and Exploited Children, for citizens to report sexual crimes against children;
"(8) the CyberTipline has received more than 64,400 reports, including reports of child pornography, online enticement for sexual acts, child molestation (outside the family), and child prostitution;
"(9) although the computer software and hardware industries, and other related industries, have developed innovative ways to help parents and educators restrict material that is harmful to minors through parental control protections and self-regulation, to date such efforts have not provided a national solution to the problem of minors accessing harmful material on the World Wide Web;
"(10) the creation of a 'green-light' area within the United States country code Internet domain, that will contain only content that is appropriate for children under the age of 13, is analogous to the creation of a children's section within a library and will promote the positive experiences of children and families in the United States; and
"(11) while custody, care, and nurture of the child reside first with the parent, the protection of the physical and psychological well-being of minors by shielding them from material that is harmful to them is a compelling governmental interest.
"(b)
"(1) to facilitate the creation of a second-level domain within the United States country code Internet domain for the location of material that is suitable for minors and not harmful to minors; and
"(2) to ensure that the National Telecommunications and Information Administration oversees the creation of such a second-level domain and ensures the effective and efficient establishment and operation of the new domain."
§942. Coordination of 9–1–1, E9–1–1, and Next Generation 9–1–1 implementation
(a) 9–1–1 Implementation Coordination Office
(1) Establishment and continuation
The Assistant Secretary and the Administrator of the National Highway Traffic Safety Administration shall—
(A) establish and further a program to facilitate coordination and communication between Federal, State, and local emergency communications systems, emergency personnel, public safety organizations, telecommunications carriers, and telecommunications equipment manufacturers and vendors involved in the implementation of 9–1–1 services; and
(B) establish a 9–1–1 Implementation Coordination Office to implement the provisions of this section.
(2) Management plan
(A) Development
The Assistant Secretary and the Administrator shall develop a management plan for the grant program established under this section, including by developing—
(i) plans related to the organizational structure of such program; and
(ii) funding profiles for each fiscal year of the duration of such program.
(B) Submission to Congress
Not later than 90 days after February 22, 2012, the Assistant Secretary and the Administrator shall submit the management plan developed under subparagraph (A) to—
(i) the Committees on Commerce, Science, and Transportation and Appropriations of the Senate; and
(ii) the Committees on Energy and Commerce and Appropriations of the House of Representatives.
(3) Purpose of Office
The Office shall—
(A) take actions, in concert with coordinators designated in accordance with subsection (b)(3)(A)(ii), to improve coordination and communication with respect to the implementation of 9–1–1 services, E9–1–1 services, and Next Generation 9–1–1 services;
(B) develop, collect, and disseminate information concerning practices, procedures, and technology used in the implementation of 9–1–1 services, E9–1–1 services, and Next Generation 9–1–1 services;
(C) advise and assist eligible entities in the preparation of implementation plans required under subsection (b)(3)(A)(iii);
(D) receive, review, and recommend the approval or disapproval of applications for grants under subsection (b); and
(E) oversee the use of funds provided by such grants in fulfilling such implementation plans.
(b) 9–1–1, E9–1–1, and Next Generation 9–1–1 implementation grants
(1) Matching grants
The Assistant Secretary and the Administrator, acting through the Office, shall provide grants to eligible entities for—
(A) the implementation and operation of 9–1–1 services, E9–1–1 services, migration to an IP-enabled emergency network, and adoption and operation of Next Generation 9–1–1 services and applications;
(B) the implementation of IP-enabled emergency services and applications enabled by Next Generation 9–1–1 services, including the establishment of IP backbone networks and the application layer software infrastructure needed to interconnect the multitude of emergency response organizations; and
(C) training public safety personnel, including call-takers, first responders, and other individuals and organizations who are part of the emergency response chain in 9–1–1 services.
(2) Matching requirement
The Federal share of the cost of a project eligible for a grant under this section shall not exceed 60 percent.
(3) Coordination required
In providing grants under paragraph (1), the Assistant Secretary and the Administrator shall require an eligible entity to certify in its application that—
(A) in the case of an eligible entity that is a State government, the entity—
(i) has coordinated its application with the public safety answering points located within the jurisdiction of such entity;
(ii) has designated a single officer or governmental body of the entity to serve as the coordinator of implementation of 9–1–1 services, except that such designation need not vest such coordinator with direct legal authority to implement 9–1–1 services, E9–1–1 services, or Next Generation 9–1–1 services or to manage emergency communications operations;
(iii) has established a plan for the coordination and implementation of 9–1–1 services, E9–1–1 services, and Next Generation 9–1–1 services; and
(iv) has integrated telecommunications services involved in the implementation and delivery of 9–1–1 services, E9–1–1 services, and Next Generation 9–1–1 services; or
(B) in the case of an eligible entity that is not a State, the entity has complied with clauses (i), (iii), and (iv) of subparagraph (A), and the State in which it is located has complied with clause (ii) of such subparagraph.
(4) Criteria
Not later than 120 days after February 22, 2012, the Assistant Secretary and the Administrator shall issue regulations, after providing the public with notice and an opportunity to comment, prescribing the criteria for selection for grants under this section. The criteria shall include performance requirements and a timeline for completion of any project to be financed by a grant under this section. The Assistant Secretary and the Administrator shall update such regulations as necessary.
(c) Diversion of 9–1–1 charges
(1) Designated 9–1–1 charges
For the purposes of this subsection, the term "designated 9–1–1 charges" means any taxes, fees, or other charges imposed by a State or other taxing jurisdiction that are designated or presented as dedicated to deliver or improve 9–1–1 services, E9–1–1 services, or Next Generation 9–1–1 services.
(2) Certification
Each applicant for a matching grant under this section shall certify to the Assistant Secretary and the Administrator at the time of application, and each applicant that receives such a grant shall certify to the Assistant Secretary and the Administrator annually thereafter during any period of time during which the funds from the grant are available to the applicant, that no portion of any designated 9–1–1 charges imposed by a State or other taxing jurisdiction within which the applicant is located are being obligated or expended for any purpose other than the purposes for which such charges are designated or presented during the period beginning 180 days immediately preceding the date of the application and continuing through the period of time during which the funds from the grant are available to the applicant.
(3) Condition of grant
Each applicant for a grant under this section shall agree, as a condition of receipt of the grant, that if the State or other taxing jurisdiction within which the applicant is located, during any period of time during which the funds from the grant are available to the applicant, obligates or expends designated 9–1–1 charges for any purpose other than the purposes for which such charges are designated or presented, eliminates such charges, or redesignates such charges for purposes other than the implementation or operation of 9–1–1 services, E9–1–1 services, or Next Generation 9–1–1 services, all of the funds from such grant shall be returned to the Office.
(4) Penalty for providing false information
Any applicant that provides a certification under paragraph (2) knowing that the information provided in the certification was false shall—
(A) not be eligible to receive the grant under subsection (b);
(B) return any grant awarded under subsection (b) during the time that the certification was not valid; and
(C) not be eligible to receive any subsequent grants under subsection (b).
(d) Funding and termination
(1) In general
From the amounts made available to the Assistant Secretary and the Administrator under
(2) Termination
Effective on October 1, 2022, the authority provided by this section terminates and this section shall have no effect.
(e) Definitions
In this section, the following definitions shall apply:
(1) 9–1–1 services
The term "9–1–1 services" includes both E9–1–1 services and Next Generation 9–1–1 services.
(2) E9–1–1 services
The term "E9–1–1 services" means both phase I and phase II enhanced 9–1–1 services, as described in section 20.18 of the Commission's regulations (47 C.F.R. 20.18), as in effect on February 22, 2012, or as subsequently revised by the Commission.
(3) Eligible entity
(A) In general
The term "eligible entity" means a State or local government or a tribal organization (as defined in
(B) Instrumentalities
The term "eligible entity" includes public authorities, boards, commissions, and similar bodies created by one or more eligible entities described in subparagraph (A) to provide 9–1–1 services, E9–1–1 services, or Next Generation 9–1–1 services.
(C) Exception
The term "eligible entity" does not include any entity that has failed to submit the most recently required certification under subsection (c) within 30 days after the date on which such certification is due.
(4) Emergency call
The term "emergency call" refers to any real-time communication with a public safety answering point or other emergency management or response agency, including—
(A) through voice, text, or video and related data; and
(B) nonhuman-initiated automatic event alerts, such as alarms, telematics, or sensor data, which may also include real-time voice, text, or video communications.
(5) Next Generation 9–1–1 services
The term "Next Generation 9–1–1 services" means an IP-based system comprised of hardware, software, data, and operational policies and procedures that—
(A) provides standardized interfaces from emergency call and message services to support emergency communications;
(B) processes all types of emergency calls, including voice, data, and multimedia information;
(C) acquires and integrates additional emergency call data useful to call routing and handling;
(D) delivers the emergency calls, messages, and data to the appropriate public safety answering point and other appropriate emergency entities;
(E) supports data or video communications needs for coordinated incident response and management; and
(F) provides broadband service to public safety answering points or other first responder entities.
(6) Office
The term "Office" means the 9–1–1 Implementation Coordination Office.
(7) Public safety answering point
The term "public safety answering point" has the meaning given the term in
(8) State
The term "State" means any State of the United States, the District of Columbia, Puerto Rico, American Samoa, Guam, the United States Virgin Islands, the Northern Mariana Islands, and any other territory or possession of the United States.
(
Editorial Notes
Amendments
2021—Subsec. (a)(4).
2012—
2008—Subsec. (b)(1).
Subsecs. (d) to (f).
2007—Subsec. (b)(4).
Statutory Notes and Related Subsidiaries
Next Generation 911
"(1)
"(2)
Findings
"(1) for the sake of our Nation's homeland security and public safety, a universal emergency telephone number (911) that is enhanced with the most modern and state-of-the-art telecommunications capabilities possible should be available to all citizens in all regions of the Nation;
"(2) enhanced emergency communications require Federal, State, and local government resources and coordination;
"(3) any funds that are collected from fees imposed on consumer bills for the purposes of funding 911 services or enhanced 911 should go only for the purposes for which the funds are collected; and
"(4) enhanced 911 is a high national priority and it requires Federal leadership, working in cooperation with State and local governments and with the numerous organizations dedicated to delivering emergency communications services."
Purposes
"(1) to coordinate 911 services and E–911 services, at the Federal, State, and local levels; and
"(2) to ensure that funds collected on telecommunications bills for enhancing emergency 911 services are used only for the purposes for which the funds are being collected."